Group I (1976−1998)
Group II (1998–2006)
No.
Range (cc)
Mean (cc)
No.
Range (cc)
Mean (cc)
Benign
276
100–4000
795
203
50–2000
366
Carcinoma
778
35–3700
635
739
15–3100
368
Total
1054
35–4000
677
942
15–3100
368 (p ≤ 0.0001)
Both massive intraoperative bleeding and a tracheal tear complicate < 1 % of all THEs. Neither of these events is commonly mentioned in review articles on the operation. Because these are such relatively uncommon occurrences, a periodic intraoperative “fire drill”—“walking through” the steps of controlling untoward mediastinal bleeding or an airway tear encountered during a THE, including indications for a thoracotomy and selection of the appropriate side—may prove lifesaving if these “disasters” occur.
Indications and Contraindications to THE
The surgeon considering a THE must be keenly aware of clinical “red flags” that may portend major intraoperative hemorrhage or injury to the adjacent airway. In the majority of patients requiring an esophageal resection and reconstruction, THE and a CEGA are applicable. In the last reported series of 2007 THEs by the author and his associates, there were 1525 (76 %) operations for carcinoma and 482 (24 %) for benign disease (Table 4.2) [9]. In patients with achalasia, the common indications for esophageal resection were a failed prior esophagomyotomy, often with a subsequent reflux stricture, and a tortuous megaesophagus (> 6 m) [10]. Technical features unique to achalasia and increasing the likelihood of bleeding during a THE include (1) adherence of the myotomized segment to the descending thoracic aorta; deviation of the megaesophagus into the right chest; (2) larger than usual aortic esophageal arteries; and (3) a wider than usual cervical esophagus, which is more difficult to mobilize and encircle. While the need for an esophagectomy for a reflux stricture has been dramatically reduced by the advent of proton pump inhibitors (PPIs), the number of failed laparoscopic antireflux operations is increasing, many after multiple procedures, or with perihiatal mesh, often with erosion into the esophagus. In the author’s experience, the likelihood of achieving long-term reflux control and/or relief of dysphagia after two or more prior antireflux operations is so low that esophageal resection and reconstruction are the “best” alternative if a reoperation is advised. However, the decision to resect the esophagus for benign disease should not be made lightly. Complaints of occasional reflux or intermittent dysphagia associated with a recurrent hiatal hernia, for example, may be less problematic in the long run than an esophageal anastomotic stricture or chronic dumping syndrome which may follow an esophagectomy. With mesh erosion into the esophagus, there is little option other than an esophageal resection. The distal periesophageal and esophagogastric junction inflammatory reaction associated with a mesh erosion may be extensive and result in bleeding as the inflammatory mass is mobilized away from the adjacent aorta. Parenthetically, although the mesh erosion is at the esophagogastric junction, a THE and CEGA is a better option than a limited distal esophagectomy and low intrathoracic esophagogastric anastomosis, particularly in an infected field due to local sepsis from the erosion. This latter operation insures lifelong gastroesophageal reflux and should never be done for benign disease. The author has recently learned of such a patient who developed a low esophagogastric anastomotic leak following a limited transabdominal resection for mesh erosion, survived this, and presented more than 2 years later with an aorto-esophageal fistula at the site of the prior anastomotic leak—an extremely rare cause of late major hemorrhage associated with an intrathoracic esophageal anastomosis. This was controlled with an endovascular aortic stent.
