Fig. 28.1
A subepithelial lesion identified in the proximal rectum in a patient with a prior history of sigmoid colon cancer
What is the Differential Diagnosis of Subepithelial Lesions?
The differential diagnosis of subepithelial lesions encompasses a spectrum of processes, including non-neoplastic intramural lesions, a wide variety of benign and potentially malignant intramural neoplasms, and extrinsic compression from adjacent structures (Table 28.1). When encountering a subepithelial lesion, the endoscopist should be aware of the most common diagnoses based on the lesion’s endoscopic appearance and location, placing them in the context of the patient’s medical and surgical history. For example, a lobulated subepithelial lesion located in the gastric fundus in a patient with cirrhosis or prior bouts of acute pancreatitis should immediately raise the suspicion for gastric varices (Fig. 28.2).
Table 28.1
Differential diagnosis of gastrointestinal subepithelial lesions
Benign intramural lesions | Malignant (or potentially malignant) intramural lesions | Extrinsic compression |
---|---|---|
Duplication cyst | Carcinoid | Normal intra-abdominal structures (pancreas, liver, spleen, gallbladder, etc.) |
Granular cell tumor | Gastrointestinal stromal tumor | Abnormal intra-abdominal structures |
Inflammatory fibroid tumor | Glomus tumor | (pancreatic/hepatic/renal cysts, aneurysms, lymph nodes, abscesses, tumors) |
Leiomyoma | Lymphoma | |
Lipoma | Metastatic carcinoma | |
Lymphangioma | ||
Pancreatic rest | ||
Schwannoma | ||
Varices |
Fig. 28.2
Endoscopic appearance of gastric varices located in the fundus
The differential can be narrowed somewhat based on the location of the lesion [1–3]. The most common subepithelial lesions of the esophagus are leiomyomas , granular cell tumors, and cysts (duplication or bronchogenic). In the stomach, gastrointestinal stromal tumors (GISTs) and pancreatic rests are most common. Duodenal subepithelial lesions are encountered less commonly, but GISTs, carcinoids , lipomas , and duplication cysts can be found with similar frequency. In the colon and rectum, the most common lesions are carcinoids, lipomas, and GISTs. In women, one must also consider the possibility of endometriosis or even extrinsic compression of the rectum caused by a tampon in the vagina [4, 5].
A Stepwise Approach to the Evaluation of Subepithelial Lesions of the Gastrointestinal Tract
Initial Endoscopic Evaluation: What Endoscopic Techniques Diagnose Subepithelial Lesions?
The initial evaluation of subepithelial lesions can be performed using standard endoscopic equipment and techniques [6, 7]. The first step is to visually assess the following features: size, location, shape, color, surface characteristics, presence of pulsation, and change in appearance with patient repositioning and with air insufflation. Subepithelial lesions generally have normal-appearing overlying mucosa, but surface characteristics (e.g., focal ulceration or umbilication) and color (e.g., bluish, yellowish, translucent) should be evaluated, as these features may provide clues to the nature of the underlying lesion. Distinguishing intramural lesions from extrinsic compression can be difficult with endoscopy alone [8], but a significant change in the appearance of a lesion with alterations in patient position and degree of lumen distension suggests an extrinsic source.
A closed biopsy forceps can be used to probe the lesion, assessing its mobility and consistency. The presence of the “pillow/cushion” sign, characterized by the ability to indent the lesion with the biopsy forceps, is a feature that is highly specific for lipomas . Lipomas may also demonstrate the “tent sign,” described as the ability to grasp the overlying mucosa with a forceps and easily pull the mucosa away from the underlying lesion (Fig. 28.3).
Fig. 28.3
Endoscopic features of lipomas. a Endoscopic appearance of a colonic lipoma in the ascending colon. b Positive “pillow” or “cushion” sign, characterized by indentation of the lipoma using a closed biopsy forceps. c Grasping the overlying mucosa and pulling it away from the underlying lipoma demonstrates the “tent sign”
For lesions that do not appear vascular (bluish coloration) or cystic (translucent) and do not demonstrate the “pillow sign,” biopsies may then be obtained to rule out an epithelial lesion as well as attempt to sample the underlying lesion. Unlike most other subepithelial lesions , carcinoid tumors can frequently be diagnosed using standard biopsy technique since they often arise from the deep mucosal layer. Areas of ulceration, if present, should be targeted to improve diagnostic yield [9]. “Stacked” (bite-on-bite, or tunneled) biopsies can be obtained using conventional, large-capacity, or jumbo biopsy forceps, although the reported yield of this technique is fairly low and variable depending on the forceps size (17 %− 42 % for conventional and large-capacity, 67 % for jumbo forceps) [10–13]. For jumbo forceps, significant bleeding occurred in nearly 35 % of patients. Using jumbo forceps or a snare to “unroof” the overlying mucosa may expose the underlying lesion and allow for high-yield targeted biopsies, but also carries an increased risk for bleeding (Fig. 28.4) [13–16].
