Lupus Nephritis and Other Kidney Manifestations of Systemic Inflammatory and Autoimmune Diseases

Key Points

  • Kidney biopsy remains the gold standard for diagnosis of lupus nephritis (LN). Resolution of histologic changes on kidney biopsy may take years.

  • Class III and IV lupus may present both clinically and histologically with a wide spectrum of involvement, and it is unclear whether current recommendations for the treatment of these classes of LN applies to those who present with milder disease or pathologic findings on biopsy.

  • Novel treatments including calcineurin inhibitors and those targeting B cells are gaining prominence in the therapy of LN.

  • Nonadherence to therapy is a major problem in the management of lupus and mandates clear and compassionate communication with patients.

  • Holding anticoagulation before and after a kidney biopsy in antiphospholipid syndrome, even if only for a few days, may be enough to activate systemic thrombosis in susceptible patients, and there is a risk of late bleeding with resumption of anticoagulation. Therefore a risk benefit analysis should be undertaken before considering kidney biopsy.

  • The incidence of renal involvement in mixed connective tissue disease (MCTD) varies from 10% to 26% of adults and from 33% to 50% of children with MCTD. Many patients have mild clinical manifestations with only microhematuria and <500 mg proteinuria daily; however, heavier proteinuria, severe hypertension, and acute kidney injury reminiscent of “scleroderma renal crisis” may occur.

  • Although scleroderma renal crisis (SRC) typically presents with hypertension and microangiopathic hemolytic anemia, normotensive SRC may also occur in a minority of cases. There is a higher rate of renal recovery from dialysis in SRC, but among those who develop end-stage kidney disease, there is a higher rate of mortality compared with the general population.

Systemic Lupus Erythematosus

Lupus nephritis (LN) is a frequent and potentially serious complication of systemic lupus erythematosus (SLE, lupus). , Kidney disease influences morbidity and mortality, both directly related to the consequences of the disease itself and indirectly, through complications of therapy. The key challenge therefore is timely diagnosis and tailoring appropriate therapy to achieve remission of kidney disease and preventing renal flares and the progression of kidney disease while minimizing adverse complications of therapy.

Epidemiology

The incidence and prevalence of SLE depend on the age, sex, geographic locale, and ethnicity of the population studied, as well as the diagnostic criteria for defining SLE. SLE is newly diagnosed in approximately 400,000 people each year, with a prevalence of approximately 3.4 million. , One review found that Poland, the United States, Barbados, and China have the highest incidences of SLE. The incidence of SLE in Poland is the highest, at around 80 per 100,000 person-years. In the United States the SLE incidence is around 5 to 12 per 100,000 person-years. , Globally, SLE is more common in women compared with men being reported to be around 8.8 versus 1.5 per 100,000 person-years. Among women the prevalence is around 79 per 100,000 compared with 9.3 per 100,000 among men. These data must be interpreted with caution, however, as data included in the global analysis were only available for 20% of countries. The onset of lupus peaks between 15 and 45 years of age with >85% of patients being younger than 55 years. SLE is more often associated with severe nephritis in children and males. SLE and LN are more common and are associated with more severe kidney involvement, in populations of Asian, Hispanic, and African descent. Nearly half of all patients who develop end-stage kidney failure (ESKF) from SLE in the United States are African-American. The precise roles of biologic-genetic versus socioeconomic factors underlying this heterogeneity have not been clearly defined. The incidence of kidney involvement in SLE varies depending on the populations studied, the diagnostic criteria for kidney disease, and whether involvement is defined by biopsy or clinical findings. Approximately 25% to 50% of unselected lupus patients will have kidney disease at presentation, whereas up to 60% of adults with SLE will develop kidney involvement during their course.

A number of genetic, hormonal, and environmental factors influence the course and severity of SLE. A multiplicity of genes are involved in both SLE and LN. A genetic predisposition is supported by a higher concordance rate in monozygotic twins (25%) than fraternal twins (<5%), the greater risk of relatives of SLE patients developing SLE or other autoimmune disease, the association with distinct major histocompatibility complex class I and II (MHC) or human leukocyte antigen (HLA) genotypes (e.g., HLA-B8, HLA-DR2, and HLA-DR3), inherited deficiencies in complement components (e.g., homozygous C1q, C2, and C4 deficiencies), and Fc receptor polymorphisms. Some HLA alleles in SLE patients appear to be protective against LN (HLA DR4 and DR11), whereas others increase the risk of developing kidney involvement (HLA DR3 and DR13). Genome-wide association studies (GWASs) have identified more than 90 different genetic loci associated with an increased risk of SLE. These candidate susceptibility genes regulate diverse immune functions such as T-cell activation, B-cell signaling, Toll-like receptors (TLRs), signal transduction, neutrophil function, and interferon (IFN) production. , A meta-analysis of GWAS studies in SLE patients looking for risk alleles for LN has mapped these alleles to individual genes such as PDGF receptor A gene. Likewise, high-risk groups for LN such as those of African descent have a high frequency of genetic markers that may explain the increased risk, including certain Fc gamma RIIA–R131 alleles and apolipoprotein L1 (APOL1) risk alleles, which can almost triple the risk of ESKD in this population. , Inbred spontaneous genetic murine models of SLE and LN are commonly used to model the disease and include the NZB B/W F1 hybrid, BXSB, and MRL/lpr mouse. SLE is inducible in other murine strains through injection of autoantibodies against DNA or by injection of Smith antigen peptides. Evidence for the role of hormonal factors includes the strong predominance of SLE in females of childbearing age and the increased incidence of lupus flares during or shortly after pregnancy. In the F1 NZB/NZW mice, females have more severe disease than males and disease severity is ameliorated by oophorectomy or androgen therapy. Environmental factors other than estrogens also modulate disease expression; these factors include viral or bacterial antigens, exposure to sunlight and ultraviolet radiation, and certain medications. , , ,

The updated definition of SLE in 2019 by the European League Against Rheumatism (EULAR) and the American College of Rheumatology (ACR) involves a minimum score assigned based on signs and symptoms. For the kidney criterion of the scoring system, histology demonstrating class III or IV LN is assigned a higher score compared with class II LN, class V LN, or proteinuria >0.5 g/day ( Fig. 31.1 ).

Fig. 31.1

Classification criteria for systemic lupus erythematosus.

Pathogenesis of Systemic Lupus Erythematosus and Lupus Nephritis

In patients with SLE, abnormalities of immune regulation lead to a loss of self-tolerance and production of a variety of autoantibodies and immune complexes. , , Genetic susceptibility may impact loss of tolerance to SLE antigens. SLE is associated with defective regulation of T cells with decreased numbers of cytotoxic and suppressor T cells; increased helper (CD4 + ) T cells; dysfunctional T-cell signaling; and abnormal T H 1, T H 2, and T H 17 cytokine production. , , , There is also polyclonal activation of B cells and defective B-cell tolerance. Autoreactive B-cell clones differentiate into plasma cells in the bone marrow and memory B cells located in lymphoid organs. B cells also drive the expansion of antigen-specific T-cell clones. The failure of apoptotic mechanisms to delete autoreactive B-cell and T-cell clones can promote their expansion and may trigger immune responses through interactions with TLRs leading to autoantibody production. The role of apoptosis, mediated via the Fas receptor or its ligand (FasL) in the generation of lupus, is unclear. Mutations in the FasL have been observed to lead to lupus-like systemic autoimmune diseases in mice and in some humans, but specific defects in FasL function are not evident in the majority of patients with SLE. In comparison with single antigen glomerular diseases, such as antineutrophil cytoplasmic antibody (ANCA) vasculitis and PLA2R-positive membranous nephropathy, SLE has a greater number of autoreactive T-, B-, and plasma cell clones ( Fig. 31.2 ). The result of these autoreactive clones in SLE is the production of a wide range of autoantibodies including those directed against nucleic acids, nucleosomes (double-stranded DNA [dsDNA] in association with a core of positively charged histones), chromatin antigens, and nuclear and cytoplasmic ribonuclear proteins. , , , , Viral or bacterial peptides containing sequences similar to native antigens may lead to “antigen mimicry” and stimulate autoantibody production.

Fig. 31.2

Number of autoreactive T, B, and plasma cell clones in glomerular diseases with single antigen targets, systemic lupus erythematosus, and organ transplant.

Immunological activity of all chronic autoimmune diseases is controlled by the size and antigen affinity of autoreactive clones of memory T cells and memory B cells (T/B) in the lymphoid organs as well as by long-lived plasma cells (PZ) in the bone marrow. In “simple” autoimmune diseases with single antigens such as, e.g. proteinase-3 in granulomatous polyangiitis or phospholipase A2 receptor in primary membranous glomerulonephritis, few immunotherapy is needed to control the few clones. In contrast, SLE involves autoimmunity against many, maybe 10-100 antigens, which goes together with a high number of T-, B-, and plasma cell clones to control, which requires combination therapy. Recipients of an organ transplant are in an even worst condition as each transplanted alloantigen will prime such a set of allo-reactive clones, which can go into the 10,000s of clones, difficult to control even with combination therapy. Differient auto-reactive T, B, and plasma cell clones are depicted with different colours. ANCA, Antineutrophil cytoplasmic antibody; PLA2R, phospholipase A2 receptor; SLE, systemic lupus erythematosus; GC, glucocortcoids; RTX, rituximab.

From Parodis I, Depascale R, Doria A, Anders HJ. When should targeted therapies be used in the treatment of lupus nephritis: early in the disease course or in refractory patients? Autoimmun Rev . 2024;23(1):103418.

In SLE, autoantibodies combine with self-antigens to produce circulating immune complexes that deposit in the glomeruli, activate complement, and incite an inflammatory response. Immune complexes are also detectable in the skin at the dermal-epidermal junction, in the choroid plexus, pericardium, and pleural spaces. Renal involvement in SLE has been considered a human prototype of classic experimental chronic immune complex–induced glomerulonephritis. The chronic deposition of circulating immune complexes plays a major role in the mesangial and endocapillary proliferative patterns of LN. The size, charge, and tissue avidity of the immune complexes, local hemodynamic factors, and ability of the mesangium to clear the complexes all influence the localization of circulating immune complexes within the glomerulus. , , In diffuse proliferative LN, the deposited complexes consist of nuclear antigens (e.g., DNA) and high-affinity complement-fixing immunoglobulin G (IgG 1 and IgG 3 ) antibodies. In some SLE patients, the initiating event may be the local binding of cationic nuclear antigens such as histones to the subepithelial region of the glomerular capillary wall, followed by in situ immune complex formation. Once glomerular immune deposits form, the complement cascade is activated, leading to complement-mediated damage, activation of procoagulant factors, leukocyte Fc receptor activation with leukocyte infiltration, release of proteolytic enzymes, and production of various cytokines regulating glomerular cellular proliferation and matrix synthesis. Additionally, studies suggest TGFB1 may serve as a potential mediator of complement-related fibrosis. , Transcriptome analysis of glomeruli from LN biopsies shows variable expression of B-cell genes, myelomonocytic genes, IFN-inducible genes, and fibrosis genes in both human and murine models. Characterizing the immune profile of the kidney biopsy at the time of LN flare differentiates early treatment responders from nonresponders. Autoantibodies to complement components (C1q and C3b), which are found in some patients, may enhance autoantigen exposure and facilitate immune complex deposition, while autoantibodies to C-reactive protein (CRP) may also lead to further immune activation and worsening of LN. , Neutrophils undergoing cell death may release chromatin meshworks (called neutrophil extracellular traps [NETs] composed of chromatin, histones, and neutrophil proteins). These NETs, which are detectable in LN biopsies, are not degraded properly in patients with lupus and are a source of autoantigen presentation and induction of IFN-α by plasmacytoid dendritic cells. , There is also evidence for intrarenal autoantibody production in patients with LN. Glomerular damage may be potentiated by mechanisms distinct from immune complex deposition, such as hypertension and coagulation or complement regulatory abnormalities. For example, genetic polymorphism in complement factor H (CFH) influences susceptibility to SLE, and its deficiency accelerates the progression of LN in mice. Some lupus patients with associated ANCAs have documented focal segmental necrotizing glomerular lesions without significant immune complex deposition, resembling a “pauci-immune” glomerulonephritis. , The presence of APL antibodies, with their attendant alterations in endothelial and platelet function (including reduced production of prostacyclin and other endothelial anticoagulant factors, activation of plasminogen, inhibition of protein C or S, and enhanced platelet aggregation), can also potentiate glomerular and vascular lesions. Infrequently, SLE patients can develop podocytopathy with no evidence of immune complex deposition. ,

Histopathology of Lupus Nephritis

The histopathology of LN is pleomorphic. , , , This diversity is evident when comparing biopsy findings from different patients or even adjacent glomeruli in a single biopsy. Moreover, the lesions have the capacity to transform from one pattern to another spontaneously or following treatment. , The World Health Organization (WHO) , classified LN by combining glomerular light microscopic (LM), immunofluorescence (IF), and electron microscopic (EM) findings. The 2003 International Society of Nephrology/Renal Pathology Society (ISN/RPS) classification of LN ( Table 31.1 ) has proven more reproducible and provides more standardized definitions for precise clinical pathologic correlations. , In 2018, a minor revision of this classification was published. This revision provided a new cutoff for mesangial hypercellularity (>3 mesangial cells per mesangial area) and more precise definitions of cellular and fibrocellular crescents. It replaced the term “endocapillary proliferation” with “endocapillary hypercellularity” to acknowledge the major contribution of infiltrating leukocytes rather than proliferation of resident cells. It also eliminated the subdivisions IV-S and IV-G of class IV LN and applied modified National Institutes of Health (NIH) activity and chronicity indices to all LN classes.

Table 31.1

International Society of Nephrology/Renal Pathology Society (2003) Classification of Lupus Nephritis

Class I Minimal mesangial lupus nephritis (LN)
Class II Mesangial proliferative LN
Class III Focal LN a (<50% of glomeruli)
III (A) Active lesions
III (A/C) Active and chronic lesions
III (C) Chronic lesions
Class IV Diffuse LN b (≥50% of glomeruli)
Diffuse segmental (IV-S) or global (IV-G) LN
IV (A) Active lesions
IV (A/C) Active and chronic lesions
IV (C) Chronic lesions
Class V c Membranous LN
Class VI Advanced sclerosing LN
(≥90% globally sclerosed glomeruli without residual activity)

Indicate and grade (mild, moderate, or severe) tubular atrophy, interstitial inflammation and fibrosis, severity of arteriosclerosis or other vascular lesions.