Table 4.2
Indications for transhiatal esophagectomy (2007 patients). (Reproduced with permission from [14]Wolters Kluwer 2005)
Number (%) | |||
---|---|---|---|
Patients | Group I-1063 pts | Group II-944 pts | Total-2007 |
1976–1998 | 1998–2006 | 1976–2006 | |
Benign conditions | 278 (26 %) | 204 (22 %) | 482 (24 %) |
Neuromotor dysfunction | 92 (33 %) | 47 (23 %) | 139 (29 %) |
Achalasia | 69 | 44 | 113 |
Spasm/dysmotility | 21 | 3 | 24 |
Scleroderma | 2 | 0 | 2 |
Stricture | 74 (27 %) | 21 (10 %) | 95 (20 %) |
Gastroesophageal reflux | 40 | 7 | 47 |
Caustic ingestion | 18 | 6 | 24 |
Radiation | 4 | 2 | 6 |
Other | 12 | 6 | 18 |
Barrett’s mucosa with high-grade dysplasia | 53 (19 %) | 90 (44 %) | 143 (30 %) |
Recurrent gastroesophageal reflux | 21 (8 %) | 6 (3 %) | 27 (6 %) |
Recurrent hiatus hernia | 14 (5 %) | 14 (7 %) | 28 (6 %) |
Acute perforation | 15 (5 %) | 9 (5 %) | 24 (5 %) |
Acute caustic injury | 5 (2 %) | 1 (1 %) | 6 (1 %) |
Other | 4 (1 %) | 16 (8 %) | 20 (4 %) |
Carcinoma of the intrathoracic esophagus | |||
Site | 785 (74 %) | 740 (78 %) | 1525 (76 %) |
Upper third | 35 (4 %) | 16 (2 %) | 51 (3 %) |
Middle third | 164 (21 %) | 63 (9 %) | 227 (15 %) |
Lower third and/or cardiaa | 586 (75 %) | 661 (89 %) | 1247 (82 %) |
While in the current experience of the author and his associates with more than 3000 THEs, this operation has been possible in 98 % of those requiring an esophagectomy, and the safe surgeon must recognize that there are contraindications to proceeding with the procedure. Patients with upper and mid-third esophageal cancers invading the adjacent airway (proven with bronchoscopy and biopsy, which should always be performed as a part of the preoperative evaluation) are not candidates for a THE. When an esophageal tumor is located in the mid-esophagus in proximity to the carina and main bronchi, at approximately 25 cm from the upper incisor teeth at esophagoscopy, a more difficult transhiatal esophageal mobilization than with a distal carcinoma is usually encountered, and the risk of an airway tear is increased. Those with histologically documented stage IV disease (distant metastasis) are similarly not candidates for resection; this includes the patient found to have “just” a 1-cm liver metastasis at the time of abdominal exploration. Systemic disease cannot be cured with local therapy (i.e., surgery). Without question, the single most important contraindication to proceeding with a THE is the surgeon’s assessment of esophageal mobility on palpation through the hiatus. Fixation of the esophagus or its contained tumor to adjacent mediastinal structures can result in an untoward bleeding from a torn aorta or azygos vein or a tracheal tear during an attempted THE. Surgical judgment is critical in such situations. Prior radiation therapy does not preclude a THE, but the technical difficulty of mobilizing the esophagus may be greatly increased.
Preoperative Risk Factors for Bleeding with a THE
While it may seem obvious, a careful history to rule out bleeding tendencies or a family history of clotting disorders should always be obtained. The patient population requiring an esophagectomy is often older, and a number of conditions more common in this group result in the need for anticoagulation and platelet inhibitors, which may result in untoward bleeding with a THE unless carefully monitored and discontinued for an appropriate time before surgery. Three of the most frequent indications for anticoagulation among these patients are chronic atrial fibrillation, coronary artery stents, and prior thromboembolic disease, particularly that in association with neoadjuvant chemotherapy and radiation therapy for esophageal carcinoma [11–13].
A history of prior esophageal surgery, particularly an esophagomyotomy, which may result in the exposed esophageal submucosa adhering to the adjacent descending thoracic aorta, may portend a more difficult esophagectomy; especially with reoperations, bleeding from the spleen may occur during the upper abdominal gastric mobilization as left upper quadrant adhesions are divided. It has long been my practice in these operations to confront the gastric fundus mobilization and division of the high short gastric vessels as soon as possible after opening the abdomen while the surgical team is at its freshest and inadvertent splenic injury due to less likely retraction. As the dissection is carried superiorly through the diaphragmatic hiatus and the esophageal mobilization commenced, especially in those who have had a prior esophagomyotomy, narrow Deaver retractors should be placed into the hiatus and sharp dissection of the esophagus from the aorta under direct vision carried out. Blunt dissection of the esophagus adherent to the aorta may have dire consequences. In the patient with a megaesophagus of achalasia, deviation of the “sigmoid” esophagus into the right chest is common, and not only dissecting into the right chest but also beneath the azygos vein may be hazardous.
The presence of mediastinal calcification due to old granulatous disease on the preoperative chest radiograph and CT scan, particularly in the subcarinal region, may be the harbinger of potential bleeding during the transhiatal esophageal mobilization in this area. While such calcification per se does not preclude a THE, if the surgeon encounters increased difficulty mobilizing the subcarinal esophagus, there must be a low tolerance to convert to an open thoracotomy and free the esophagus from the mediastinum under direct vision.