Fig. 28.4
Unroofing technique. The overlying mucosa was unroofed using a large capacity biopsy forceps, revealing the underlying lesion (lipoma)
At this stage of the evaluation , if the diagnosis has not been established, EUS should be performed.
EUS—Technical Tips to Enhance EUS Imaging
Subepithelial lesions can be imaged using radial scanning or linear array echoendoscopes, as well as catheter ultrasound probes. Factors such as the size and location of the target lesion, its visibility from within the lumen, and the anticipated need to perform EUS-guided tissue acquisition may guide the selection of equipment to be used in any particular procedure. For example, catheter ultrasound probes may be more suitable for evaluating small (< 1 cm) subepithelial lesions due to the higher imaging frequency, which produces finer detail at the expense of depth of penetration. A radial echoendoscope may be preferred to initially localize a lesion that creates little-to-no visible bulge within the lumen. A linear array echoendoscope should be used initially if the lesion is readily localizable and EUS-guided tissue acquisition is definitely planned, obviating the need for radial examination and thereby reducing the number of endoscope insertions required.
When performing the EUS examination, the lumen of the gastrointestinal tract should be maximally deflated of air, and if possible, the target lesion should be submerged in water to achieve optimal imaging of the lesion. This may be impossible or unsafe due to lesion location and risk for aspiration (especially for lesions in the esophagus), in which case the balloon around the transducer should be filled with a very small volume of water to achieve acoustic coupling. The endoscopist should avoid overfilling the balloon, which may distort or compress very small lesions. Another approach to imaging small lesions in the esophagus is the “condom technique,” whereby a condom is attached to the tip of a double-channel endoscope and filled with water, and the examination is performed with a catheter ultrasound probe advanced through the endoscope channel into the contained column of water [17].
Other locations can also introduce challenges during EUS examination, such as the gastric antrum, where it may be difficult to submerge the lesion in water. Repositioning the patient on to his or her back, and keeping the head of the bed elevated to at least 45° may allow for the safe instillation of more water into the gastric lumen. Lesions in the high gastric fundus or cardia may also be difficult to image, and it may be necessary to keep the endoscope tip in the distal esophagus and scan through multiple wall layers (from the outside-in). Slightly rotating the patient toward the prone position may help as well.
For colorectal lesions , the bowel should be prepared with enemas or oral purge, depending on the location of the lesion. In general, EUS of lesions proximal to the sigmoid colon should not be attempted with standard echoendoscopes given the technical difficulties of navigating an oblique-viewing scope through the colon. If available, a catheter ultrasound probe or a forward-viewing echoendoscope can be used in these situations.
At times, it can be challenging to accurately determine a lesion’s layer of origin, particularly if the lesion is bulky. It may be helpful to carefully focus on the edges of the lesion where there is a transition from normal to abnormal tissue, rather than at the center. In addition, as in any EUS examination, it is important to make sure that the scanning is perpendicular to the target, as opposed to tangential scanning which can lead to distortion of the echolayers of the gut wall and misinterpretation of layer of origin.
How Accurate is EUS Imaging for Diagnosing Subepithelial Lesions?
Endoscopic ultrasound is the modality of choice for distinguishing intramural lesions from extrinsic compression and for diagnosing the nature of subepithelial lesions. Differentiating extrinsic compression from an intramural lesion by EUS is highly accurate at 100 % in one study [18]. For intramural lesions, EUS can determine the layer of origin and characterize the endosonographic features, which in some cases (e.g., lipomas) can establish a certain diagnosis even without the need to obtain tissue. Table 28.2 summarizes the typical EUS characteristics of the most commonly encountered subepithelial lesions . However, the diagnostic accuracy of EUS imaging alone is approximately 50 % overall, and only 30 % for lesions proven to be neoplastic in nature, with the majority of incorrect diagnoses occurring with hypoechoic lesions arising from the third and fourth echolayers of the gut wall [8, 19, 20]. Interobserver variability also limits the accuracy of EUS imaging for lesions other than lipomas , cystic lesions, and extrinsic compression [21]. Therefore, tissue acquisition of hypoechoic lesions larger than 1 cm in size is generally recommended to establish a firm diagnosis, unless the lesion requires resection regardless of histology (e.g., patient is experiencing symptoms or complications related to the lesion such as gastrointestinal bleeding).