ISN/RPS class I has normal-appearing glomeruli by LM but with mesangial immune deposits detected by IF and EM. Even patients without clinical renal disease often have mesangial immune deposits when studied carefully by the more sensitive techniques of IF and EM.

ISN/RPS class II is defined as mesangial hypercellularity, which is defined as more than three cells in mesangial regions distant from the vascular pole in 3-μm-thick sections, with mesangial immune deposits on IF and EM ( Fig. 31.3 ).

Fig. 31.3

Class II mesangial proliferative lupus nephritis.

Increase in mesangial matrix and cellularity. Peripheral capillary loops are normal. The adjacent tubules in the interstitium are uninvolved (hematoxylin-eosin, ×400).

From Fogo A, Kashgarian M. Diagnostic atlas of renal pathology . 3rd ed. Elsevier, 2017.

ISN/RPS class III, focal LN, is defined as focal segmental and/or global endocapillary and/or extracapillary glomerulonephritis affecting less than 50% of the total glomeruli sampled ( Figs. 31.4 and 31.5 ). Both active and chronic lesions are taken into account when determining the percentage of total glomeruli involved. There is typically focal segmental endocapillary hypercellularity, which variably includes mesangial cells, endothelial cells, and infiltrating mononuclear or polymorphonuclear leukocytes. Class III biopsies can have any combination of active and chronic features. Active lesions may display cellular crescents, fibrinoid necrosis, nuclear pyknosis or karyorrhexis, and rupture of the glomerular basement membrane (GBM). Hematoxylin bodies, swollen basophilic nuclear material resulting from binding to ambient ANAs, are occasionally found within the necrotizing lesions. Subendothelial immune deposits may be visible by LM as “wire-loop” thickenings of the glomerular capillary walls or large intraluminal masses known as “hyaline thrombi.” Chronic glomerular lesions consist of segmental and/or global glomerular sclerosis owing to scarred glomerulonephritis with or without fibrous crescents. In class III biopsies, glomeruli adjacent to those with severe histologic changes may show only mesangial abnormalities by LM. In class III, diffuse mesangial and focal and segmental subendothelial immune deposits are typically identified by IF and EM. The segmental subendothelial deposits are usually present in the distribution of the segmental endocapillary hypercellularity.

Fig. 31.4

Class III lupus nephritis.

Focal and segmental glomerulonephritis. The glomerulus in the upper left pole is normal appearing, whereas the one on the right demonstrates a segmental area of adhesion and necrosis (hematoxylin-eosin, ×400).

From Fogo A, Kashgarian M. Diagnostic atlas of renal pathology . 3rd ed. Elsevier, 2017.

Fig 31.5

Class III lupus nephritis.

Electron microscopy demonstrating subendothelial and mesangial deposits (transmission electron microscopy, ×4000).

From Fogo A, Kashgarian M. Diagnostic atlas of renal pathology . 3rd ed. Elsevier, 2017.

ISN/RPS class IV, diffuse LN, has qualitatively similar glomerular endocapillary and/or extracapillary lesions as class III but involves more than 50% of the total glomeruli sampled ( Fig. 31.6 ). , , , Again, both active (hypercellular) and chronic (sclerosing) lesions are included when determining the percentage of glomeruli affected. All the active features described earlier for class III (including fibrinoid necrosis, leukocyte infiltration, wire-loop deposits, hyaline thrombi, hematoxylin bodies, and crescents) may be encountered in class IV LN. In general, there is more extensive peripheral capillary wall subendothelial immune deposition, and extracapillary hypercellularity in the form of crescents is not uncommon. Class IV lesions may have features similar to those of primary membranoproliferative glomerulonephritis (MPGN; also known as mesangiocapillary glomerulonephritis) with mesangial interposition along the peripheral capillary walls and double contours of the GBMs. Some class III and IV biopsies will have focal necrotizing and crescentic lesions akin to those seen in small vessel vasculitides. Some of these patients have circulating ANCAs, especially of the peripheral IF (P-ANCA) or antimyeloperoxidase ELISA variety. ,

Fig 31.6

Class IV LN.

Diffuse proliferative LN involves most or all of the glomeruli. The capillaries here contain “hyaline thrombi,” a lesion caused by massive subendothelial deposits bulging into the capillary lumen. Hyaline thrombi may be thickened to the point to be considered “wire-loop” lesions, due to the extensive subendothelial deposits (hematoxylin-eosin, ×400).

From Fogo A, Kashgarian M. Diagnostic atlas of renal pathology . 3rd ed. Elsevier, 2017.

The >50% or <50% glomerular involvement is somewhat arbitrary, and there is no prognostic significance in this finding alone. , For example, if a kidney biopsy contains 11 glomeruli and 6 (>50%) of the glomeruli show proliferation and the findings described earlier, the diagnosis would be class IV LN. If 5/11 glomeruli showed these changes, it would be reported as class III LN. Therefore the distinction between class III and IV may be somewhat random and should not necessarily have implications for therapy.

ISN/RPS class V is defined by regular subepithelial immune deposits producing a membranous pattern ( Fig. 31.7 ). , The coexistence of mesangial immune deposits and mesangial hypercellularity in most cases helps to distinguish membranous LN from primary membranous glomerulopathy (and may also be responsible for the microhematuria sometimes noted in membranous LN). Early membranous LN class V may have no identifiable abnormalities by LM, but subepithelial deposits are detectable by IF and EM. In well-developed membranous lesions, there is typically thickening of the glomerular capillary walls and “spike” formation between the subepithelial deposits. Because sparse subepithelial deposits may also be encountered in other classes (III or IV) of LN, a diagnosis of “pure” lupus membranous LN should be reserved only for those cases in which the membranous pattern predominates. When the membranous alterations involve more than 50% of the total glomerular capillaries and are accompanied by focal or diffuse endocapillary hypercellular lesions and subendothelial immune complex deposition, they are classified as class III + V or class IV + V, respectively.

Fig. 31.7

Class V lupus membranous nephritis.

Silver methenamine (Jones) stains reveal a spike and dome pattern to be present along the peripheral capillary loops. Where the wall of the capillaries is cut tangentially, there is a moth-eaten appearance of the capillary wall due to the deposits not staining with silver (Jones, ×400).

From Fogo A, Kashgarian M. Diagnostic atlas of renal pathology . 3rd ed. Elsevier, 2017.

ISN/RPS class VI, advanced sclerosing LN is reserved for biopsies with more than 90% of the glomeruli sclerotic and no residual activity. In such cases, it may be difficult even to establish the diagnosis of LN without the identification of residual glomerular immune deposits by IF and EM or a biopsy history of prior active LN.

Immunofluorescence

In LN, immune deposits can be found in the glomeruli, tubules, interstitium, and blood vessels. , , IgG is almost universal, with codeposits of IgM, IgA, C3, and C1q commonly present. IgG dominant or codominant staining on immunofluorescence has a reported sensitivity of 0.98 (95% confidence interval [CI] 0.96–0.99) to distinguish it from non-LN; however, it has a poor specificity of 0.53 (95% CI 0.49–0.57). The presence of all three immunoglobulins (IgG, IgA, and IgM) along with the two complement components (C1q and C3) is known as “full house” staining and is highly suggestive of LN. The reported sensitivity and specificity of “full house” staining are 0.71 (95% CI 0.66–0.76) and 0.90 (95% CI 0.87–0.92), respectively, to distinguish it from non-LN. The resolution of immunoglobulin staining after successful treatment of proliferative LN may take many years. Staining for fibrin–fibrinogen is common in crescents and segmental necrotizing lesions. The “tissue ANA” (i.e., nuclear staining of renal epithelial cells in sections stained with fluorescent antisera to human IgG) is an infrequent finding in LN but is highly specific. It results from the binding of patient’s own ANA to nuclei exposed in the course of cryostat sectioning.

Electron Microscopy

The distribution of glomerular, tubulointerstitial, and vascular deposits seen by EM correlates closely with that observed by IF. , , Deposits are typically electron dense and granular. Some exhibit focal organization with a “fingerprint” substructure composed of curvilinear parallel arrays measuring 10 to 15 nm in diameter. Tubuloreticular inclusions (TRIs), which are intracellular branching tubular structures measuring 24 nm in diameter located within dilated cisternae of the endoplasmic reticulum of glomerular and vascular endothelial cells, are commonly observed in SLE biopsies. , , TRIs are inducible upon exposure to α-IFN (so-called interferon footprints) and are also present in biopsies of human immunodeficiency virus (HIV)-infected patients and those with some other viral infections.

Mass Spectrometry

The use of mass spectrometry has been emerging as an invaluable tool in the pathology of glomerular diseases. It may play a key role in proteome profiling and novel antigen/autoantibody discovery in LN. Exostosin 1 and 2 (EXT1 and 2) are two antigens that have been identified in kidney tissue samples of patients with membranous nephropathy associated with systemic autoimmune diseases like SLE. Approximately 30% of patients with class V LN have positive IHC staining for EXT1 or 2, although patients typically do not have circulating antiexostosin antibodies. One retrospective study showed that, compared with EXT 1/2 negative membranous LN, EXT1/2 positive LN had fewer features of chronicity and was less likely to progress to ESKD. Additionally, there are numerous additional antigens being reported in membranous LN, which are less frequent than EXT1 and EXT2 including neural cell adhesion molecule-1 (NCAM1), transforming growth receptor β receptor 3 (TGFBR3), and early endosome antigen 1 (EEA1). Although these novel antigens have been reported in class V LN, they may play a role in the discovery of antigens and subsequent antibodies in other classes of LN.

Activity and Chronicity

Current guidelines advocate that renal biopsies should be accorded an activity and chronicity score, as modified from the NIH system. The purpose is to identify and quantify active (potentially reversible) lesions and chronic (irreversible) lesions. In the modified NIH system, activity index is calculated by grading the biopsy on a scale of 0 to 3+ for each of six histologic features; these features are endocapillary hypercellularity, glomerular neutrophil infiltration and/or karyorrhexis, wire-loop deposits/hyaline thrombi, fibrinoid necrosis, cellular and/or fibrocellular crescents, and interstitial inflammation. The severe lesions of crescents and fibrinoid necrosis are assigned double weight. The sum of the individual components yields a total histologic activity index score from 0 to 24. Likewise, a chronicity index of 0 to 12 is derived from the sum of global and/or segmental glomerulosclerosis, fibrous crescents, tubular atrophy, and interstitial fibrosis, each graded on a scale of 0 to 3+. Studies at the NIH correlated both a high activity index (>12) and especially a high chronicity index (>4) with a poor 10-year renal survival rate. However, in several other large studies, neither the activity index nor the chronicity index correlated well with long-term prognosis. Other NIH studies concluded that a combination of an elevated activity index (>7) and chronicity index (>3) predicts a poor long-term outcome. A major value of calculating the activity and chronicity indices is in the comparison of sequential biopsies in individual patients. This provides an understanding of the efficacy of therapy and the relative degree of reversible versus irreversible lesions. , , , More recently, Malvar and colleagues investigated repeat biopsies for patients with LN undergoing treatment and found that the activity index may take years to resolve. Some of the lesions such as neutrophils/karyorrhexis, fibrinoid necrosis, and cellular/fibrocellular crescents may resolve earlier than endocapillary hypercellularity, subendothelial hyaline deposits, and interstitial inflammation.

Tubulointerstitial Disease, Vascular Lesions, and Lupus Podocytopathy

Some SLE patients have prominent changes in the tubulointerstitial compartment in association with significant glomerular activity, while much more rarely interstitial nephritis may be the major renal involvement in patients with SLE. Active tubulointerstitial lesions include edema and inflammatory infiltrates of T lymphocytes (both CD4 + and CD8 + cells), B lymphocytes, monocytes, and plasma cells. Tubulointerstitial immune deposits of immunoglobulin and/or complement may be present along the basement membranes of tubules and interstitial capillaries. Severe acute interstitial changes and tubulointerstitial immune deposits are most commonly found in patients with active proliferative class III and IV LN. The degree of interstitial inflammation does not correlate well with the presence or quantity of tubulointerstitial immune deposits. , Interstitial fibrosis, tubular atrophy, or both are commonly encountered in the more chronic phases of LN. One study documented a strong inverse correlation between the degree of tubular damage and renal survival. In addition, the renal survival rate was higher in patients who had lower expression levels of the intercellular adhesion molecule-1 (ICAM-1) in kidney biopsy tissue. Increased urinary levels of C3, CFI, and C9-to-CD59 ratio have been associated with increased tubulointerstitial fibrosis, suggesting that urinary complement studies could serve as biomarkers for chronic histologic changes in LN.

Vascular lesions are not included in either the ISN/RPS classification or in the NIH activity and chronicity indices despite their frequent occurrence and clinical significance. , The most frequent vascular lesion is simple vascular immune deposition, most common in patients with active class III and IV biopsies. Vessels may be normal by LM, but by IF and EM, there are granular immune deposits in the media and intima of small arteries and arterioles. Noninflammatory necrotizing vasculopathy, most common in arterioles in active class IV LN, is a fibrinoid necrotizing lesion without leukocyte infiltration that severely narrows or occludes the arteriolar lumen. True inflammatory vasculitis resembling polyangiitis is extremely rare in SLE patients. It may be renal limited or part of a more generalized systemic vasculitis. , , Thrombotic microangiopathy involving vessels and glomeruli may be associated with anticardiolipin/APL antibody or hemolytic-uremic/thrombotic thrombocytopenic purpura (HUS/TTP)–like syndrome. , ,

A number of other renal diseases have been documented on biopsy in SLE patients including podocytopathies with features of minimal change disease (MCD), focal segmental glomerulosclerosis (FSGS), or collapsing glomerulopathy. , In some, the relationship between SLE and podocytopathy suggests that this is not a coincidence but related to SLE-induced cytokine-mediated effects on podocytes. A collapsing pattern of focal sclerosis in SLE patients of African descent has been associated with APOL1 risk alleles.

Clinical Manifestations

Although SLE predominantly affects young females, the clinical manifestations are similar in both sexes and in adults and children. Organ systems commonly affected include the kidneys, joints, serosal surfaces (including pleura and pericardium), central nervous system, and skin. In addition, involvement of the heart, liver, lungs, hematopoietic, and gastrointestinal organ systems is not uncommon.

