Gastric Cancer: Staging Systems and Techniques



Gastric Cancer: Staging Systems and Techniques


Mark Greaves

Arnold Markowitz

Hans Gerdes



In the early 1900s, it was observed that survival rates for cancer were higher for patients in whom the tumor had not yet spread beyond the organ of origin (1). These observations led to the beginnings of cancer staging, classifying cancers according to anatomical location, tumor size, and extent of spread. The Lockhart-Mummery system of rectal cancer was one such example (2). First reported in 1927, and later modified by Dukes (3) and others, it helped form the foundation for an international standard in colorectal cancer staging.

The rationale for cancer staging systems is to develop a reproducible method of categorizing neoplasms to permit the accurate description of tumors, to facilitate communication between clinicians caring for patients, to guide therapy, to predict prognosis, and to help standardize enrollment criteria and evaluate results in investigative research (4). Staging systems have evolved from institution-based schemes or national-based schemes into international systems that are now widely applied. Advances in radiology, endoscopy, and histopathology have allowed for improved staging capabilities, while advances in surgery, chemotherapy, and radiation oncology have increased the demand for accurate staging.

Historically, long-term survival has been poor for patients with gastric carcinoma, with 5-year survival rates ranging from 5% to 15% (5). Recurrent disease has traditionally been noted in up to 80% of patients after “curative” resection (5). The presence of distant metastases at the time of diagnosis has meant an even poorer prognosis because of the failure of surgical attempts to completely resect the disease and the lack of effective systemic therapy in patients with such advanced disease.

For many years, surgery was the standard of care for locoregional spread of disease. However, 5-year survival for stage III disease remained poor, with rates of 13% to 18% in most American series (6,7). These findings demonstrated that surgery alone is not always adequate therapy, and since the 1980s, there has been a focus on combined modality protocols. Neoadjuvant therapy has now become the standard of care at the authors’ institution for stage III disease.

The American and Japanese literature, however, have consistently shown that earlier stage gastric cancer has a better prognosis than more advanced disease (8,9). This fact, coupled with the high cost and poor outcome of attempted surgical intervention in advanced disease, highlights the importance of preoperative staging. The evolution of computed tomography (CT) has played an important role in this area, significantly reducing the number of unnecessary laparotomies by identifying patients with intraabdominal, hepatic, or intrathoracic metastases before surgical exploration. CT, however, has been less accurate when it comes to locoregional staging. The depth of primary tumor invasion and the presence of lymph node involvement (i.e., locoregional disease) have emerged as the two most important prognostic markers in such patients and are now influencing the choice of treatment.

The emphasis on extent of tumor invasion (T) and the presence of lymph node involvement (N) has led to the increased utilization of endoscopic ultrasonography (EUS). This modality is described and compared with more traditional staging modalities such as radiography, standard endoscopy, and staging laparoscopy. In addition, advances in immunohistochemistry and molecular genetics have also been shown to further aid in predicting prognosis, although these are not yet widely used. Applying this technology to the analysis of various tissues such as lymph nodes, for example, may increase the sensitivity for identifying malignant cells not seen on routine staining and thereby help refine current staging modalities (10,11).


Tumor, Node, Metastasis System

The American Joint Committee on Cancer (AJCC) Staging and End Results Reporting was organized in 1959 with the support of medical, surgical, radiologic, and pathological societies; the American Cancer Society; and the National Cancer Institute. The AJCC published the first comprehensive manual on cancer staging in 1977 (12). The emphasis was on simplicity, practicality, and credibility, and the staging system was based on published data.

These guidelines were originally created in parallel to those published by the International Union Against Cancer (UICC), which is a consortium of multiple national tumor, node, metastasis (TNM) committees, including American, British, Canadian, French, German, Italian, and Japanese. The AJCC manual, together with the UICC guidelines, have since been revised several times and together have become an internationally recognized system of cancer staging. The sixth revision of the joint manual was published in 2002 (13), and efforts continue to encourage the universal application of this system.

The approach of these international classifications has been to standardize cancer staging according to groups for each anatomical site based on the extent of the primary tumor (T), the presence and extent of lymph node disease (N), and the presence or absence of distant organ metastases (M) (Table 22.1). This system is based largely on the premise that an untreated cancer initially increases in size, invades locally, and then spreads to local and regional lymph nodes before finally metastasizing to distant sites. Clinical trials have shown that tumors of larger size and with more sites of metastases carry a poorer prognosis than smaller localized tumors and should be treated differently.