Table 28.2
Endosonographic features of intramural subepithelial lesions
Subepithelial lesion | Echogenicity/appearance | EUS layer of origin |
---|---|---|
Carcinoid | Hypoechoic | 2 or 3 |
Granular cell tumor | Hypoechoic | 2 or 3 |
Varices | Anechoic, serpiginous structures | 2 or 3 |
Inflammatory Fibroid Polyp | Hypoechoic, indistinct margins | 2 or 3 |
Leiomyoma | Hypoechoic | 2 or 4 |
Pancreatic rest | Hypoechoic/mixed; may contain anechoic tubular spaces | 2, 3 or 4 |
Lipoma | Intensely hyperechoic | 3 |
Gastrointestinal stromal tumor | Hypoechoic; may contain echogenic foci or anechoic spaces | 4 |
Duplication cyst | Anechoic, compressible; 3- or 5-layer wall may be visible | Any, or extramural |
Tissue Acquisition: What Are the Pros and Cons of the Various Techniques?
There are several options for obtaining tissue from subepithelial lesions , including stacked biopsies/unroofing techniques (discussed above), EUS-guided fine needle aspiration (EUS-FNA), EUS-guided fine needle biopsy (EUS-FNB) , endoscopic mucosal resection (EMR), and endoscopic submucosal dissection (ESD). The choice of which technique to use depends on factors such as lesion size, location, layer of origin, as well as the availability of necessary equipment and expertise.
Endoscopic Ultrasound-Guided Fine Needle Aspiration
The technical aspects of EUS-FNA are covered in detail in Chap. 23.
Several studies have demonstrated that EUS-FNA is a safe and accurate means of diagnosing subepithelial lesions of the gastrointestinal tract, particularly GISTs, with overall accuracy rates ranging from 67 to 98 % (Video 28.1) [2, 9, 22–30]. In the largest relevant study published to date, comprising 141 patients with gastric subepithelial lesions , the overall accuracy rate of EUS-FNA was 96 % based on criterion standard (surgical histopathologic results, or follow-up course for inoperable cases) [23]. However, diagnostic yield of EUS-FNA may be somewhat limited with EUS-FNA being diagnostic in 43–68 % of cases [31].
Factors that may enhance the diagnostic yield of EUS-FNA include the presence of an on-site cytopathologist, higher number of needle passes (five are recommended), and availability of immunohistochemical staining. Needle diameter has not been definitively shown to significantly impact the diagnostic accuracy of EUS-FNA for subepithelial lesions [32, 33], but 25-gauge needles may more easily puncture small, mobile lesions, as well as those within or adjacent to the duodenum when the scope tip may be acutely angulated.
Endoscopic Ultrasound with Fine Needle Biopsy
In cases where tissue architectural details and immunohistochemical staining are required, obtaining a core-tissue specimen via EUS-FNB may be advantageous [34]. Another potential advantage of obtaining tissue cores is that specimen adequacy can be determined by the endoscopist, whereas FNA samples require an on-site cytopathologist. Combining EUS-FNA with FNB may be superior to either tissue sampling technique alone, [35] although this approach has not been extensively studied in patients with subepithelial lesions.
