Complication Grading in Surgery


Grade

Definition

Grade I

Any deviation from normal postoperative course

Including bedside treatment, urinary catheter, drainage of wound infections, physiotherapy

Allowed drugs: antipyretics, analgesics, antiemetics, diuretics, electrolytes

Grade II

Pharmacological treatment required

E.g. antibiotics, blood transfusion, parenteral nutrition

Grade III

 IIIa

 IIIb

Interventional treatment required

 Under local anesthesia

 Under general anesthesia

Grade IV

 IVa

 IVb

Life-threatening complications, ICU treatment

 Single organ failure

 Multiple organ failure

Grade V

Death

Suffix “d”

Complication still present at discharge


Reprinted from Dindo et al. [26] with permission from Wolters Kluwer Health, Inc.






    Grades III and IV of this classification are further subdivided [26] (Table 7.1). Subjective criteria, e.g., length of hospital stay, were eliminated from the grading system [26]. Some clinicians criticized the clear underweighting of permanent disabilities [24]. A postoperative motoric paresis due to the positioning of the patient on the operating table, for instance, is classified as Grade I. Yet, unlike a transient wound infection (Grade I), the residual reduction of life quality can be severe. The authors addressed this shortage by adding the suffix “d” for persistent disability to incorporate the patients’ perspective [26]. The intended simplicity of the Clavien-Dindo classification was tested and validated on a large cohort [26]; a follow-up study succeeded 5 years after its introduction in 2009 [27]. Additionally, a systematic review of the literature was combined with a survey, performed in seven international centers, where the grading system was used routinely. The results demonstrated a wide acceptance of the monitoring of surgical complications in different surgical fields [27]. This holds true for today [2835].



    The Accordion Severity Grading System


    The Accordion Severity Grading System of surgical complications was introduced in 2009 [24]. Founded on the intent to have an adjustable complication grading system, the Accordion classification provides two versions, using self-explanatory terms rather than grades [24]. The levels range from mild, moderate, and severe complications to the fourth level: death [24]. This grading system, like the Clavien-Dindo classification, is based on the treatment of a complication: thereby, mild complications allow bedside treatment, whereas moderate events need more sophisticated medication (antibiotics, blood transfusions, parenteral nutrition), and severe complications include all interventions as well as organ failure [24]. The third level “severe complications” allows an accordion-like extension for more detailed complication grading. Three categories are offered: “invasive procedures without general anesthesia,” “operation under general anesthesia,” and “organ system failure” [24]. The practicability of the Accordion classification was tested on an international board of experts, and several modifications of the classification were implemented [36, 37]. In addition, the term “sequel of complications” was introduced to grade an advancement inherent to the complication, e.g., the progression of postoperative transient renal failure to chronic persistence, or the occurrence of pyelonephritis after a urinary tract infection [24]. In the attempt to improve this grading system, specifications were added at cost of its simplicity. Possibly due to this deficiency the Accordion Severity Grading System is not widely accepted to date. It is mainly used in Northern America [38, 39] in connection with The American College of Surgeons National Surgical Quality Improvement Program (ACS NSQIP), a nationwide program in the United States that collects preoperative through 30 days postoperative data on randomly assigned patients [40, 41].


    The Postoperative Morbidity Index


    Based on the Accordion Severity Grading System , Strasberg et al. developed an index to quantify surgical complications: the Postoperative Morbidity Index (PMI) [42]. Therefore, complications of the ACS data collection of the NSQIP were graded by the Accordion classification. For each of the six expanded Accordion levels, a numerical weight for severity was calculated: Grade 1, 0.11; Grade 2, 0.26; Grade 3, 0.37; Grade 4, 0.60; Grade 5, 0.79; and Grade 6, 1.00 [42]. To calculate the PMI of one procedure (e.g., laparoscopic colectomy), the severity weights of all complications are summarized and divided by the total number of patients who underwent this procedure [42]. For this calculation only the highest rated complication of each patient is taken into account [42]. However, an external validation on urological procedures found the PMI was insufficient for individual risk adjustment [43]. By considering only the most severe complication, the PMI failed to provide accurate information on patients with more than one postoperative event [43]. So far, the PMI is not widely accepted and was only used for outcome measurements in a few studies outside the authors group [40, 4446].


    The Comprehensive Complication Index


    To date the Clavien-Dindo classification is the most widely used and accepted postoperative complication assessment classification. Although it allows reporting of all complications, the tabular presentation of multiple complications makes outcome comparison difficult. Therefore, in most studies only the most severe complication is reported. This may lead to underreproting and therfore underestimation of postoperative morbidity [16, 24, 26, 27]. In order to facilitate assessment of patients’ overall postoperative morbidity, the Comprehensive Complication Index (CCI®) was developed [25]. This complication index is based on the Clavien-Dindo classification [25]. Thereby, every complication’s severity is represented by a number and can be computed with the help of an online calculator, resulting in a number between 0 (no complication) and 100 (death of a patient) [25]. The formula for CCI® calculation was designed to consider any combination of complications including the ones of lower severity [25]. For its development, methods from operation-risk-index analysis in marketing research were adopted [4749]. The authors performed an internal and external validation and showed a superiority of the CCI® over traditionally reported morbidity endpoints, e.g. the Clavien-Dindo classification, simply applicable solely for major complications [25, 50]. With its numeric character, this index easily allows inclusion of all complications for the assessment of the overall postoperative burden. In addition, the comparison of morbidity between clinics and studies is simplified. The CCI® is internationally increasingly used [5154] to assess the overall postoperative morbidity since its introduction in 2013 [25].