Renal involvement often develops concurrently or shortly after the onset of SLE and may follow a protracted course with periods of remissions and exacerbations. Clinical renal involvement usually, but not always, correlates with the extent of glomerular involvement. However, some patients may have disproportionately severe vascular or tubulointerstitial lesions that dominate the clinical course. , ,

Patients with ISN/RPS class I biopsies often have little evidence of clinical renal disease and are often diagnosed following a protocol biopsy. Likewise, most patients with mesangial lesions (ISN/RPS class II) have mild or minimal clinical renal findings. , , They may have active lupus serology (a high anti-DNA antibody titer and low serum complement), but the urinary sediment may be inactive, hypertension is infrequent, proteinuria is usually <1 g/day, and the serum creatinine concentration and glomerular filtration rate (GFR) are usually normal. Nephrotic-range proteinuria is extremely rare with class II unless there is a superimposed podocytopathy. ,

Class III, focal proliferative LN, is often associated with active lupus serology, although the degree of serologic activity does not necessarily correlate with the histologic severity. , Hypertension and active urinary sediment are common. Proteinuria is often more than 1 g/day, and one-quarter to one-third of patients with focal LN have nephrotic syndrome at presentation. Many patients, in addition, have an elevated serum creatinine concentration at presentation. Patients with less extensive glomerular proliferation, fewer necrotizing features, and no crescents are more likely to be normotensive and have preserved renal function.

Patients with ISN/RPS class IV, similar to class III, often have high anti-DNA antibody titers, low serum complement levels, and very active urinary sediment, with erythrocytes, and cellular casts on urinalysis. , , , , Virtually all have proteinuria and up to 50% of the patients will have nephrotic syndrome. Hypertension and renal dysfunction are typical. Even when the serum creatinine level is in the “normal range,” the GFR is usually depressed. As mentioned earlier, the distinction between “focal” and “diffuse” proliferative LN may depend on tissue biopsy sampling. Class III and IV lupus may present both clinically and histologically with a wide spectrum of involvement, and it is unclear whether current recommendations for the treatment of these classes of LN apply to those who present with milder disease or pathologic findings on biopsy.

Patients with membranous LN, ISN/RPS class V, typically present with proteinuria, edema, and other manifestations of nephrotic syndrome. , , , However, up to 40% will have proteinuria of <3 g/day, and 16% to 20% <1 g/day. In contrast to the proliferative variants, only about 60% of membranous LN patients have low serum complement concentration and an elevated anti-DNA antibody titer at presentation. The ANA is usually positive. However, hypertension and renal dysfunction may occur without superimposed proliferative lesions. Patients with membranous LN may present with nephrotic syndrome before developing other clinical and laboratory manifestations of SLE. , In addition, they are predisposed to thrombotic complications such as renal vein thrombosis and pulmonary emboli. , Patients with mixed membranous and proliferative biopsies have clinical features that reflect both disease components.

Advanced sclerosing LN, ISN/RPS class VI, is usually the result of “burned-out” LN of long duration. Some renal histologic damage may represent nonimmunologic progression of sclerosis mediated by hyperfiltration in remnant nephrons. Although the lesions are sclerosing and inactive, class VI patients may still have microhematuria and proteinuria. Virtually all have hypertension and a decreased GFR. Levels of anti-DNA antibodies and serum complement levels often normalize at this late stage of disease.

“Silent LN” , , has been described in patients without clinical evidence of renal involvement despite biopsy evidence of active proliferative LN. Some define silent LN as active biopsy lesions without active urinary sediment, proteinuria, or a depressed GFR, whereas others require negative lupus serologies as well. Although silent LN is well described in some studies, others have been unable to find even isolated examples. , It appears to be uncommon, and it is highly likely that even patients with true “silent disease” will manifest clinical renal involvement over time.

Lupus cystitis is an underrecognized manifestation of SLE. Permanent bladder dysfunction has been reported in rare cases. It affects an estimated 0.01% to 2% of SLE patients, mainly women. Most of the reported cases are from East Asia, particularly Japan. The pathophysiology is proposed to be due to immune complex vasculitis in the arterioles of the bladder. This can result in progressive bladder fibrosis and thinning and rarely obstruction. Both a dilated urinary tract and stenosis have been reported. Symptoms may include urgency, dysuria, frequency, nocturia, and lower abdominal pain; reports of copresentation with lupus enteritis have been described. , Imaging and cystoscopy are required for diagnosis. Glucocorticoids and cyclophosphamide have been reported as treatment, with other immunosuppression regimens for refractory cases.

Biomarkers

Serologic tests

The presence of antibodies directed against nuclear antigens (ANAs) and especially against DNA (anti-DNA) antibodies is included in the ACR criteria for SLE and commonly used to monitor the disease course. , , ANAs are a highly sensitive screen for SLE, being found in more than 90% of untreated patients, but they are not specific for SLE and occur in many other rheumatologic and nonrheumatologic conditions. , , , Neither the particular pattern of ANA fluorescence (homogeneous, speckled, nucleolar, or rim) nor the titer correlates well with the presence or the severity of renal involvement in SLE.

Autoantibodies directed against dsDNA (anti-dsDNA) are a more specific but less sensitive marker of SLE, but even so are found in almost three-fourths of untreated active SLE patients. , , Anti-dsDNA IgG antibodies of high avidity that fix complement (i.e., IgG 1 and IgG 3 ) correlate best with the presence of renal disease, , , and these anti-dsDNA antibodies have been found in the glomerular immune deposits of murine and human LN. , , , High anti-dsDNA antibody titers correlate well with clinical activity. , , Anti–single-stranded DNA antibodies (anti-ssDNA), commonly found in SLE and other collagen vascular diseases, do not correlate with clinical lupus activity. It has been argued that anti-ssDNA may be helpful diagnostically when the anti-dsDNA antibody screen is negative.

Autoantibodies directed against ribonuclear antigens are commonly present in lupus patients and include anti-Sm and anti-nRNP against extractable nuclear antigen (ENA). , , , Anti-Sm antibodies, although specific for SLE, are found in only about 25% of lupus patients and are of unclear prognostic value. Anti-nRNP antibodies, found in more than one-third of SLE patients, are also present in many other rheumatologic diseases, particularly mixed connective tissue disease (MCTD). , , Anti-Ro/SSA antibodies are directed against the protein complex of a cytoplasmic RNA and are present in 25% to 30% of SLE patients. Anti-La/SSB autoantibodies, directed against a nuclear RNP antigen, are present in 5% to 15% of lupus patients. Neither of the latter two antibodies is specific for SLE, and both are found in other collagen vascular diseases, especially Sjögren syndrome. Maternal anti-Ro antibodies are important in the pathogenesis of neonatal lupus including the development of cardiac conduction abnormalities in the newborn.

Levels of total hemolytic complement (CH50) and complement components are usually decreased during active SLE, especially with active proliferative LN. , , Levels of C4 and C3 often decline before a clinical flare of SLE. Serial monitoring of complement levels, with a decline in levels predicting a flare, is considered more useful clinically than an isolated depressed C3 or C4 value. Likewise, normalization of depressed serum complement levels is often associated with improved renal outcomes. Some lupus patients are serologically concordant, where the complement levels and dsDNA antibodies correlate with active disease, whereas other patients are discordant and continue to show active lupus serology even in the face of quiescent disease. Levels of total complement and C3 may be decreased in the absence of active systemic or renal disease in patients with extensive dermatologic involvement. Several heritable complement deficiency states (including C1r, C1s, C2, C4, C5, and C8) have been associated with SLE, and these patients may have depressed total complement levels despite inactive disease.

Other immunologic test results commonly found in lupus patients include elevated levels of circulating immune complexes, a positive lupus band test, and the presence of cryoglobulins. None correlates well with SLE or LN activity. Patients with SLE commonly have a false-positive Venereal Disease Research Laboratory (VDRL) test result due to the presence of APL antibodies. The surprising finding that patients with SLE often have low CRP levels was initially used to argue against the importance of using CRP levels as a biomarker for inflammation in other diseases. It is now appreciated that this reflects high titer antibodies to CRP in some SLE patients, although the clinical correlates of these unique antibodies are not clear. In patients who are homozygous C2 deficient, anti-Ro antibodies are associated with a unique dermal psoriasiform type of lupus with a vasculitic disease associated with central nervous system involvement and cutaneous ulcers. In addition, lupus patients can develop antibodies directed against histones, endothelial cells, phospholipids, the N -methyl- d -aspartate receptor (associated with central nervous system disease in SLE), and neutrophil cytoplasmic antigens (ANCAs).

Urinary biomarkers

The presence of active urinary sediment may serve as an indicator of glomerular inflammation in many different glomerular diseases including LN. Active urinary sediment can generally be defined as ≥10 red blood cells per high-powered field or hemoglobinuria 1+. Similar to IgA nephropathy, the mechanism of microscopic hematuria may be in the context of immune complexes subsequently releasing inflammatory cytokines and complement cascade, which result in glomerular injury and passage of red blood cells into the urinary space. Appropriate handling of urine samples is required, and it is important to be aware of urologic and gynecologic causes of hematuria including menstruation in women. Unlike in IgA nephropathy, the prognostic relevance of hematuria in LN has not been demonstrated. Clinical trials in LN have variably included resolution of microscopic hematuria as part of the response definition. The role of home urinalysis testing for detecting early LN and flares is also currently under investigation. Other indicators of glomerular inflammation on urine microscopy include dysmorphic red blood cells and casts, and the significance of their resolution after treatment is even less defined than microscopic hematuria.

Several novel urinary biomarkers in LN have been independently validated across multiple cohorts. Updates in technologies such as multiplexed immune assays, transcriptomics, proteomics, and mass cytometry have led to a plethora of biomarkers being investigated for LN. Urinary CD163 is a transmembrane receptor predominantly expressed by activated macrophages, which has been associated with active kidney inflammation. It has demonstrated associations with histologic activity and treatment response. Additionally, urinary biomarkers of monocyte/neutrophil degranulation, wound healing/matrix degradation, and IL-16 correlate with histologic activity, and a decline of these biomarkers after 3 months of treatment predicted 1-year remission better than proteinuria alone. However, the diagnostic performance of these biomarkers needs to be validated further in longitudinal studies in diverse populations. They may serve as valuable investigations in the future.

Monitoring Clinical Disease

It is important to be able to predict systemic and renal relapses and prevent their occurrence through the judicious use of immunosuppressive agents. There may be clinical differences between patients with relapsed disease versus new presentations of LN. Particularly, hypertension may be less frequent in relapsed patients compared with newly diagnosed LN. Serial measurements of many serologic tests (including complement components, autoantibodies, erythrocyte sedimentation rate [ESR], CRP, circulating immune complexes, and, recently, levels of cytokines and interleukins [ILs]) have been used to predict lupus flares. Although there is controversy regarding the value of serum C3 and C4 levels and anti-DNA antibody titers in predicting clinical flares of SLE or LN, these have yet to be replaced by new biomarkers. , , Additional factors impacting the use of anti-dsDNA to predict LN activity include the use of immunosuppression, which may affect levels, as well as overlap with class 5 disease, the majority of which are known to be anti-dsDNA negative. In most patients with lupus activity, however, serum levels of anti-dsDNA typically rise and serum complement levels typically fall as the clinical activity of SLE increases, often preceding clinical renal deterioration. A particularly challenging group of patients may be those that remain serologically active but clinically quiescent for long periods of time. However, these patients tend to have more disease activity in concert with a lupus flare.

In patients with active renal involvement, the urinalysis frequently reveals dysmorphic erythrocytes, red blood cell casts, and other formed elements. Given the vagaries of centrifuging urine and preparing a slide, the number of red cells or red cell casts per high-power field should not be used as a measure of the degree of kidney involvement. An increase in proteinuria from levels of <1 g/day to nephrotic levels is a clear indication of either increased activity or a change in renal histologic class. When there is concern about the degree of activity of the SLE and LN, a repeat renal biopsy will often clarify whether to change therapy. ,

Some data suggest that specific serologic tests, in conjunction with clinical parameters and urine investigations, may help predict the likelihood of histologic activity with LN. Gao and colleagues developed a prediction model composed of mean arterial pressure, hematocrit, serum albumin, eGFR, urinary erythrocytes, serum C3, and anti-dsDNA to predict an activity index >2 on kidney biopsy with good correlation. External validation is still required in diverse patient populations before this prediction tool is recommended for clinical use, but this study suggests that the constellation of the clinical assessment and laboratory parameters may prove useful. The predictability of kidney lesions with alternative biomarkers would be of value where kidney biopsy may be high risk or unavailable. Until this is achieved, in some contexts it may be reasonable to proceed with therapy without subjecting the patient to the biopsy.

Drug-Induced Lupus

A variety of medications may induce a lupus-like syndrome or exacerbate an underlying predisposition to SLE. Those medications metabolized by acetylation, such as procainamide and hydralazine, have been common causes. , This occurs more commonly in patients who are slow acetylators due to genetic variants associated with a decrease in hepatic N -acyltransferase activity. Diltiazem, minocycline, penicillamine, isoniazid, methyldopa, chlorpromazine, and practolol, a selective β1-blocker, are other potential causes of drug-induced lupus. Other drugs that have been associated less frequently with this syndrome include phenytoin, quinidine, propylthiouracil, sulfonamides, lithium, β-blockers, nitrofurantoin, para-aminosalicylic acid, captopril, glyburide, hydrochlorothiazide, IFN-α, carbamazepine, sulfasalazine, rifampin, and tumor necrosis factor–α (TNF-α) blockers. , ,

Clinical manifestations of drug-induced lupus include fever, rash, myalgias, arthralgias and arthritis, and serositis. Central nervous system and renal involvement are relatively uncommon. , , While elevated anti-DNA antibodies and depressed serum complement levels are less common in drug-induced lupus, antihistone autoantibodies are present in more than 95% of patients. These are usually formed against a complex of the core histone dimer H2A-H2B and DNA and other histone components. , Antibodies are also present in the vast majority of idiopathic, nondrug-related SLE patients, but they are directed primarily against different histone antigens (linker H1 and core H2B). The presence of antihistone antibodies in the absence of anti-DNA antibodies and other serologic markers for SLE is also indicative of drug-induced disease. The diagnosis of drug-induced lupus depends on documenting the offending agent and achieving a remission following withdrawal of the drug. The primary treatment consists of discontinuing the offending drug. For patients with an established diagnosis of SLE and LN, it may be reasonable to allow them to take medications associated with drug-induced lupus as long as they are in remission. However, if they are in a flare of SLE, it may be safest to withhold these drugs given their potential to confound lupus symptomatology.