Table 22.1 Gastric Adenocarcinoma Tumor, Node, Metastasis (TNM) Staging Classification of the American Joint Committee on Cancer

























































Primary tumor stage (T) Definition
Tx Primary tumor cannot be assessed
T0 No evidence of primary tumor
Tis Carcinoma in situ: intraepithelial tumor without invasion of the lamina propria
T1 Tumor invades lamina propria or submucosa
T2a Tumor invades muscularis propria
T2b Tumor invades subserosa
T3 Tumor penetrates serosa without invasion of adjacent structures
T4 Tumor invades adjacent structures
Regional lymph nodes (N)
Nx Regional lymph nodes cannot be assessed
N0 No regional lymph node metastases
N1 Metastases in 1 to 6 lymph nodes
N2 Metastases in 7 to 15 lymph nodes
N3 Metastases in >15 lymph nodes
Distant metastasis (M)
Mx Distant metastases cannot be assessed
M0 No distant metastases
M1 Distant metastases


Gastric Carcinoma Staging

The AJCC approach to staging of gastric adenocarcinoma is based on the TNM classification. Using the TNM classification, cancers are grouped from a stage of best prognosis (stage 0: Tis N0 M0) to poorest prognosis (stage IV: T4 N1 M1) (Table 22.2). The disease stage is stated according to actual information for each TNM factor. Both clinical TNM (cTNM) and pathological TNM (pTNM) staging schemes exist for tumors because histopathological confirmation of stage may not always be available when treatment decisions are being made, and the two types of staging may each predict outcome differently.

In the fifth revision of the AJCC classification of gastric adenocarcinoma, the classification of nodal metastases (N staging) was restructured to reflect the number of involved lymph nodes as opposed to their anatomical stations. The sixth revision did not bring about any major changes to the staging of gastric cancer. The current classification is reflected in Table 22.1, and the stage groupings are shown in Table 22.2.

Several groups, including the Japanese, have retrospectively evaluated their respective cohorts of gastric adenocarcinoma patients in the context of the nodal staging classifications brought about in the fifth edition (14,15). A multivariate analysis of various factors in gastric adenocarcinoma demonstrated that the depth of tumor invasion and the new nodal stage classification were the most significant prognostic factors (16). More recently, a study compared survival rates for 1,244 gastric cancer patients using the Japanese Classification system versus the AJCC/UICC system, and found that the AJCC/UICC system was more rational and homogenous than the Japanese system (17).








Table 22.2 Stage Grouping for Gastric Adenocarcinoma According to American Joint Committee on Cancer Classification






























































































Stage grouping
0 Tis N0 M0
IA T1 N0 M0
IB T1 N1 M0
  T2a,b N0 M0
II T1 N2 M0
  T2a,b N1 M0
  T3 N0 M0
IIIA T2a,b N2 M0
  T3 N1 M0
  T4 N0 M0
IIIB T3 N2 M0
IV T4 N1 M0
  T1 N3 M0
  T2a,b N3 M0
  T3 N3 M0
  T4 N2 M0
  T4 N3 M0
  Any T Any N M1


Japanese Classification of Gastric Carcinoma

For many years, the staging of gastric carcinoma in Japan has followed the TNM model, similar to the AJCC system. The Japanese system, though, has several differences. In addition to the level of invasion of the primary tumor, it looks at the gross morphologic characteristics of the tumor. The Japanese system also puts greater emphasis on the location and groups of lymph nodes involved and separates the location of distant metastases into peritoneal, hepatic, and distant sites. These classifications were published for the first time in English in 1995 (18). The Japanese classification criteria are presented in Table 22.3, and the stage groupings are shown in Table 22.4.


Methods of Staging


Barium Radiography and Endoscopy

Barium radiography and upper gastrointestinal endoscopy are both useful modalities in the diagnosis and assessment of gastric adenocarcinoma, but neither modality has been shown to accurately predict the stage of cancer so they both remain strictly diagnostic tools. Although barium radiography has an excellent record as an effective screening tool for high-risk mass population screening in Japan, endoscopy has become the procedure of choice in the United States and Japan for the
diagnostic evaluation of symptomatic patients. Endoscopy offers the advantage of biopsy at the time of the procedure, thus providing a definitive diagnosis. The location, extent, and gross morphologic characteristics of a tumor are readily identified by either method, but the depth of tumor invasion and the assessment of lymph nodes cannot be achieved by either technique. Therefore, neither procedure alone provides enough information to allow for complete staging of gastric carcinoma.