Endoscopic Mucosal Resection and Endoscopic Submucosal Dissection
In select cases, EMR or ESD of subepithelial lesions may be performed to simultaneously obtain a histologic diagnosis as well as provide definitive treatment. This approach may be considered for situations in which FNA or FNB is likely to be low yield (e.g., very small lesions, suspected symptomatic pancreatic rest) or when previous stacked biopsies were diagnostic for a lesion that warrants resection (e.g., carcinoid tumor, granular cell tumor). Although associated with an increased risk for complications , endoscopic resection of lesions arising from the submucosa and even muscularis propria is increasingly performed and has a high diagnostic yield (87–94 %) [10, 16, 36–41]. It is necessary to identify the layer of origin with EUS before attempting resection because the risks are directly related to the depth of the tumor. Traditional saline-assisted polypectomy and cap-assisted EMR may be used to resect lesions. A relatively simple and elegant way of resecting small lesions that arise from the deep mucosa or submucosa (without sonographic evidence of involvement of the muscularis propria) is endoscopic band ligation with snare polypectomy. This technique is frequently employed for the resection of rectal carcinoids smaller than 1 cm in diameter, and has been shown to be superior to conventional polypectomy in terms of achieving complete resection with negative margins [42, 43]. Band ligation with or without electrosurgical resection has also been employed as a promisingly safe and effective method of treating small subepithelial lesions arising from the muscularis propria, including GISTs [37, 44–46]. In the so-called “ligate and let-go” technique, snare resection is not performed at the time of band ligation, thereby avoiding the risks of bleeding and perforation . Rather, the lesion is allowed to undergo ischemic necrosis and spontaneously slough off over time. The long-term effectiveness of this technique as a treatment option remains to be shown and a downside to this technique is the lack of a complete specimen for histologic examination.
Case Continued
Rectal endoscopic ultrasound was performed to further evaluate the subepithelial lesion found during colonoscopy. A linear echoendoscope was selected for this examination because tissue sampling was anticipated. The examination demonstrated a hypoechoic, heterogeneous 3-cm lesion involving the submucosa, muscularis propria, and perirectal fat with an irregular outer border (Fig. 28.5). Fine needle aspiration was performed using a 22-gauge needle. Cytologic examination was positive for malignancy consistent with mucinous adenocarcinoma.
Fig. 28.5
Endoscopic ultrasound examination of a subepithelial lesion located in the proximal rectum of the patient with a prior history of sigmoid colon cancer.
Diagnosis and Management of Specific Gastrointestinal Subepithelial Lesions
Gastrointestinal Stromal Tumor (GIST) : What EUS Features Predict Malignancy and How are Incidental GISTs Managed?
GISTs are the most common intramural subepithelial lesion encountered in the gastrointestinal tract, with approximately 4000–6000 new cases diagnosed each year and an estimated prevalence of 129 cases per million [47, 48]. They are most commonly located in the stomach (60–70 %), followed by the small bowel (20–30 %), colon and rectum (5 %), and esophagus (< 5 %) [49]. GISTs may also arise from outside the gastrointestinal tract, in locations such as the mesentery, omentum, and retroperitoneum.
The clinical presentation of GISTs is quite variable, and related primarily to tumor size and location. Small GISTs are frequently asymptomatic, detected incidentally during endoscopic or radiographic studies performed for unrelated reasons. Symptomatic GISTs most commonly present with acute or chronic bleeding due to tumor ulceration. Other presenting signs or symptoms include abdominal pain, early satiety, dysphagia, gastric outlet obstruction, palpable masses, or acute abdomen (secondary to intra-abdominal hemorrhage) [50–52].
Endoscopic and Endosonographic Features
GISTs typically are round/oval, firm lesions with smooth contour and normal overlying mucosa, although ulceration may be present with larger tumors (Fig. 28.6). Endosonographically, GISTs are typically hypoechoic and most commonly originate from the fourth EUS layer (muscularis propria). Important features to assess by EUS include the size, regularity of the outer border, and presence of echogenic foci and cystic spaces. Large tumor size (> 3 cm) and irregular border are the most reliable predictors of malignant behavior; other less consistent predictors include heterogeneous echotexture, cystic spaces, extraluminal growth, and hypervascularity [53–57].
Fig. 28.6
Gastrointestinal stromal tumor (GIST). a Endoscopic appearance of a gastric GIST, featuring a focal surface ulceration. b Endosonographic appearance of a gastric GIST, characterized as a hypoechoic round lesion arising from the muscularis propria. c Histologic features of GISTs include spindle cells arranged in interlacing, short fascicles. d Immunohistochemical stain for CD117 (c-KIT) is strongly and diffusely positive
Diagnosis and Management
GISTs were originally considered smooth muscle tumors , but are now known to arise from the interstitial cells of Cajal, which are the pacemaker cells of the gastrointestinal tract. Histologically, the majority of GISTs are composed of spindle cells arranged in interlacing, short fascicles or in a storiform pattern of growth (Fig. 28.6). A smaller proportion of GISTs are composed of epithelioid cells or a mixed cellular composition. The hallmark immunohistochemical feature of GISTs that distinguishes them from other mesenchymal/spindle cell tumors is positive staining for CD117 (c-KIT), which is expressed in over 90 % of GISTs [58–60]. A novel marker known as DOG1 (discovered on gastrointestinal stromal tumors 1) is comparable to CD117 in terms of sensitivity and specificity, and may be especially useful in diagnosing cases of CD117-negative GISTs [61, 62]. Other markers that may be expressed include CD34 (60–80 %), and less commonly smooth muscle actin (SMA) and S100.[58]. While these markers are generally unhelpful in confirming a diagnosis of GIST, they are useful in the diagnosis or exclusion of other gastrointestinal mesenchymal tumors [63].