Pregnancy and Systemic Lupus Erythematosus

Because SLE occurs so commonly in women of childbearing age, the issue of pregnancy arises often in the care of this population. Independent but related issues are the health of the mother (in terms of both flares of lupus activity and progression of renal disease) and the fate of the fetus. For more discussion on pregnancy and kidney disease, see Chapter 58 . These maternal and fetal complications in SLE patients include, but are not limited to, higher rates of cesarean section, preeclampsia and hypertension, spontaneous abortion, thromboembolic disease, postpartum infections, premature births and babies small for gestational age, neonatal intensive care unit requirements, congenital defects, and lower live birth rates. Approximately 1 in 5 pregnancies in women with SLE experience an adverse pregnancy outcome. One systematic review and meta-analysis has described the adverse pregnancy risks associated with SLE but recognizes attrition bias and confounding. SLE disease activity at conception or preconception has been associated with increased preterm birth (OR 2.91 [95% CI 1.96–433]) and preeclampsia (OR 2.32 [1.40–3.83]). Other risk factors for adverse pregnancy outcomes include primigravida mothers, use of antihypertensives, and thrombocytopenia. , Frequency of adverse pregnancy outcomes also varies by race and ethnicity, with higher rates of complications among patients of African descent.

It is unclear whether flares of SLE occur more commonly during pregnancy or shortly after delivery, but reported flare rates in pregnancy are approximately 30% to 60%. , Patients with quiescent lupus for at least 6 months before conception are less likely to experience an exacerbation of SLE during pregnancy. Decreased serum complement levels, particularly C4, during the first trimester have been associated with risk of flare and adverse pregnancy outcomes. , Therefore both immunologic and clinical SLE quiescence is optimal before pregnancy to reduce the risk of adverse maternal and fetal outcomes.

Pregnancy in patients with preexisting LN has also been associated with worsening of renal function. , This is less likely to occur in patients who have been in remission for at least 6 months. However, even previous LN has also been associated with decreased live birth rate (OR 0.62 [95% CI 0.47–0.81]), increased risk of preterm birth (OR 2.00 [1.55-2.57]), and increased risk of preeclampsia (OR 3.11 [2.35–4.12]). Patients with hypertension are likely to develop higher blood pressure, and those with proteinuria are likely to have increased proteinuria during pregnancy, at least in part as a result of hyperfiltration. Chronic hypertension has been associated with increased risk of disease flare in pregnancy (OR 2.50 [95% CI 1.74–3.58]), preterm birth (OR 2.65 [1.87–3.77]), and preeclampsia (OR 5.86 [3.41–10.06]). Patients with elevated serum creatinine levels are most likely to suffer worsening of renal function and to be at highest risk for fetal loss.

It is generally recommended to continue with hydroxychloroquine during pregnancy, with some studies reporting lower rates of SLE flare and a decrease in congenital heart block. , It is worth mentioning one study that demonstrated hydroxychloroquine was associated with a small increased risk of congenital anomalies (OR 1.26) with a daily dose >400 mg in the first trimester. Although it is difficult to dismiss these findings, hydroxychloroquine has long been considered safe in pregnancy and notable confounders were not accounted for in this study. Although high-dose corticosteroids, cyclosporine, tacrolimus, and azathioprine have all been used in pregnant lupus patients, their safety is unclear. Cyclophosphamide is contraindicated due to its teratogenicity. Mycophenolate is also highly teratogenic and associated with first-trimester pregnancy loss and facial deformities such as cleft lip/palate, cartilage abnormalities of the outer ear, absent auditory canals, and limb abnormalities. It should be discontinued at least 6 weeks before planned pregnancies. Newer agents such as rituximab are not recommended due to a lack of data about their safety. Although calcineurin inhibitors have been used in pregnancy, voclosporin is contraindicated in pregnancy due to the high alcohol content. Belimumab, a human monoclonal antibody that inhibits B-cell activating factor (BAFF), is not currently recommended for use in pregnancy. Postmarketing reports in pregnant women with SLE exposed to belimumab are small in number and heterogeneous and provide neither clear risk of harm nor sufficient evidence of safety. , The judicial use of rituximab and belimumab in pregnancy should only be considered in those at highest risk of maternal and fetal complications.

The rate of fetal loss in most series is 20% to 40% and may even approach 50% in other selected series. , , , While fetal mortality is increased in SLE patients with renal disease, it may be decreasing in the modern treatment era. Patients with anticardiolipin or APL antibodies, hypertension, or heavy proteinuria are at higher risk for fetal loss. Secondary antiphospholipid syndrome (APS) has been associated with decreased probability of livebirth (OR 0.40 [0.27–0.58]), increased risk of pregnancy loss after 20 weeks of gestation (OR 2.77 [1.44–5.31]), and increased risk of preterm birth (OR 1.65 [1.29–2.11]). One review of 10 studies in more than 550 women with SLE found that fetal death occurred in 38% to 59% of all pregnant SLE patients with APL antibodies compared with 16% to 20% of those women with SLE without these antibodies. Prospective studies are needed to better define risk and overcome bias in retrospective studies.

Course and Prognosis of Lupus Nephritis

There is significant morbidity and mortality associated with LN, associated with autoimmune disease activity and progression of kidney disease, as well as treatment-related adverse effects from immunosuppressive therapies. Compared with the standard population, those with LN may have up to a sixfold higher rate of mortality. Even in comparison with other primary glomerular diseases, patients with LN experience a higher risk of death and major adverse cardiovascular events. This increased risk is likely driven by progression of atherosclerotic disease from both LN , and CKD, but serious infectious complications are an important contributor to mortality in this population. This mortality risk may be partially mitigated by achieving either complete or partial renal remission. ,

Among patients with LN, about 10% may progress to ESKF over 10 years. , , This course is defined by the initial pattern and severity of renal involvement as modified by therapy, exacerbations of the disease, adherence to therapy, and complications of treatment. The prognosis has clearly improved in recent decades with wider and more judicious use of new immunosuppressive medications. ,

Patients with lesions limited to the renal mesangium generally have an excellent course and prognosis. , , If these patients do not transform into other patterns, they are unlikely to develop progressive renal failure and any excess mortality is due to extrarenal manifestations and complications of therapy. Patients with focal proliferative disease have an extremely varied course. Those with mild proliferation involving a small percentage of glomeruli respond well to therapy, and <5% progress to renal failure over 5 years. , , , Patients with more proliferation, necrotizing features, and/or crescent formation have a prognosis more akin to patients with class IV diffuse LN. Class III patients may transform into class IV over time and, as mentioned, sometimes the distinction between the two may be the result of random sampling. Some patients with active segmental proliferative and necrotizing lesions resembling ANCA-associated small vessel vasculitis have a worse renal prognosis than other patients with focal proliferative lesions. , ,

Patients with diffuse proliferative disease have the least favorable prognosis in most older series. , , Nevertheless, the prognosis for this group has markedly improved, with renal survival rates now exceeding 90% in some series of patients treated with modern immunosuppressive agents. , , In trials from the NIH, the 5-year risk of doubling the serum creatinine concentration, a surrogate marker for progressive renal disease, in patients with diffuse proliferative lupus treated with cyclophosphamide-containing regimens ranged from 35% to <5%. In an Italian study of diffuse proliferative LN, patient survival was 77% at 10 years and more than 90% of extrarenal deaths were excluded. In a U.S. study of 89 patients with diffuse proliferative LN, renal survival was 89% at 1 year and 71% at 5 years. It is unclear whether the improved survival rates in these recent series are largely due to improved immunosuppression or better supportive care and more judicious clinical use of these medications.

In the past, some studies have found age, sex, and race to be as important prognostic variables as clinical features in patient and renal survival in SLE. , , , , , A consistent finding is that those of African ancestry have a greater frequency of LN and a worse renal and overall prognosis. This worse prognosis appears to relate to both biologic/genetic and socioeconomic factors. , , , , , , In a study from the NIH of 65 patients with severe LN, clinical features at study entry associated with progressive renal failure included age, African ancestry, hematocrit <26%, and serum creatinine concentration >2.4 mg/dL. Patients with a combined activity index (>7) plus chronicity index (>3) on renal biopsy, as well as those with the combination of cellular crescents and interstitial fibrosis also had a worse prognosis. In another U.S. study of 89 patients with diffuse proliferative LN, none of the following features affected renal survival: age, gender, SLE duration, uncontrolled hypertension, or any individual histologic variable. Entry serum creatinine level higher than 3.0 mg/dL, increased activity and chronicity indices on biopsy, and African ancestry predicted a poor outcome. Five-year renal survival rate was 95% for Caucasian patients but only 58% for Black patients. In a study of more than 125 LN patients with WHO class III or IV from New York, both racial and socioeconomic factors were associated with the worst outcomes in African-Americans and Hispanics. An evaluation of 203 patients from the Miami area confirmed worse renal outcomes in African-Americans and Hispanics, argued to be related to both biologic and economic factors.

More rapid and more complete renal remissions are associated with improved long-term prognosis. , Repeated renal flares during the course of SLE, including those as a result of nonadherence to therapy, also may predict a poor renal outcome. Relapses of severe LN over 5 to 10 years of follow-up occur in up to 50% of patients and usually respond less well and more slowly to repeated courses of therapy. , , A retrospective analysis of 70 Italian patients in whom more than half had diffuse proliferative disease found excellent patient survival (100% at 10 years and 86% at 20 years), as well as preserved renal function with the likelihood of not doubling the serum creatinine concentration to be 85% at 10 years and 72% at 20 years. Most patients in this study were Caucasian, which likely influenced the excellent long-term prognosis. Patients with renal flares of any type had seven times the risk of renal failure, and those with rapid rises in creatinine had 27 times the chance of doubling their serum creatinine concentration. Another Italian study of 91 patients with diffuse proliferative LN showed more than 50% having a renal flare, which correlated with a younger age at biopsy (<30 years old), higher activity index, and karyorrhexis on biopsy. The number of flares, nephritic flares, and flares with increased proteinuria correlated with a doubling of the serum creatinine. The role of relapses in predicting progressive disease has been noted by others as well, although relapse does not invariably predict a bad outcome.

Although an elevated anti-dsDNA antibody titer and low serum complement levels may correlate with active renal involvement, they do not correlate with long-term renal prognosis. , , , , In several studies, anemia has been a poor prognostic finding regardless of the underlying cause. , Severe hypertension has also been correlated with renal prognosis in some, but not all, studies. Renal dysfunction, as noted by elevated serum creatinine or decreased GFR, heavy proteinuria, and especially nephrotic syndrome, is indicative of a poor renal prognosis in the vast majority of series. , , , However, not all studies have found an elevation of the initial serum creatinine to predict a poor long-term outcome, and in some the initial serum creatinine only predicted short-term renal survival. Other renal features, such as duration of LN and rate of decline of GFR, may also predict prognosis. ,

Finally, histologic features such as the class, the degree of activity and chronicity, and the severity of tubulointerstitial damage have also predicted outcomes. In a number of studies, the pattern of renal involvement, especially when using the ISN/RPS or older WHO classification, has been a useful guide to prognosis. , , In NIH trials, patients with severe proliferative LN with a higher activity index or chronicity index were more likely to have progressive renal failure. However, studies with different referral populations could not confirm this finding. , , , Regardless, the contribution of chronic renal scarring to a poor long-term outcome has been confirmed by many studies. , , , Some studies have found the initial renal biopsy to have little predictive value; rather, certain features on a repeat biopsy at 6 months proved to be a strong predictor of doubling the serum creatinine or progression to renal failure. , The lack of predictive value of the initial biopsy also suggests that a high-risk kidney biopsy at presentation may not always be necessary. These include ongoing inflammation with cellular crescents, macrophages in the tubular lumens, persistent immune deposits (especially C3) on IF microscopy, and persistent subendothelial and mesangial deposits or an active NIH activity score. , Other studies suggest that reversal of interstitial fibrosis and glomerular segmental scarring along with remission of initial inflammation and immune deposition are important favorable prognostic findings on the 6-month biopsy. Thus this argues that chronic changes on the initial biopsy are not always cumulative or immutable. Surveillance kidney biopsies for prognosis may not be all that useful and should be weighed against the risk of biopsy.

The natural history of membranous LN is less clear. In early studies, the prognosis appeared far better than the prognosis of active proliferative disease. Subsequent studies with longer follow-up suggested a worse outcome for membranous LN with persistent nephrotic syndrome. Even nonnephrotic patients with membranous LN may be at risk for sustained loss of kidney function. Retrospective analyses show that 5-year renal survival rates largely depend on whether patients have pure membranous lesions (class V) or superimposed proliferative lesions in a focal (class III + V) or diffuse (IV + V) distribution. , A U.S.-based study found that the 10-year survival rate from death or dialysis was 72% for patients with pure membranous lesions but only 20% to 48% for those with superimposed proliferative lesions. A larger Canadian study described a similar good survival from ESKF of 92% over a median of 8 years for patients with only class 5 lesions; however, nearly 20% of patients developed a sustained 40% decline in eGFR. Black race, younger age, elevated serum creatinine, higher degrees of proteinuria, hypertension, higher NIH chronicity index, and transformation to another WHO pattern all portended a worse outcome. The poor survival in those of African descent with membranous LN may explain the excellent results in retrospective Italian studies, which largely follow Caucasian cohorts. One such Italian study found the 10-year survival rate of membranous LN patients to be 93%. Even in this Italian population, survival for pure membranous LN was far better than in patients with superimposed proliferative lesions. Thus at least in part, the variability of prognosis can be at least partially explained by the differences in racial background and histology.

Dialysis and Transplantation

The percentage of patients with severe LN who progress to dialysis or transplantation varies from 5% to 50% depending on the population studied, the length of follow-up, the response to therapy, and medication adherence. , , , , , , , Many with slowly progressive renal failure have resolution of their extrarenal disease manifestations and serologic activity. , With more prolonged time on dialysis, the prevalence of clinically active patients declines further, decreasing in one study from 55% at the onset of dialysis to <10% by the fifth year and 0% by the tenth year of dialysis. Patients with ESKF due to LN have increased mortality during the early months of dialysis, likely due to infectious complications of immunosuppressive therapy. , Long-term survival of SLE patients on chronic hemodialysis or peritoneal dialysis is similar to that of nonlupus patients, with the most common cause of death being cardiovascular. There are no data to suggest one dialysis modality is favorable in patients with SLE and ESKF.