Table 22.3 Gastric Adenocarcinoma Japanese Classification System






  1. Location of tumor in proximal, mid, or distal third of the stomach
  2. Depth of tumor invasion:
    T1: invasion of mucosa or submucosa
    T2: invasion of muscularis propria or subserosa
    T3: penetration of serosa
    T4: invasion of adjacent structures
  3. Macroscopic type of tumor according to gross endoscopic or radiographic appearance:
    Type 0: superficial, flat tumor with or without minimal elevation or depression
    Type 1: polypoid tumor, sharply demarcated from the surrounding mucosa, usually attached on a wide base
    Type 2: ulcerated tumor with sharply demarcated and raised margins
    Type 3: ulcerated tumor without definite limits, infiltrating into the surrounding wall
    Type 4: diffusely infiltrating tumor in which ulceration is usually not a marked feature
    Type 5: nonclassifiable tumor that cannot be categorized into any of the above types
  4. Regional lymph node metastases classified according to the numbered lymph node stations and placed in groups:
    N0: no evidence of lymph node metastases
    N1: metastases to group 1 lymph nodes but not groups 2, 3, and 4
    N2: metastases to group 2 lymph nodes but not groups 3 and 4
    N3: metastases to group 3 lymph nodes but not group 4
    N4: metastases to group 4 lymph nodes
  5. Peritoneal metastases:
    P0: no peritoneal metastases
    P1: metastases to adjacent peritoneum but not to the distant peritoneum
    P2: a few metastases to the distant peritoneum
    P3: numerous metastases to the distant peritoneum
  6. Liver metastases:
    H0: no liver metastases
    H1: (dext/sin): metastases limited to either the right or the left lobe
    H2: a few metastases to both lobes
    H3: numerous metastases to both lobes
  7. Distant metastases:
    M0: no distant metastases other than peritoneal or liver metastases
    M1: distant metastases other than peritoneal or liver metastases








Table 22.4 Stage Grouping for Gastric Adenocarcinoma According to Japanese Classification























































































































Stage grouping
IA T1 N0 P0 H0 M0
IB T1 N1 P0 H0 M0
  T2 N0 P0 H0 M0
II T1 N2 P0 H0 M0
  T2 N1 P0 H0 M0
  T3 N0 P0 H0 M0
IIIA T1 N3 P0 H0 M0
  T2 N2 P0 H0 M0
  T3 N1 P0 H0 M0
  T4 N0 P0 H0 M0
IIIB T2 N3 P0 H0 M0
  T3 N2 P0 H0 M0
  T4 N1 P0 H0 M0
IVA T1-3 N0-3 P0 H1 M0
  T4 N2 P0 H0 M0
  T1-3 N0-2 P1 H0 M0
IVB All other tumors including T4 tumors involving two organs or more and M1 tumors


Computed Tomography

Traditionally, the major usefulness of CT scan imaging in staging gastric cancer is related to its ability to identify metastatic disease to the liver, peritoneum, intraabdominal or retroperitoneal lymph nodes, or other more distant locations. However, in prospective studies comparing the results of CT with intraoperative findings, the sensitivity of CT for staging gastric cancer has been called into question (19). In the staging of hepatic and peritoneal metastases, preoperative staging by CT has been suggested in one study to have an accuracy of 79% for hepatic disease and 81% for peritoneal disease; however, the sensitivity for each in the same study was quite low, 52% and 8%, respectively (20). In another prospective study of a series of 111 patients undergoing laparoscopic staging for gastric cancer, preoperative CT was shown to have missed as many as 37% of small metastatic lesions that were detected by laparoscopy or laparotomy (21). The majority of these lesions were small peritoneal implants, with only 3 of 38 representing liver metastases. This suggests that although CT provides important information regarding liver metastases in gastric carcinoma, it misses a substantial proportion of peritoneal disease. In the staging of the primary tumor and locoregional lymph node metastases, CT has performed even more poorly, with accuracy rates ranging from 25% to 43% for T staging and 33% to 51% for N staging (22,23).

Newer studies have focused on the role of spiral or thin-section CT in gastric cancer staging. Early investigations using this technology were disappointing, demonstrating results similar to traditional CT, with a sensitivity of 71% for peritoneal metastases and 57% for hepatic metastases in one study (24). The sensitivity for lymph node staging in that same study was 24% for N1 disease and 43% for N2 disease. Subsequent studies have shown more promise, with locoregional staging capabilities comparable to EUS (25,26). In one study of 51 patients, helical CT achieved correct T staging in 76% and correct
N staging in 70% of cases (26). As with EUS, the greatest difficulty in T staging with helical CT relates to differentiating between T2 and T3 lesions. Another study demonstrated that the ability to accurately predict T and N staging has improved with progressive CT technology and with physician experience in using that technology (27).

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Aug 25, 2016 | Posted by in NEPHROLOGY | Comments Off on Gastric Cancer: Staging Systems and Techniques

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