Patients with GISTs should ideally be managed by a multidisciplinary team with expertise in sarcomas or tumors of the gastrointestinal tract [64, 65]. Gastroenterologists, working in conjunction with pathologists, are usually responsible for establishing the diagnosis and facilitating the appropriate referrals. Surgeons and medical oncologists are primarily responsible for developing a comprehensive treatment plan based on the resectability of the primary tumor, the aggressiveness of the tumor (Table 28.3), and the extent of any possible metastases.
Table 28.3
Proposed modification of NIH consensus classification for assessing risk of aggressive behavior in gastrointestinal stromal tumors
Risk category | Tumor size (cm) | Mitotic index (per 50 HPF) | Primary tumor site/integrity |
---|---|---|---|
Very low | < 2 | ≤ 5 | Any site |
Low | 2–5 | ≤ 5 | Any site |
Intermediate | < 5 | 6–10 | Any site |
2–5 | > 5 | Gastric | |
5–10 | ≤ 5 | Gastric | |
High | > 10 | Any mitotic rate | Any site |
Any size | > 10 | Any site | |
> 5 | > 5 | Any site | |
2–5 | > 5 | Non-gastric | |
5–10 | ≤ 5 | Non-gastric | |
Any size | Any mitotic rate | Tumor rupture |
Treatment of Localized GISTs
Surgical resection is the mainstay of therapy for patients with localized GIST, and should be the initial treatment if the tumor is technically resectable and the patient is a surgical candidate. However, the management of small, incidentally detected GISTs is controversial, and surgical resection of all such lesions may not be feasible or in the patient’s best interest. The National Comprehensive Cancer Network and the European Society for Medical Oncology recommend that all GISTs 2 cm or larger should be resected [64, 66], whereas the American Gastroenterological Association’s recommended size threshold for resection is 3 cm (as well as tumors < 3 cm with concerning EUS features) [7]. Studies examining the natural history of small, asymptomatic gastrointestinal subepithelial lesions arising from the muscularis propria suggest that the vast majority do not change significantly over time [67–71]. Therefore, surveillance may be a safe approach for the management of such lesions, provided they do not display suspicious EUS features. Surveillance may also be appropriate for patients with significant comorbidities, advanced age, or high surgical risk [72]. It is important that all patients being considered for surveillance understand the possible malignant potential of all GISTs, as well as the risks and benefits of serial EUS examinations versus surgical resection. The optimal surveillance interval has not been established, but 6- to 12-month intervals are generally considered appropriate [64, 72].
While not commonly performed, endoscopic resection of GISTs has been described using a variety of techniques, such as EMR, ESD, band ligation-assisted resection, and endoscopic enucleation/excavation [37, 40, 44, 46, 73, 74]. Because GISTs typically arise from the muscularis propria, endoscopic resection carries a considerable risk for complications, especially bleeding and perforation. In one of the largest published studies on this topic, 97 patients with gastric GISTs less than 3.5 cm in size underwent attempted resection using a technique termed “endoscopic excavation.” In this technique, the overlying mucosa is incised in a cross pattern to expose the tumor, which is then separated from the surrounding tissue by injection of a solution of saline, indigo carmine, and epinephrine. After achieving adequate exposure, the tumor is excavated from the muscularis propria layer using a snare, insulated-tip knife or hook knife, and the gastric wall defect is closed using hemostatic clips. Using this modified ESD technique, resection was successful in 91 patients (94 %), with a perforation rate of 24 % [73]. Another option is the band “ligate and let-go” technique, which is technically simple and likely safe for resection of GISTs less than 1 cm in size, although the adequacy of resection remains questionable. Therefore, given the current concerns regarding safety and long-term efficacy, endoscopic resection of GISTs cannot be routinely recommended at this time.