Most renal transplant programs suggest that patients with active SLE undergo a period of dialysis from 3 to 12 months to allow clinical and serologic disease activity to become quiescent before transplantation. This arbitrary time on dialysis before kidney transplant in clinically quiescent patients is controversial. The updated KDIGO 2024 LN guidelines suggest transplantation may be carried out as soon as disease is quiescent. Allograft survival rates in patients with LN are comparable with the nonlupus transplant population. , , , The rate of recurrent SLE in the allograft has been low, <4% in most series, , although in some reports a higher recurrence rate had been noted. The prevalence of recurrent LN was only 2.4% in a 20-year study of nearly 7000 lupus transplant recipients and was more common in younger and female patients and those with African ancestry. When surveillance biopsies were used, however, recurrences could be detected in up to 54% of a small cohort of lupus transplant recipients, although this was mostly subclinical mild mesangial LN. The low rate of clinically important recurrence may be due, in part, to the immune suppressant action of the renal failure before transplantation and, as expected, the immunosuppressive antirejection regimens used following transplantation. Lupus patients with an APL antibody may benefit from anticoagulation therapy during the posttransplant period. ,

Treatment of Proliferative Lupus Nephritis

Overview

The arsenal of immune-related treatments for LN continues to grow, but the most effective and least toxic regimen for any given patient is not always clear ( Fig. 31.8 ). Although cyclophosphamide is an effective therapy for many patients with LN, newer regimens have been developed in the hope of attaining equal or greater efficacy with less toxicity. The concept of more vigorous initial therapy during an “induction” treatment phase, followed by more prolonged lower-dose therapy during a “maintenance phase,” is the current paradigm of treatment. , , A caveat to this would be LN class VI where the risks of immunosuppressive treatment outweigh benefit. Hydroxychloroquine has been shown to increase rates of complete remission, lower the incidence of LN flares, and reduce progression to ESKD. Given this, it is recommended that all classes of LN receive treatment with hydroxychloroquine.

Fig. 31.8

Evolution of immunosuppressive therapies in lupus nephritis.

Patients with ISN/RPS class I and II biopsies have an excellent renal prognosis and need no therapy directed to the kidney. Transformation to another histologic class is usually heralded by increasing proteinuria and activity of the urinary sediment, although class II itself may be associated with microhematuria. At this point in the patient’s clinical course, a repeat renal biopsy may serve as a guide to therapy.

Patients with diffuse proliferative disease, ISN/RPS class III and IV lesions, require intensive and timely treatment to avoid irreversible renal damage and progression to ESKD. , , The ideal immunosuppressive regimen should be individualized and based on the patient’s prior therapy, risk and concern over potential side effects, compliance, and tolerability.

THERAPEUTIC AGENTS

Glucocorticoids

Glucocorticoids have potent antiinflammatory effects, mediated through both genomic and nongenomic pathways. Prednisone, despite the lack of controlled trials, is included in most treatment regimens for LN. Its use for LN was first described in the 1960s. In retrospective studies, higher initial doses of corticosteroids appeared more effective than lower-dose therapy (<30 mg prednisone daily). Traditional regimens use 1 mg/kg/day of prednisone, tapering after 4 to 6 weeks of treatment so that patients are receiving 30 mg/day or less by 3 months. Some clinicians start with daily pulses of IV methylprednisolone for 1 to 3 days followed by oral corticosteroids. More recently, lower initial doses of prednisone have been used after receiving pulse methylprednisolone therapy. Participants in the AURA-LV trial received initial prednisone doses of 0.4 mg/kg/day with a taper over 3 months to 2.5 mg/day. The complete renal response in this study for the placebo group was comparable with other studies in LN. , Both the 2024 KDIGO and 2023 EULAR LN guidelines highlight the use of lower initial doses of prednisone when paired with pulse methylprednisolone. Importantly, the use of IV methylprednisolone has not been associated with osteonecrosis.

Pulse therapy exerts rapid effects through nongenomic pathways. The decision to use pulse methylprednisolone should be considered within the clinical context of the presentation or flare. In a hospitalized patient with a severe flare and acute kidney injury (AKI), pulse steroid is an important initial treatment. However, in the setting of an outpatient with a normal GFR but modest hematuria and low-grade proteinuria where the kidney biopsy shows class III or IV LN, it is reasonable to commence oral corticosteroids rather than proceeding with pulse therapy. The exception would be where there are serious concerns about patient adherence to medications.

Appropriate counseling for patients receiving glucocorticoid is required given the number of adverse events that may be associated with its use, including but not limited to hypertension, diabetes, weight gain, cosmetic and dermatologic changes, increased risk of infections, psychiatric effects, adrenal suppression, and osteoporosis. Osteoporosis prophylaxis with vitamin D and calcium supplementation, along with bone mineral density scans in high-risk patients, is suggested.

Cyclophosphamide

A series of landmark trials from the 1980s demonstrated the efficacy of cyclophosphamide for the treatment of LN. , Cyclophosphamide is an alkylating agent that prevents cell division by decreasing DNA synthesis. Rapidly dividing cells, such as the immune cells in proliferative LN, are predominantly affected. Reports from the NIH and others have helped establish the role of cyclophosphamide in the treatment of proliferative LN. , , , , These studies demonstrated superior remission and relapse rates when comparing cyclophosphamide and corticosteroids against azathioprine or corticosteroids alone and formed the standard of care for induction therapy of LN. Further trials refined dosing of IV cyclophosphamide from every 3 months to monthly. , Thereafter, monthly IV cyclophosphamide for 6 months with glucocorticoids was the standard induction therapy of LN until the Euro-Lupus protocol was published. , , , This landmark trial demonstrated similar efficacy with less toxicity using lower induction doses of cyclophosphamide. The Euro-Lupus Nephritis Trial, a multicenter prospective trial of 90 patients with severe LN, compared low-dose versus “conventional” high-dose intravenous cyclophosphamide. Patients were randomized to either 6 monthly intravenous pulses of 0.5 to 1 g/m 2 cyclophosphamide, followed by two quarterly pulses, or only 500 mg intravenously every 2 weeks for a total of six doses (“Euro-Lupus regimen”), both followed by oral azathioprine as maintenance therapy. At 40 months’ follow-up, there were no statistically significant differences in treatment failures, renal remissions, or renal flares, but twice as many infections occurred in the high-dose group. This study is often cited as comparing low-dose to high-dose cyclophosphamide, but it should be recognized that the “low-dose cyclophosphamide” group received azathioprine for the bulk of the study. This regimen may also speak to the usefulness of azathioprine in the maintenance phase of LN. Although this trial may have included some patients with milder renal disease (mean creatinine, 1–1.3 mg/dL; mean proteinuria, 2.5–3.5 g/day for both groups) and a predominantly Caucasian patient population, it supported the use of shorter-duration and lower total-dose cyclophosphamide for induction therapy. Longer follow-up of this population confirmed these data and suggests that early response to therapy is predictive of a good long-term outcome and that the long-term results are excellent. Subsequent studies have investigated reduced-dose IV cyclophosphamide in those of Indian, African, and Latino ancestry. , The 2024 KDIGO, 2024 ACR, and 2023 EULAR guidelines all suggest that the Euro-Lupus protocol of cyclophosphamide be used when using cyclophosphamide as an induction agent.

Patients receiving cyclophosphamide require counseling regarding the adverse effects ( Table 31.2 ). In most patients treated with intravenous cyclophosphamide, side effects such as hemorrhagic cystitis, alopecia, and neoplasms have been infrequent. , Regarding infertility risk, women treated after the age of 30 are at higher risk. Total cumulative dose of cyclophosphamide is an independent risk factor for infertility. In women with breast cancer, cumulative doses of cyclophosphamide of 20 gm for women in their 20s, 10 gm for women in their 30s, and 5 gm in women in their 40s were associated with greater rates of premature ovarian failure. Therefore the total 3 gm cumulative dose of cyclophosphamide in the Euro-Lupus protocol is unlikely to have significant impacts on ovarian reserve, yet cumulative cyclophosphamide exposure may become a bigger concern for women with refractory/relapsing SLE or LN requiring retreatment with IV or oral cyclophosphamide. For males, infertility risks are low in prepubescent males if the cumulative doses of cyclophosphamide are kept under 30 gm. For sexually mature males, the risks of infertility with doses as low as 7.5 gm were 20%, rising to about 100% risk of infertility when reaching doses exceeding 30 gm. Men with LN receiving treatment with cyclophosphamide may be considered for long-term sperm preservation. With respect to risk of malignancy, cumulative doses of cyclophosphamide under 10 gm have only been associated with risk of squamous cell cancers but not solid organ malignancy. Cumulative doses of cyclophosphamide >36 gm have been associated with the greatest risk of solid organ malignancies (SIR 3.4). The dose of intravenous cyclophosphamide must be reduced for significant renal impairment and adjusted for some removal by hemodialysis. The leukopenic response to cyclophosphamide can be unpredictable in CKD, and even a reduced dose may result in prolonged and severe leukopenia. The cytoprotective agent mesna has been used successfully by some to reduce bladder complications from cyclophosphamide.

Table 31.2

Risks Associated With Cyclophosphamide Use and Mitigation Strategies

Side Effect Mitigation/Monitoring Strategies
Bone marrow suppression Regularly monitor complete blood counts (CBC) and adjust dosage as needed in response to leukopenia.
Hemorrhagic cystitis Ensure adequate hydration and administer mesna to protect the bladder.
Infertility Discuss fertility preservation options with patients before starting treatment. Ensure cumulative doses do not exceed 10 gm in men and women over the age of 30.
Secondary malignancies Long-term monitoring for signs of secondary cancers. Ensure secondary screening up to date. Risks of malignancy low, aside from squamous cell cancers, when cumulative doses below 10 gm. Highest risk of solid organ cancers when cumulative doses exceed 36 gm.
Infections Screen for chronic infections and provide appropriate immunizations (influenza, pneumococcal, SARS-CoV-2) before starting treatment. Consider if prophylactic antibiotics required and regular monitoring for signs of infection.

Mycophenolate Mofetil

MMF has proven to be an effective immunosuppressive in transplant patients and a variety of other immunologic renal diseases. It is a reversible inhibitor of inosine monophosphate dehydrogenase required for de novo purine synthesis and blocks B- and T-cell proliferation, inhibits antibody formation, and decreases expression of adhesion molecules, among other effects. MMF was shown to have good efficacy and reduced complications when compared with cyclophosphamide treatment regimens in a number of uncontrolled trials in LN. , Treatment failures, relapses following therapy, discontinuation of therapy, mortality, and time to remission have been similar when compared with cyclophosphamide. Longer follow-up at 4 years has shown MMF to have comparable efficacy to cyclophosphamide with no significant difference in complete or partial remissions, doubling of baseline creatinine, or relapses. Additionally, there have been lower rates of severe infections, leukopenia, or amenorrhea, and all deaths and renal failure in the MMF group. There has been a trend toward superior results (higher rates of remission and lower rates of ESKF) and improved tolerability of MMF in African Americans, as well as other ethnic groups, when compared with cyclophosphamide-based regimens. , These results have been observed with up to 3 years of follow-up. In patients with reduced eGFR and crescentic LN (>50%), similar findings of equal efficacy and reduced adverse event profile have been observed when comparing MMF with cyclophosphamide-based regimens. ,

Calcineurin Inhibitors

The calcineurin inhibitors voclosporin and tacrolimus have been proven to increase the remission rate in a number of uncontrolled and controlled trials. Calcineurin inhibitors reduce T-cell activation and are involved in podocyte cytoskeleton stabilization, both of which are thought to contribute to proteinuria and activity of LN. Tacrolimus has been successful in increasing remissions as part of a multidrug regimen for severe LN patients with combined ISN/RPS class IV and V lesions. Intravenous cyclophosphamide resulted in complete remission in 5% and partial remissions in 40% at 6 months versus a “multitargeted regimen” of tacrolimus, MMF, and corticosteroids, which led to a 50% complete and a 40% partial remission rate in this period. In a large multicenter trial from China containing more than 350 patients, multitargeted therapy with a CNI added to mycophenolate and corticosteroids proved superior to cyclophosphamide and corticosteroid induction therapy. An extension trial of the 200 patients of this study population who responded initially to this therapy compared maintenance with the multitarget therapy with maintenance with azathioprine for the cyclophosphamide group. Both groups had similar low renal relapse rates (5% and 7%, respectively). Moreover, serum creatinine and GFR remained stable in both groups. Of note, the azathioprine group had more adverse events (44% vs. 16%) and more withdrawals due to adverse events.

Voclosporin

More recently, data from the phase 3 clinical trial investigating voclosporin in combination with MMF demonstrate improved renal remission rates compared with MMF alone. The Aurinia Renal Response in Active Lupus with Voclosporin (AURORA 1) study investigated whether voclosporin versus placebo when added to MMF and corticosteroids improved complete renal remission at 52 weeks. Complete renal remission was defined as a composite of UPCR ≤0.5 mg/mmol, eGFR >60 mL/min or <20% decrease from baseline, no rescue medication, and achieving prednisone reduction targets near the end of the trial. More patients in the voclosporin group achieved the composite renal outcome versus placebo (41% vs. 23%, OR 2.65, 95% CI 1.64–4.27, P < 0.0001). For the phase 2 study Aurinia Urinary Protein Reduction Active Lupus with Voclosporin (AURORA-LV) investigating voclosporin versus placebo in patients with class 3 to 5 LN receiving MMF and corticosteroids, there was a significantly increased number of adverse events in the voclosporin group including more deaths. However, this was designated a center effect. In the phase 3 study the serious adverse events were comparable between the voclosporin and placebo groups, with the event rate being approximately 21% in both groups. A pooled analysis of both phase 2 and phase 3 studies for voclosporin suggests no major safety signals, as well as efficacy across racial and ethnic subgroups. Compared with cyclosporine and tacrolimus, voclosporin has a more consistent pharmacokinetic-pharmacodynamic profile and drug monitoring may not be required. Voclosporin has not been investigated in those with eGFR <45 mL/min or in combination therapy with cyclophosphamide. Long-term safety and efficacy data remain under investigation. Although cyclosporine and tacrolimus have similar drug profiles, cyclosporine may reduce mycophenolic acid exposure by as much as 40% and therefore voclosporin or tacrolimus may be the preferred CNI when coprescribing with mycophenolic acid treatment of LN. It is unclear whether the predominant effects of CNIs are through stabilization of the podocyte cytoskeleton, reduction of T-cell activity in LN, or both. The frequent observation of relapse of proteinuria with discontinuation of CNIs suggests a nonimmunologic mechanism for the reduction of proteinuria. Studies designed to examine reduction in proteinuria as an endpoint may be reported as positive with the use of CNIs, but it is unclear whether they successfully treat LN immunologically. Furthermore, in many jurisdictions, voclosporin is costly and not feasible in the absence of insurance or government coverage.