Portal hypertension is a relative contraindication to esophagectomy and has been responsible twice for rare massive intraoperative abdominal bleeding in our patients. The author regards the presence of ascites from liver disease as an absolute contraindication to esophagectomy. Even if untoward bleeding does not occur, venous congestion of the mobilized stomach due to portal hypertension may have devastating consequences if an esophagogastric anastomosis is attempted.
Finally, it has been the personal observation of the author that obese, “soft,” often elderly women have experienced the preponderance of intraoperative massive bleeding during a THE, perhaps being more prone to an azygos vein tear because of general tissue laxity. Such a body habitus or tissue strength does not preclude a THE, but should alert the surgeon to the need to proceed cautiously.
General Considerations
The patient is positioned supine, the neck extended by placing a small rolled sheet under the scapulae, and the head turned to the right and supported on a soft head ring. The operative field is wide and includes the skin of the neck, chest, and abdomen from the angle of the mandible superiorly to the pubis inferiorly and anteriorly to both mid-axillary lines. There must be adequate room to place a chest tube low in the anterior axillary lines as indicated. Two suction lines with Yankauer suckers are routine, one near the patient’s head and the other at the lower end of the table. After the abdominal phase of the operation and before beginning the transhiatal esophageal mobilization, the Yankauer sucker at the head of the table is removed and replaced with a longer 28 Fr Argyle Saratoga sump catheter. This catheter is inserted into the posterior mediastinum through the cervical wound after each phase of the esophageal mobilization (posterior, anterior, and lateral) and the mediastinum inspected through the hiatus to establish that excessive bleeding is not occurring. As a general rule, the operation commences with mobilization of the stomach through the upper midline abdominal incision. Exposure and division of the high short gastric vessels are carried out first, when the operative team is fresh, and untoward traction on the left upper quadrant retractor with resultant injury to the spleen is less likely to occur. Splenic injury necessitating a splenectomy has occurred in approximately 4 % of our THE patients, especially in those who have had prior fundoplications that must be taken down if the stomach is going to serve as an esophageal replacement and reach to the neck for a construction of a CEGA. The need for a splenectomy for control of bleeding is uncommon, but when required, especially in a “re-do” abdomen, care must be taken to preserve the integrity of the right gastroepiploic artery, the primary blood supply of the gastric esophageal substitute. In patients undergoing a THE for a distal esophageal Barrett’s adenocarcinoma occurring in association with a large paraesophageal hiatal hernia, care must be taken to deliver the greater curvature of the stomach out of the hiatus before commencing division of what appears to be the high short gastric vessels. It is easy in such patients to mistakenly divide the right gastroepiploic artery erroneously felt to be a short gastric vessel.
Anesthetic Considerations
An epidural catheter for postoperative analgesia, a standard endotracheal tube, and a Foley catheter are routinely used. As indicated above, the patient is positioned supine. Two large bore peripheral intravenous lines and a radial artery catheter for continuous monitoring of the blood pressure are placed and well secured, and the arms are padded and placed at the sides. Although the anesthetist may feel uncomfortable about not having direct access to the IVs intraoperatively, this positioning gives the surgeon and his assistant optimal access to the neck, chest, and abdomen from both sides of the table. To avoid prolonged hypotension from cardiac displacement, the surgeon and the anesthesiologist both watch the monitored blood pressure together while the surgeon’s hand is in the posterior mediastinum performing the transhiatal esophageal mobilization. Intraoperative monitoring of urinary output is important in these patients with impaired swallowing, many of whom have had preoperative bowel prep, as hypotension due to low intravascular volume is common.
During performance of the transhiatal esophageal mobilization, constant communication between the surgeon and the anesthetist is crucial. As the hand is advanced upward into the mediastinum through the diaphragmatic hiatus, both the surgeon and the anesthetist must monitor the radial artery blood pressure in order to minimize untoward hypotension associated with displacement of the heart by the surgeon’s hand. If the surgeon’s hand is kept well posteriorly against the spine, hypotension from anterior displacement of the heart is less. After 5–10 s of hypotension in the patient who is not hypovolemic, the blood pressure should quickly return to the normal range within seconds of removing the hand from the mediastinum. This is NOT the time for the anesthesiologist to be correcting hypotension with pressor agents. Persistent hypotension after the surgeon’s hand is withdrawn from the mediastinum signals either the need for volume replacement or unrecognized mediastinal hemorrhage, not the need for pressors.
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