    Grading of Intraoperative Complications


    The most commonly used complication classification systems do not consider intraoperative complications. Of 46 randomized controlled trials published in JAMA Surgery, Annals of Surgery, and BJS in 2010, 41% of the trials failed to report intraoperative complications [55]. To overcome this shortcoming, new grading systems focusing on intraoperative complications [5659] were developed. Two of them are presented below.


    Oslo Classification of Intraoperative Unfavorable Incidents


    The Oslo classification of intraoperative unfavorable incidents is a simple classification with three grades [37]. Grade 1 is defined as an error without consequences, Grade II represents a complication requiring immediate identification and correction, and a Grade III event results in significant consequences for the patient. The Oslo classification has been applied in a few studies to grade intraoperative adverse events, but has not been widely adopted so far. [60, 61].


    Definition and Classification of Intraoperative Complications (CLASSIC)


    The classification of intraoperative complications (CLASSIC) was presented in 2015 [59] (Table 7.2). Every event occurring between skin incision and closure is rated, regardless whether it was surgery or anesthesia related [59]. The CLASSIC grading system is organized in Grades 0–IV [59]. Grade 0 implies the ideal intraoperative course. Grade I declares a deviation from the optimal course, yet without necessity of any treatment. A Grade II complication involves an intervention or treatment to correct the incident, but no lethal danger or permanent disability will result from it. In contrast Grade III events include complications that are potentially lethal or may lead to permanent disability. Ultimately, intraoperative death is classified as Grade IV [59]. There are many parallels in the structure of CLASSIC and the Clavien-Dindo classification. This simple classification of intraoperative complications has demonstrated practicability as well as a good inter-rater agreement [59]. CLASSIC was considered “a significant contribution to the surgical literature” [62] but its use is not yet ubiquitous.


    Table 7.2
    Classification of intraoperative complications (CLASSIC)

























    Grade

    Definition

    Grad 0

    No deviation from the ideal operative course

    Grade I

    Deviation without need for treatment or intervention

    Grade II

    Deviation without permanent disability or threat to life

    Grade III

    Deviation leading to permanent disability or threat to life

    Grade IV

    Intraoperative death


    Reprinted from Rosenthal et al. [59] with permission of Springer


    Discussion


    Uniform assessment and reporting of complications are essential for comparing postoperative complications and morbidity [15, 19]. This highlights the importance of complication classification systems, which should ideally be ubiquitary reproducible and consider every complication.

    The Clavien-Dindo classification was the first postoperative complication grading system to be based on the treatment of complications and has experienced a widespread acceptance up to this day. Shortcomings of this classification system are the difficulty to compare patients with multiple complications due to its semi-numeric character. For example, the morbidity of a patient with a Grade IVb and a Grade II complication is difficult to compare to the morbidity of another patient with a IIIb and a IVa complication. The CCI® compensates this shortcoming, by allowing simple calculation of all complications, resulting in a number between 0 and 100. However, it lacks the reflection of what kind of complication a patient endured. For example, in a patient with a Grade IIIb complication, we know he required general anesthesia, whereas, in a patient with a CCI® of 39, it is unclear if this patient had a Grade IIIb or multiple lower-grade complications. Thus, the CCI® seems to be a good addition to the Clavien-Dindo classification, rather than a replacement. Intraoperative complications are not recorded in the Clavien-Dindo classification or the CCI®. Here, novel intraoperative complication classifications such as the CLASSIC seem to be promising.

    The CCI® may also serve as a tool for benchmarking interventional outcomes [54]. The benchmarking concept, known from economic research, implies quality improvement by comparing with the best in class. Self-initiated comparison of postoperative outcome with the best – the benchmark – may reduce postoperative morbidity by reevaluation of attuned processes. In the future, public health decisions may be guided by benchmarks set on the basis of standardized outcome measurements. Financial coverage by health insurances, surgical licensure issued by governmental authorities, or a patient’s choice of hospital may also be strongly influenced by them [54].


    Acknowledgments

    Research Grant from the Olga Mayenfisch Foundation to Roxane D. Staiger, MD.

    Research Grant from the Liver and Gastrointestinal Disease (LGID) foundation to Pierre-Alain Clavien, MD, PhD.


    References



    1.

    Clavien PA, et al. Recent results of elective open cholecystectomy in a North American and a European center. Comparison of complications and risk factors. Ann Surg. 1992;216(6):618–26.CrossrefPubMedPubMedCentral

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    Jan 26, 2018 | Posted by in UROLOGY | Comments Off on Complication Grading in Surgery

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