Belimumab

In 2021, belimumab received U.S. Food and Drug Administration (FDA) approval for an induction regimen add-on to cyclophosphamide or mycophenolate for the treatment of LN. Belimumab is a monoclonal antibody against BAFF, also known as B Lymphocyte Stimulator (BLyS)), which impacts B-cell survival and development of autoreactive B cells. Serum BAFF is elevated in lupus and belimumab was already approved for extrarenal lupus. The Belimumab International Study in Lupus Nephritis (BLISS-LN) trial evaluated the efficacy and safety of belimumab plus standard therapy (mycophenolate or cyclophosphamide-azathioprine) in patients with LN. In this phase 3 multicenter study of class III or IV LN (with or without a class V lesion), patients were treated with standard-of-care therapy and randomized to receive intravenous belimumab (10 mg/kg) or placebo for 104 weeks. The primary outcome was a composite of UPCR <0.7 mg/mmol, eGFR within 20% of baseline or >60 mL/min, and no use of rescue therapy (labeled primary efficacy renal response). More patients in the belimumab group than placebo group achieved the primary efficacy renal response (43% vs. 32%, odds ratio 1.6, P = 0.03). It is worth highlighting that there was no difference in complete renal response rates in the cyclophosphamide-treated group, and although the rate of primary efficacy renal response trended toward favoring belimumab in this subgroup, this finding was not statistically significant. Further investigation is required to see if belimumab works better in combination with MMF than cyclophosphamide.

In a post hoc analysis of the BLISS-LN trial, the rate of LN flare at any time point with belimumab relative to placebo was reduced by 59% (HR 0.41, CI 0.23–0.73, P = 0.002). Importantly, it was noted that patients with proteinuria >3 g/g or a pure membranous LN class 5 did not have a better renal response when compared with placebo. Although renal clearance of belimumab is increased when there is a greater degree of proteinuria, the exposure response analysis in BLISS-LN did not suggest that this was the reason for lack of treatment effect in these patients. Additional post hoc subgroup analyses suggest that relapsed patients, versus those that were newly diagnosed, who were treated with belimumab and standard of care therapy had greater odds of having a complete renal response or a primary efficacy renal response. Additionally, they concluded that initial glucocorticoid pulses did not impact complete renal response or primary efficacy renal response rates for both newly diagnosed and relapsed patients.

Rituximab

Other therapies remain available for LN and are generally reserved for aggressive cases. Rituximab, a chimeric monoclonal antibody, depletes CD20 B cells through multiple mechanisms including complement-dependent cell lysis; FcRγ-dependent, antibody-dependent, cell-mediated cytotoxicity; and induction of apoptosis. It is approved by the FDA for the treatment of rheumatoid arthritis (RA), granulomatosis with polyangiitis (GPA; formerly designated Wegener granulomatosis), and microscopic polyangiitis (MPA). It has been used with varying success in many other immunologic and autoimmune diseases, including a variety of primary glomerular diseases. It has been used in more than 300 LN patients, mostly in case reports and open-label uncontrolled trials. , However, two large randomized controlled trials have given disappointing results. In one trial of 257 SLE patients without severe renal disease, patients were randomized to receive rituximab or placebo. Although subgroup analyses suggested a beneficial effect in the African-American and Hispanic subgroups, there were no significant overall differences between the placebo and the rituximab arms of therapy. In the Lupus Nephritis Assessment with Rituximab (LUNAR) trial, 140 patients with class III and IV LN were randomized to rituximab or placebo in addition to an induction regimen of MMF (goal 3 g/day) and tapering corticosteroids. Although the rituximab group had a greater fall in anti-dsDNA antibody titers and rise in serum complement levels, there was no statistically significant difference in the primary renal response between treatment groups at 1 year. At present therefore rituximab is not a first-line agent for induction therapy of most patients with severe LN. It continues to be used in patients resistant to other treatments and in those who do not tolerate conventional treatment. , A study of the use of rituximab and MMF in 50 LN patients without the use of oral corticosteroids (the patients received intravenous corticosteroids at the time of rituximab infusion) reported excellent results for complete and partial remission.

Approach to combining therapies

Given the updates with the EULAR and KDIGO 2024 guidelines and the additions of calcineurin inhibitors and belimumab to induction regimens for treatment of proliferative LN combination therapies are becoming an attractive therapeutic option, although who will benefit most may not yet be entirely clear. In addition, the optimal timing of add-on therapies to either MMF or cyclophosphamide with prednisone to counterbalance the adverse effect profiles of these medications is also not yet clear. The ACR has released a summary of its 2024 guidelines on the screening, treatment, and management of LN, in which they advocate all patients receive triple therapy with either CNI or belimumab. Another approach may be to assess clinical risk factors, such as race, eGFR, and relapsing disease before deciding if upfront multitarget therapy should be used. Additionally, as data emerge regarding worse renal outcomes with repeat flares of LN, the focus of treatment may shift from solely obtaining a complete renal remission to avoiding renal flares ( Fig. 31.9 ). Drug cost coverage and patient preference are important issues that will factor into the decision regarding multitarget therapy at the outset. The post hoc analysis of the BLISS-LN trial suggests that belimumab in combination with MMF or cyclophosphamide with prednisone may not confer additional benefit for nephrotic patients. The EULAR guidelines suggest if a 25% reduction in urine protein is not seen at 3 months with initial therapy with MMF or cyclophosphamide and prednisone, then the additional therapies may be considered. Future studies on optimal timing of initiation of CNI or belimumab with standard of care therapies are needed.

Fig. 31.9

Kidney function decline in healthy adults versus those with lupus nephritis.

Maintenance therapies

A number of studies have focused on the optimal maintenance therapy for LN with the goal of avoiding relapse and flares while minimizing the long-term immunosuppressive toxicity. Earlier studies, with good representation of patients with African and Hispanic ancestry, demonstrated greater toxicity and higher rates of ESKF and relapses when continuing cyclophosphamide as maintenance treatment when compared with MMF or azathioprine. The results of two large, randomized trials further delineate the role of these oral agents in the maintenance of patients with proliferative LN. , In the European MAINTAIN trial, 105 patients were randomized to either azathioprine or MMF for at least 3 years of maintenance (mean, 53 months). There was no difference between these medications in the time of renal flares or renal remission. In the worldwide Aspreva Lupus Management Study (ALMS) maintenance trial, 227 patients who achieved remission after induction therapy with either intravenous cyclophosphamide or MMF were rerandomized in double-blind fashion to either MMF or azathioprine maintenance for 3 years. MMF proved superior to azathioprine with respect to the primary endpoint of time to treatment failure (death, ESKF, doubling of serum creatinine, LN flare, or requirement for rescue therapy). Differences between the two studies likely explain the differing results. The MAINTAIN trial was prerandomized from day 1, included patients who were largely Caucasian, and used the endpoint of renal flare because few patients in this population progress to renal failure. Even so, there were 26% flares in the azathioprine group compared with 19% in the MMF group, although this difference was not statistically significant and perhaps not clinically meaningful. The ALMS maintenance trial included only those patients who achieved remission after induction; was international, including multiracial and diverse populations; and used harder endpoints for response (doubling creatinine, ESKF, etc.).

At present, the 2024 KDIGO guidelines recommend MMF as maintenance therapy, and the 2023 EULAR guidelines suggest MMF or azathioprine. Azathioprine is a better choice for maintenance therapy in those who are planning pregnancy or likely to become pregnant and those who have gastrointestinal problems with MMF. Total duration of immunosuppression (induction and maintenance) is suggested for a minimum of 36 months, or 3 years. Additionally, there are data to support histologic features guiding withdrawal of maintenance immunosuppression for patients in remission. Malvar and colleagues repeated kidney biopsies for patients with LN on treatment for at least 42 months and in remission for at least 12 months. Maintenance immunosuppression was withdrawn if the activity index was zero. The LN flare rate was 1 per 50 patient-years, which is significantly less than previous reported rates. Importantly, this study highlights that a repeat biopsy may be helpful in the decision to prolong immunosuppression if there are features of histologic activity, but not withdrawing it in any event before the recommended minimum duration of 36 months.

Membranous lupus nephropathy

For patients with class V membranous LN, there have been conflicting data regarding the course, prognosis, and response to treatment. It is reasonable to assume that membranous LN should be treated similarly to other causes of nephrotic syndrome with antiproteinuric and lipid-lowering measures. The long-term renal benefit of acute initiation of RAS inhibitors is unclear, as the priority of initial management is immune therapy. The possible adverse effects of treatments with consideration of the number of different medications being prescribed to a young cohort not used to taking pills should be kept in mind. The use of anticoagulation to prevent thromboembolic events in patients with severe nephrotic syndrome should be individualized.

There is disagreement about which patients with class V membranous LN should be treated with immunosuppressive therapy. The degree of superimposed proliferative lesions greatly influences outcomes in class V patients, and it is unclear if older trials included only pure membranous LN patients. Thus early trials reported low and inconsistent response rates with oral corticosteroids. Excellent long-term results with intensive immunosuppressive regimens from Italian studies and others raise questions of whether the results are related to the therapeutic intervention, the population studied, or better supportive treatments. A retrospective Italian trial found better remission rates with a regimen of chlorambucil and methylprednisolone than corticosteroids alone. In a small nonrandomized trial of cyclosporine in membranous LN, there was an excellent remission rate of nephrotic syndrome with mean proteinuria decreasing from 6 to 1 or 2 g/day by 6 months. At long-term follow-up and rebiopsy, there was no evidence of cyclosporine-induced renal damage, but two patients had developed superimposed proliferative lesions over time. An NIH trial of 42 nephrotic patients with membranous LN compared cyclosporine, prednisone (alternate-day), and intravenous cyclophosphamide and found superior remission rates for the cyclosporine and cyclophosphamide regimens, but more relapses when the cyclosporine was withdrawn. This tendency to relapse suggests that calcineurin inhibitors may suppress proteinuria principally via nonimmunologic mechanisms. Although cyclosporine has been investigated more extensively than tacrolimus in lupus membranous nephropathy, given the similar mechanism of action, and that tacrolimus has been studied in multitarget therapy of proliferative LN, it may be reasonable to use tacrolimus for treatment of those with class V LN and heavy nephrotic syndrome to target reduction in proteinuria. This may be particularly relevant if there is concern about cosmetic or metabolic side effects of cyclosporine.

Both azathioprine and mycophenolate have been investigated in lupus membranous nephropathy. A study of 38 patients with pure membranous LN evaluated long-term treatment with prednisone plus azathioprine. At 12 months 67% of the patients had experienced a complete remission and 22% a partial remission. At 3 years only 12% had relapsed, at 5 years only 16%, and at 90 months only 19% relapsed. At the end of follow-up, no patient had doubled serum creatinine. Clearly in this population, a regimen of steroids plus azathioprine was highly effective. The response of patients with membranous LN to MMF has been varied. There were 84 patients with pure ISN class V membranous LN among the 510 patients enrolled in two similarly designed randomized controlled trials comparing MMF and intravenous cyclophosphamide induction therapy. Rates of remissions, relapse, and course were similar in both treatment groups (and also may suggest that it was the corticosteroid alone that was responsible for the treatment effect). Thus MMF can also be considered a first-line therapy for certain patients with membranous LN.

Given limited data, the treatment of membranous LN should be individualized. Patients with pure membranous LN and a good renal prognosis (subnephrotic levels of proteinuria and preserved GFR) can be managed expectantly. For those at higher risk of progressive disease (African descent, those fully nephrotic), options include cyclosporine, tacrolimus, monthly intravenous pulses of cyclophosphamide, MMF, or azathioprine plus corticosteroids. There are reports of patients responding to rituximab as well. Patients with mixed membranous and proliferative LN are treated in the same way as those with proliferative disease alone, although we have seen patients respond to immunosuppressive therapy for proliferative LN and in parallel develop de novo membranous lupus nephropathy.

Importantly, the time needed for resolution of proteinuria can often be months to years with the current therapies. , There may be “residual proteinuria” that can take years to resolve, if at all. If all other indices are favorable, it may put the patient at risk to intensify or continue immunosuppression in attempting to eradicate proteinuria. There may be a greater role in optimizing nonimmune therapies, such as RAS inhibitors, at this stage.

Nonimmunologic therapies

Cardiovascular risk

As effective and safer therapies for LN have evolved, greater attention has been directed to other causes of morbidity and mortality in the SLE population. Lupus patients have accelerated atherogenesis and a disproportionate rate of atypical coronary vascular disease, leading to a high mortality rate. The high cardiovascular risk rate has been attributed to concurrent hypertension, hyperlipidemia, nephrotic syndrome, prolonged corticosteroid use, APL syndrome (APS), and, in some, the added vascular risks of systemic inflammation and chronic kidney disease (CKD). , Despite limited data on therapeutic interventions in this population, aggressive management of modifiable cardiovascular risk factors may alter the morbidity and mortality of this population. Recognizing that there are few directed studies in the population with lupus nephritis, but extrapolating from other proteinuric CKD populations, closely monitored blood pressure control (<130/80 mm Hg), the use of angiotensin-converting enzyme (ACE) inhibitors and/or angiotensin receptor blockers, and correction of dyslipidemia with statins are all reasonable in LN patients, taking into account number of medications and the risk of nonadherence. Another source of caution in this approach is the teratogenicity of RAS inhibitors. In addition, calcium, vitamin D supplements, and bisphosphonates to prevent glucocorticoid-induced osteoporosis may be useful. Annual eye examinations should be performed for patients on hydroxychloroquine.

In murine models of LN, the use of SGLT2 inhibitors has been associated with decreases in proteinuria and stable eGFR with evidence of attenuated damage on renal pathology. Studies in humans have not been performed on a large scale. , There remain concerns about infectious complications with SGLT2 inhibitors and immunosuppression for LN and potentially masking immune-mediated activity via proteinuria reduction. Other nephroprotective medications such as finerenone, glucagon-like peptide one receptor agonists (GLP-1RA), and endothelin receptor antagonists (ERAs) have not been investigated in SLE or LN.

Infection risk

Pneumocystis jirovecii pneumonia (PJP) prophylaxis has traditionally been considered when prescribing cyclophosphamide, and coprescribing with glucocorticoids has become more common in patients with glomerular diseases after the results of a study involving patients with IgA nephropathy. However, this risk may have been driven by ethnicity and age, relative to patients with LN. The literature has generally described low rates of PJP pneumonia in SLE patients. , Additionally, SLE patients have experienced adverse effects of trimethoprim-sulfamethoxazole such as neutropenia, hyperkalemia, nephropathy, and other risks. , There is no consensus regarding prophylaxis in SLE patients, and larger studies are needed to investigate the benefit/risk ratio of PJP pneumonia prophylaxis prescribing in patients with SLE. Until then, it may be reasonable to consider prophylaxis in those with additional underlying respiratory comorbidities, increased local endemic rates of PJP pneumonia, and prolonged courses of intensive immunosuppression.

Thrombosis risk

Some form of APL antibodies is present in 40% to 75% of lupus patients. Because most do not experience thrombotic complications, they require no special treatment. However, some would recommend low-dose aspirin and hydroxychloroquine for prophylaxis of asymptomatic patients with APL antibodies. In patients with evidence of a clinical thrombotic event, most investigators use chronic anticoagulation with warfarin as long as the antibody persists. While the standard practice has been to not anticoagulate other patients, in one recent series of more than 100 SLE patients, more than one-fourth had APL antibodies, of whom almost 80% had a thrombotic event. The antibody-positive patients also had a greater incidence of chronic renal failure than the antibody-negative patients. (See discussion in “Antiphospholipid Syndrome” later.)

Therapies Under investigation

The majority of therapies currently under investigation target B cells in LN ( Fig. 31.10 ). Obinutuzumab, an FDA-approved fully humanized anti-CD20 monoclonal therapy, has shown promising results for their phase 2 clinical trial in proliferative LN. One-hundred and twenty-five patients with proliferative LN receiving MMF and prednisone were randomized to receive obinutuzumab or placebo on day 1 and weeks 2, 24, and 26 and followed through week 104. The primary endpoint was complete renal remission (CRR) at weeks 52 and 104. The CRR was greater for obinutuzumab than placebo at weeks 52 (35% vs. 23%, P = 0.115) and 104 (41% vs. 23%, P = 0.26). Although there were infusion-related reactions (nonsevere), obinutuzumab was not associated with severe adverse events. Compared with rituximab in the LUNAR study, obinutuzumab resulted in a faster, more uniform, and greater degree of B-cell depletion, which may account for the impact seen. The number of autoreactive B-, T-, and plasma cell clones in LN compared with other glomerular diseases may explain why obinutuzumab yielded promising results in LN, whereas rituximab did not.

Fig. 31.10

Current targets of investigational therapies in lupus nephritis. B cells are precursors for plasma cells. B cells present autoantigens to T cells and hence drive the expansion of autoantigen-specific T cell clones. For this reason, drug developers primarily invest in B-cell targeting therapies to minimize autoimmune activity in lupus nephritis, which is mediated, among others, by autoantibodies, cytokines and T cell cytotoxicity.

The results of the phase 3 study of obinutuzumab for patients with LN have been released. Patients were randomized to receive obinutuzumab in one of two dose schedules (1000 mg on day 1 and at weeks 2, 24, 26, and 52, with or without a dose at week 50). The CRR was again greater for the obinutuzumab group than placebo at week 76 (42.7% vs. 30.9%, P = 0.05). There were more serious adverse effects in the obinutuzumab group including COVID-19 pneumonia and neutropenia. The authors highlight that most of the SARS-CoV-2 infections were early in the pandemic before vaccines were available, and no serious infections were observed in the latter half of the study once vaccination programs were commenced. Nonetheless, this increased risk of COVID-19 pneumonia when obinutuzumab was added to mycophenolate mofetil must be considered in the treatment pathway and overall immunosuppression burden.

Ocrelizumab, another fully humanized anti-CD20 monoclonal antibody, FDA approved for severe multiple sclerosis, has the advantage of avoiding first-dose infusion reactions and the development of human antichimeric antibodies that are potential problems with rituximab therapy. However, a controlled randomized trial using this agent in patients with LN was terminated early due to adverse events.

Atacicept, a soluble fully humanized recombinant fusion protein that inhibits B-cell stimulating factor (BLISS) and a proliferation-inducing ligand (APRIL), failed in initial trials with patients with LN.

Epratuzumab, a humanized monoclonal antibody against CD22, a marker of mature B cells but not plasma cells, is currently being studied. IFN-α is an antiviral cytokine induced in SLE patients that may lead to inflammation, autoimmunity, and renal damage.

Anifrolumab, a monoclonal antibody against the IFN-α type I receptor, has been shown in a trial of more than 300 SLE patients to add to the efficacy of standard therapy.

Chimeric antigen receptor (CAR)-T cell therapy is a promising therapy for SLE. Mackensen and colleagues conducted a phase I study of 5 patients with refractory SLE who received CAR-T cell therapy. Autologous T cells were transduced with a lentiviral anti-CD19 CAR vector and reinfused after lymphodepletion with fludarabine and cyclophosphamide. This resulted in a depletion of B-cells, improvement in clinical symptoms, and normalization of laboratory values. All five patients achieved remission by 3 months. This resulted in a decrease in the median SLEDAI (Systemic Lupus Erythematosus Disease Activity Index) score from 16 to 0. Treatment was well tolerated with only a mild cytokine release syndrome. Follow-up did not show any relapses of SLE while still being off any SLE-associated medications. A 24-month update of these 5 patients, with an additional 3 patients, was released. This update demonstrated a sustained reduction in proteinuria. Five of the 8 patients developed grade 1 cytokine release syndrome, for which 3 patients received tocilizumab. Given these promising results, other CAR-T cell therapies are in clinical trials for patients with SLE. Given that cytokine release syndrome can be fatal, larger-scale studies are needed to confirm the safety in addition to efficacy. These results also indicate, as mentioned earlier, that targeting B cells appears to be a promising therapy in LN. Numerous other therapies targeting B cells are under investigation for LN. ,

T-lymphocyte activation requires two signals. , The first occurs when the antigen is presented to the T-cell receptor via major histocompatibility complex (MHC) class II molecules on antigen-presenting cells. The second mechanism of activation is by the interaction of costimulatory molecules on T lymphocytes and antigen-presenting cells. Disruption of costimulatory signals interrupts the (auto)immune response. Two clinical trials using different humanized anti-CD40L monoclonal antibodies in LN patients to block B and T-cell costimulation have not been successful. , Another costimulatory pathway is mediated through the interaction of CD28 with CD80/86. CTLA4 Ig, abatacept, a fusion molecule that combines the extracellular domain of human CTLA4 with the constant region (Fc) of the human IgG1 heavy chain, interrupts the interaction betweenCD28 and CD80/86. CTLA-4 is similar to the T-cell costimulatory protein CD28, and both bind to CD80 and CD86, also known as B7-1 and B7-2, on antigen-presenting cells. It is FDA approved for the treatment of RA. Two major randomized controlled trials with abatacept in patients with severe LN treated concurrently with intravenous cyclophosphamide and steroids were negative. , ,

Evaluation of Treatment Response

Definitions of remission differ among clinical studies and published guidelines. KDIGO defines a “complete remission” as reduction in urine PCR (from 24-hour urine collection) to <442 mg/g (50 mg/mmol) and stabilization of kidney function within 10% to 15% of baseline within 6 to 12 months of initiating treatment. A novel treatment response definition added to the 2024 KDIGO update is the criterion of “primary efficacy renal response,” which is defined by a UPCR <0.7 g/g (70 mg/mmol), eGFR that is no worse than 20% below the preflare value or ≥60 mL/min/1.73 m 2 , and no use of rescue therapy for treatment failure. This proteinuria remission target of <0.7 g/g has also been described as a good predictor of long-term kidney outcomes in other glomerular diseases. Joint statements from the EULAR, European Renal Agency and European Dialysis and Transplant Association (ERA/EDTA) define a “complete clinical response” as proteinuria reduction to <0.5 to 0.7 g/day by 12 months. In addition, they suggest that improvement in proteinuria should be noted by 3 months, with at least a 50% reduction by 6 months. Given that proteinuria may take months to years to improve, assessments of other biomarkers and clinical symptoms factor into the treatment response during this time. Resolution of microscopic hematuria has only variably been included in definitions of treatment response, while remission of microhematuria likely correlates with reduction in inflammation, its association with improved long-term kidney outcomes has not been demonstrated in LN.

Persistent proteinuria after treatment induction and maintenance may be due to ongoing glomerular inflammation or glomerular scarring. Although serology and symptoms of SLE may aid in this assessment, there may be uncertainty when proteinuria is discordant to serology and symptoms. The role of repeat kidney biopsies remains controversial, particularly given the described discrepancy with clinical response for some patients. A histologic activity index may take months to years to resolve, while chronic damage accrues with recurrent episodes of LN. Data continue to emerge regarding the optimal timing of repeat kidney biopsies. Therefore there may be a greater utility of repeat biopsies when there hasn’t been a clinical remission, there is concern about ongoing immunologic activity, and sufficient time has passed to allow resolution of histologic activity parameters after treatment was initiated. Ongoing studies will hopefully shed light on the sequence of immunologic, clinical, and histologic remission as has been characterized in other glomerular diseases, to allow either intensification or deescalation of immunosuppressive therapies.

In patients not able to achieve remission, verifying adherence remains pivotal, as outlined by the KDIGO guidelines. Nonadherence is typically defined by <80% of the prescribed doses taken by patients. Measurement of nonadherence may be challenging with self-administered questionnaires or even clinician assessments, and therefore more objective measures such as drug levels or drug dispensing records may be needed. Patients with SLE and LN have high rates of nonadherence, which in turn leads to worse renal outcomes. Nonadherence to hydroxychloroquine has been associated with SLE flares and mortality. If available, monitoring of hydroxychloroquine levels can serve as a measure of nonadherence. Many factors contribute to barriers to adherence, comprising those that are patient related, health care related, medication related, and disease related. , Patient priorities and self-reported symptoms being perceived as less important by physicians have been identified as a recurring barrier. Numerous interventions for improving adherence have been proposed including improved communication among health care professionals and patients, patient education, regularly addressing adherence, involvement of caregivers, and well-coordinated transition from pediatric to adult care. Specifically pertaining to communication and education, patients would like more weight and discussion given to self-reported symptoms and quality of life in medication decisions. This counseling can be done in the context of the disease with appropriate and clear explanation of risks versus benefits of treatment. When performed regularly and with involvement of caregivers, this approach may improve rates of nonadherence. Many patients with lupus may not be aware that it is a potentially fatal disease and stop taking their medications at the first sign of a side effect, such as acne or hair growth. Education of patients about the seriousness of their illness to encourage adherence to their immunosuppression is important. Another way to try to improve adherence is to be mindful of the number of medications prescribed, particularly when patients have identified this to be an important issue. While it is reasonable to prescribe lipid-lowering medicine, RAS inhibition to lower proteinuria, and now the consideration of SGLT2 inhibitors, these maneuvers, unproven in lupus nephritis, must be weighed against the total burden of medications prescribed to these typically young patients and may be better reserved outside the induction immunosuppression window.

Antiphospholipid Syndrome

Antiphospholipid syndrome (APS) is a systemic autoimmune disease defined by thrombotic and obstetrical complications occurring in patients with persistent antiphospholipid antibodies. The Sydney criteria for APS, which were formulated in 2006, required one clinical criterion of a thrombosis or pregnancy-related complication, with at least one positive antiphospholipid antibody detectable on two occasions at least 12 weeks apart. In 2023, the ACR and EULAR refined the APS classification criteria by allowing at least one positive antiphospholipid antibody (aPL) test within 3 years of identification of a clinical event; the clinical scoring based criteria are clustered into 6 clinical domains (macrovascular venous thromboembolism, macrovascular arterial thrombosis, microvascular, obstetric, cardiac valve, and hematologic) ( Fig. 31.11 ). This now includes the previously labeled “noncriteria APS manifestations,” namely thrombocytopenia, heart valve disease, cutaneous, renal, and neurologic manifestations. The laboratory parameters are now classified under two domains: functional coagulation assays for the lupus anticoagulant and solid-phase enzyme-linked immunosorbent assays for IgG/IgM anticardiolipin and/or IgG/IgM anti-B2 glycoprotein I antibodies. Patients accumulating at least 3 points from the clinical and laboratory domains are classified as having APS. This new APS criterion has a specificity of 99% versus 86% for the Sapporo classification and a sensitivity of 84% versus the previous 99% ( Fig. 31.11 ). Given the lower sensitivity with the newer classification, using these as diagnostic criteria in clinical practice may lead to inappropriately not anticoagulating patients who remain at risk for thrombotic events.

Fig. 31.11

2023 ACR/EULAR APS classification criteria.

APS may be associated with glomerular disease, small and large vessel renal involvement, and coagulation problems in dialysis and renal transplant patients. , Patients with APS have autoantibodies directed against plasma proteins bound to phospholipids. The antibodies include IgG and/or IgM anticardiolipin antibodies, antibodies to β 2 -glycoprotein I of the IgG or IgM isotype, and lupus anticoagulant activity. , , In some studies the presence of specific β 2 -glycoprotein I antibodies has been correlated with an increased risk of thrombotic events in patients with APS. APL antibodies may cause a false-positive VDRL. The prevalence of APL has been reported to be 1% to 5% in the general population. However, only a minority of these patients develop APS. In addition to having one of these autoantibodies, the diagnosis of APS must include one or more episodes of venous, arterial, or small vessel thrombosis or fetal morbidity. Thrombocytopenia and prolonged partial thromboplastin time are frequent laboratory findings.

Epidemiology

The incidence of APS is estimated to be around 5 cases per 100,000 people per year, and its prevalence is approximately 40 to 50 cases per 100,000 people. Among patients with APL antibodies, 30% to 55% have primary APS in which there is no associated autoimmune disease. , , , , APL antibodies are found in 25% to 75% of SLE patients, although most patients never experienced clinical features of the APS. A variable percentage (0%–23%) of patients in different series initially felt to have idiopathic APS have evolved over time into SLE-associated APS. In an analysis of 29 published series with more than 1000 SLE patients, 34% were positive for the lupus anticoagulant and 44% for anticardiolipin antibodies. Most studies have found a higher incidence of thrombotic events in SLE patients positive for APL antibodies. Lupus anticoagulants may carry a greater risk of thrombosis than anticardiolipin antibody, with the highest risk for those with triple positivity. , A European study of almost 575 SLE patients found the prevalence of IgG anticardiolipin antibodies to be 23% and of IgM 14%. Patients with IgG antibodies had a clear association with thrombocytopenia and thromboses. A multicenter European analysis of 1000 SLE patients found thromboses in 7% of patients over 5 years. Patients with IgG anticardiolipin antibodies again had a higher incidence of thromboses, as did those with a lupus anticoagulant. APL antibodies are also found in up to 2% of normal individuals and in those with a variety of infections (commonly in patients with HIV or hepatitis C virus) and drug reactions, but these are not usually associated with the clinical features of the APS.

Pathogenesis

Susceptible individuals may develop APL antibodies after exposure to infectious or other noxious agents. Among SLE patients there may be a genetic predisposition associated with HLA-DRB1 loci. However, despite the presence of APL antibodies, a “second hit” (such as pregnancy, contraceptive use, nephrotic syndrome, SLE, or hyperlipidemia) may be necessary for thrombotic events. RNA-sequencing from kidney biopsy samples for patients with APS reveal increased expression of interferon, NET-related genes, and complement. These results suggest innate immunity may be playing a role in the pathogenesis. The mechanism(s) of the procoagulant effect are likely multifactorial. APL antibodies exert procoagulant effects at multiple sites in the clotting cascade including prothrombin, protein C, annexin V, factors VII and XII, platelets, serum proteases, and tissue factor procoagulant. They may also impair fibrinolysis through inhibition of factors such as tissue-type plasminogen activator. APL antibodies may also be procoagulant due to inhibition of the mechanistic target of rapamycin (mTOR) complex intracellular pathway. mTOR, also previously known as the mammalian target of rapamycin or the FK506-binding protein 12-rapamycin-associated protein 1 (FRAP1), is a kinase encoded by the MTOR gene in humans. mTOR belongs to the phosphatidylinositol 3-kinase-related kinase family of protein kinases. As noted earlier, neutrophil extracellular traps (NETs) are scaffolds of decondensed chromatin and are thought to be involved in triggering thrombosis through activation of coagulation factors, endothelium, platelets, and the complement system. Other studies support involvement of the classical, lectin, and alternative complement systems. Many patients have hypocomplementemia suggestive of complement protein consumption. The result of all these abnormalities is endothelial damage and intravascular coagulation. In cases of pregnancy-associated APS, the complications may be mediated predominantly by trophoblast dysfunction and complement activation rather than by thrombosis.

Clinical Manifestations

The clinical features of APS relate to thrombotic events and consequent ischemia. Among 1000 APS patients the most common features were deep vein thrombosis (32%), thrombocytopenia (22%), livedo reticularis (20%), stroke (13%), pulmonary embolism (9%), and fetal loss (9%). Patients may also experience pulmonary hypertension, cardiac involvement, memory impairment and other neurologic manifestations, fever, malaise, and constitutional symptoms. , , As mentioned earlier, patients who test positive for all three diagnostic tests (lupus anticoagulant, anticardiolipin antibodies, and β 2 -glycoprotein antibodies) are at higher risk for thromboembolic events. Catastrophic APS (CAPS), a rare event (occurring in <1% of APS patients), is associated with rapid development of thromboses in multiple organ systems and has a high fatality rate. , ,

Renal involvement is generally an uncommon finding in patients with APS. , Reports of renal involvement vary from as low as 3% to as high as 25% of patients with primary APS. , , Kidney involvement ranges from large vessels, such as renal artery stenosis or renal vein thrombosis, to small vessel involvement including glomerular thrombotic microangiopathy ( Fig. 31.12 ). , , , Lesions involving the arteries and arterioles often have both an acute thrombotic component and a reactive or proliferative chronic one with intimal mucoid thickening, subendothelial fibrosis, and medial hyperplasia. , Interstitial fibrosis and cortical atrophy may occur due to tissue ischemia. Glomerular lesions include glomerular capillary thrombosis with associated mesangiolysis, mesangial interposition and duplication of GBMs, and subendothelial accumulation of electron-lucent, flocculent material (“endotheliosis”), resembling the changes in other forms of glomerular thrombotic microangiopathy such as HUS and TTP.

Fig. 31.12

Antiphospholipid nephropathy.

(A) Severe fibrous intimal hyperplasia lesion in a native kidney for a patient with APS. (B) Thrombotic microangiopathy lesions in patients with APS (arrows).

Among APL-positive SLE patients, APL-nephropathy was found in two-thirds of those with APS and in one-third of those without APS. Although patients with APL-nephropathy had a higher frequency of hypertension and elevated serum creatinine levels at biopsy in this series, they did not have a higher frequency of progressive renal insufficiency, ESKD, or death at follow-up. This is in contrast to another series of more than 100 SLE patients, which found the presence of APL antibodies to be associated with both thrombotic events and a greater progression to renal failure. In patients with APL-nephropathy, renal biopsies with thrombotic microangiopathy may be misclassified as FSGS, membranous nephropathy, and membranoproliferative GN. However, some patients with APS may develop a number of other glomerular histologic patterns on LM examination including membranous nephropathy, minimal change/focal sclerosis, mesangial proliferative glomerulonephritis, and pauci-immune rapidly progressive glomerulonephritis (RPGN).

Kidney biopsies can be high risk in those presenting with APS because of thrombocytopenia or the need for continuous anticoagulation. Holding anticoagulation before and after a kidney biopsy, even if only for a few days, may be enough to activate systemic thrombosis in susceptible patients, and there is a risk of late bleeding with resumption of anticoagulation. Therefore a risk-benefit analysis should be undertaken before considering kidney biopsy.

The most frequent clinical renal findings are proteinuria, at times in the nephrotic range, active urinary sediment, hypertension, and progressive renal dysfunction. , , , , Some patients present with an acute deterioration in renal function. With major renal arterial involvement, there may be renal infarction and renal vein thrombosis may be silent or present with sudden flank pain and a decrease in renal function. Renal artery stenosis has been reported with and without malignant hypertension.

About 10% of biopsied patients with LN have glomerular microthromboses as the major histopathologic finding. Therapy of this glomerular lesion clearly differs from that of immune complex–mediated glomerulonephritis. One study of 114 biopsied SLE patients found vasoocclusive lesions in one-third of biopsies, which correlated with both hypertension and increased serum creatinine. In SLE, features that correlate well with high titers of IgG APL antibodies are thrombocytopenia, the presence of a false-positive VDRL for syphilis, and a prolonged activated partial thromboplastin time. , , Neither the titer of anti-dsDNA antibodies nor the serum complement levels correlate well with the APL antibody levels. In SLE, high titers of IgG anticardiolipin antibody usually correlate well with the risk of thrombosis. However, in one study of 114 biopsied SLE patients, renal thrombi were related to lupus anticoagulant but not anticardiolipin antibodies. The clinical features of APS in SLE patients are identical to those of primary APS. An important study documents the prevalence of APL antibodies in 26% of 111 patients with LN followed for a mean of 173 months. Of the APL antibody–positive patients, 79% developed a thrombotic event or fetal loss, and the presence of antibodies was strongly correlated with the development of progressive CKD.

Dialysis and Transplantation

There is a high prevalence of APL antibodies (10% to 30%) in hemodialysis patients irrespective of patient age, sex, or duration of the dialysis. , By contrast, patients with renal insufficiency and those on peritoneal dialysis have a much lower incidence of APL antibodies. One study of hemodialysis patients found more patients with arteriovenous (AV) grafts than native fistulas to have an increased titer of IgG anticardiolipin antibody. , There was a significant increase in the odds of having two or more episodes of AV graft thrombosis in patients with raised anticardiolipin titer. Whether AV grafts induce anticardiolipin antibodies or whether patients with anticardiolipin antibodies require AV grafts remains unclear. In another study of 230 hemodialysis patients, titers of IgG anticardiolipin antibodies were elevated in 26% of the patients as opposed to elevated titers of IgM antibodies in only 4%. The mean time to AV graft failure was significantly shorter in the group with elevated IgG antibodies, and the use of warfarin increased graft survival in these patients.

In several studies, 20% to 60% of SLE patients with APL antibodies who received renal transplants had problems related to APS, such as venous thromboses, pulmonary emboli, or persistent thrombocytopenia. , , , In one large study of non-SLE patients, 28% of 178 transplant patients had APL antibodies, which were associated with a threefold to fourfold increased risk of arterial and venous thromboses. However, another study of 337 renal transplant recipients found that 18% who were IgG or IgM anticardiolipin antibody positive had no greater allograft loss or reduction in GFR than did patients who were anticardiolipin antibody negative. Although most patients with APL antibodies who have tested positive for hepatitis C do not have evidence of increased thromboses and APS, when they receive a transplant, they appear to have a higher risk of thrombotic microangiopathy in the allograft. In many of these transplant studies, treatment with anticoagulation has proven successful in preventing recurrent thromboses and graft loss. , ,

Pregnancy

Given the maternal and fetal morbidity and mortality associated with APS, appropriate management in specialized centers is needed. Risk assessment before conception is required. In pregnant patients with APS, coumadin must be avoided. Both the EULAR and ACR guidelines recommend that pregnant patients commence heparin or low-molecular-weight heparin (LMWH) at therapeutic doses before conception or by 6 weeks’ gestation, with those without a history of thrombosis receiving prophylactic doses and those with a thrombotic history receiving therapeutic doses. ,

Treatment

Optimal treatment of patients with APL antibodies and the APS remains to be defined. , , Many patients with APL antibodies do not experience thrombotic events. On the basis of limited data in asymptomatic patients with APL antibodies but no evidence of thrombotic events or the APS, low-dose aspirin as primary prophylaxis may be beneficial. EULAR 2023 recommendation updates for the management of APS suggest consideration of low-dose aspirin for asymptomatic patients with SLE or a high-risk profile (lupus anticoagulant, double/triple positivity, or persistently high aPL titers). ,

Because patients with higher titers of IgG APL antibody have a greater incidence of thrombotic events, they may benefit from anticoagulation. , In patients with full APS, anticoagulation with heparin followed by warfarin has proven more effective in preventing recurrent thrombosis than no therapy, aspirin, or low-dose anticoagulation. Studies in patients with predominantly venous events suggest no additional benefit with a target INR of 3 to 4 versus 2 to 3. , It is unclear if this higher INR target would be of benefit for patients with arterial, as opposed to venous, thrombotic events. Of note, many patients did not routinely achieve the higher target INR and very few patients with arterial thrombosis were included. Preliminary studies suggest that the newer direct oral anticoagulants (DOACs) may be inferior to warfarin for the prevention of thrombotic events in patients with APS. One meta-analysis suggests that the use of DOAC versus vitamin K antagonists is associated with increased odds of subsequent arterial thrombotic events (OR 5.43), especially stroke. The risk of major bleeding between the two was similar in this study. Therefore the 2023 EULAR guideline updates recommend that therapy with DOACs only be considered as second-line treatment if target INR 2 to 3 cannot be achieved despite good adherence to warfarin. In the event of recurrent thrombosis despite warfarin and achievement of target INR, treatment considerations may include adding aspirin, increasing target INR to 3-4, or switching to low-molecular-weight heparin. The role of immunosuppression is uncertain in APS. , ,

In patients with SLE, the anti-dsDNA antibody titer and serum complement may normalize with immunosuppression without a significant change in a high titer of IgG APL antibody. In rare patients who cannot tolerate anticoagulation due to bleeding, who have thromboembolic events despite adequate anticoagulation, or who have catastrophic APS, plasmapheresis with corticosteroids and other immunosuppressives have been used with some success. , It is uncertain whether hydroxychloroquine, used mostly in SLE patients, can prevent thromboembolic events in APS. , , There is insufficient and conflicting data on whether newer agents such as rituximab lower the levels of APLs or decrease the risk of thromboembolism. , Eculizumab and the longer-acting ravulizumab have been reported in refractory cases of catastrophic APS. Outcomes may be improved with earlier administration of these anticomplement therapies.

Other therapies have also been described in APS. In recent years belimumab has been reported to reduce aPL levels in patients with SLE. Currently there is a pilot trial under way investigating belimumab for refractory or noncriteria manifestations of APS. HMG-CoA reductase inhibitors (statins) have demonstrated reductions in thrombus size for mice with APS, and mechanistic studies in humans demonstrate a favorable proinflammatory and prothrombotic response. However, efficacy of statins for reduction of thrombotic events for patients with APS has not been proven. The use of other treatments, such as intravenous γ-globulin and stem cell transplant, are reported only in isolated patients. ,

Mixed Connective Tissue Disease

Mixed connective tissue disease (MCTD) is characterized by the presence of serum anti-U1-ribonucleoprotein (RNP) antibodies with clinical features as seen in SLE, systemic sclerosis (SSc), RA, and polymyositis. , , They also typically have additional distinct serologic findings with a high ANA titer, often with a speckled pattern. , Not all patients with clinical features of MCTD have a positive ENA, and not all ENA-positive patients have the clinical features of MCTD. U1-RNP antibodies are also found in 13% of SLE, 5% to 10% of patients with systemic sclerosis (SSc), and in healthy controls. Therefore it is necessary to initially rule out SLE, SSc, RA, or polymyositis before diagnosing MCTD. Because over time some patients fulfill diagnostic criteria for other connective tissue diseases, investigators have questioned whether MCTD is a distinct syndrome and have developed specific criteria to categorize patients as having MCTD. The term “undifferentiated autoimmune rheumatic and connective tissue disorder or overlap syndrome” has also been used but more often may be reserved for patients who have rheumatologic symptoms but do not have detectable anti-U1 RNP antibodies. ,

Predicted annual incidence of MCTD ranges from 0.2 to 1.9 per 100,000 adults. , Estimates of prevalence range from 3.8 to 6.4 per 100,000 population. , MCTD is much more common in females, with varying estimate ranges. , The pathogenesis of MCTD is not well understood. The U1 small nuclear ribonucleoprotein particle (snRNP) plays a role in mRNA splicing; although autoantibodies directed against U1 snRNP may vary at the sites they bind for MCTD and SLE, there is often an overlap. Epitope spreading has been proposed as a potential mechanism to account for changing clinical phenotypes. Recently, an association between MCTD and DNA methylation of genes in the interferon pathway, similar to that reported in SLE and Sjögrens disease, has been described.

May 3, 2026 | Posted by in NEPHROLOGY | Comments Off on Lupus Nephritis and Other Kidney Manifestations of Systemic Inflammatory and Autoimmune Diseases

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