The Role of Postchemotherapy Surgery in Germ Cell Tumors




Retroperitoneal lymph node dissection after chemotherapy has a proved role in the staging and treatment of metastatic testicular cancer. Complete removal of all postchemotherapy residual masses in nonseminomatous germ cell tumor should be performed. Complete removal of positron emission tomography–avid masses greater than 3 cm in pure seminoma should be performed. Outcomes depend on patient selection and extent of surgery.


Key points








  • Retroperitoneal lymph node dissection (RPLND) after chemotherapy has a proved role in the staging and treatment of metastatic testicular cancer.



  • Complete removal of all postchemotherapy residual masses in nonseminomatous germ cell tumor (NSGCT) should be performed.



  • Complete removal of positron emission tomography (PET)-avid masses greater than 3 cm in pure seminoma should be performed.



  • Outcomes depend on patient selection and extent of surgery.




The first retroperitoneal lymph node dissection (RPLND) was performed in Paris in 1905. Its use did not become popularized until the 1940s, when the results of young men treated at Walter Reed Army Medical Center were published. Since then, the use of RPLND in the treatment of testis cancer has evolved. RPLND was once associated with substantial complications, but the technique has since been refined, with improvement in patient outcomes. Additionally, older chemotherapy treatments for metastatic testicular cancer had significant toxicity. The introduction of cisplatin-based chemotherapy in the treatment of metastatic testicular cancer resulted in improved patient survival. Recent data have demonstrated that a stage migration has occurred, with more patients presenting with clinical stage I disease. Additionally, active surveillance has become the standard treatment of clinical stage I disease, resulting in fewer therapies aimed at regional treatment, such as primary RPLND, performed for NSGCT or adjuvant radiotherapy for seminoma.


A substantial number of men with metastatic testicular cancer, however, have residual disease after the administration of chemotherapy. The majority of this residual disease is located in the retroperitoneum. Another subset of men are those with clinical stage I disease on surveillance who relapse and are treated with induction chemotherapy and possibly require subsequent resection. As such, a majority of RPLNDs performed today are in the postchemotherapy setting. This article focuses on the rationale, approach, outcome, morbidity, and follow-up of postchemotherapy RPLND (PC-RPLND).




Classifying postchemotherapy retroperitoneal lymph node dissection


The Indiana University provided definitions of categories of PC-RPLND that are clinically useful and allow meaningful comparisons of outcome. Standard RPLND is performed in patients presenting with disseminated disease that after chemotherapy have normal serum tumor markers (STMs) and only retroperitoneal residual disease on imaging. Other situations are more complex. Salvage RPLND refers to cases of patients having received second-line chemotherapy, either with other cisplatin-based chemotherapy regimen or high-dose chemotherapy with bone marrow support, and having normal STMs. Desperation RPLND refers to cases of, despite second-line chemotherapy, RPLND performed in a setting of persistently elevated STMs. Redo RPLND is resection performed after previous surgery for an in-field recurrence. Lastly, unresectable RPLND is the setting where disease found at time of surgery itself is determined as unresectable.




Classifying postchemotherapy retroperitoneal lymph node dissection


The Indiana University provided definitions of categories of PC-RPLND that are clinically useful and allow meaningful comparisons of outcome. Standard RPLND is performed in patients presenting with disseminated disease that after chemotherapy have normal serum tumor markers (STMs) and only retroperitoneal residual disease on imaging. Other situations are more complex. Salvage RPLND refers to cases of patients having received second-line chemotherapy, either with other cisplatin-based chemotherapy regimen or high-dose chemotherapy with bone marrow support, and having normal STMs. Desperation RPLND refers to cases of, despite second-line chemotherapy, RPLND performed in a setting of persistently elevated STMs. Redo RPLND is resection performed after previous surgery for an in-field recurrence. Lastly, unresectable RPLND is the setting where disease found at time of surgery itself is determined as unresectable.




Rationale for surgery after chemotherapy


The rationale for PC-RPLND is based on 4 principles. PC-RPLND (1) is diagnostic of the histology of the residual mass, (2) has therapeutic benefit, (3) is the preferred management of teratoma, and (4) has decreasing morbidity.


PC-RPLND establishes if the residual mass contains (1) necrosis/fibrosis, (2) teratoma, (3) viable germ cell carcinoma, or (4) non–germ cell carcinoma. The frequency of the histology varies, as depicted in Table 1 , but in general necrosis/fibrosis is found in 40% to 50%, teratoma in 35% to 40%, viable germ cell carcinoma in 10% to 15% and non–germ cell carcinoma in less than 1%. Currently, there are no clinical tools that can reliably predict the histology of a postchemotherapy mass in the preoperative setting. Because further treatment and follow-up regimens depend on the histology of residual masses, PC-RPLND is necessary.



Table 1

Histologic findings for standard post-chemotherapy retroperitoneal lymph node dissection studies



























































































































































































































































































































































Study, Year N Clinical Stage Chemotherapy Tumor Markers Residual Mass(es) (cm) Necrosis, N (%) Teratoma, N (%) Carcinoma, N (%) Median Follow-Up, months Survival (%)
Donohue et al, 1982 51 II–IV Induction Normal NS 16 (31) 16 (31) 19 (37) NS Fibrosis—15/16 NED
Teratoma—15/16 NED
Tumor—10/19 NED
Bracken et al, 1983 45 III Induction Normal 22 Not palpable 14 (64) 3 (14) 5 (23) 60 13/22 (59) NED
23 Palpable 8 (35) 7 (30) 7 (30) 33 18/23 (78) NED
Freiha et al, 1984 40 IIc—10
III—30
Induction Normal NS 21 (52) 18 (45) 1 (3) 36 37 NED
3 Relapse
Pizzocaro et al, 1985 36 II–III Induction Normal NS 16 (44) 10 (28) 10 (28) 36 11/18 (61) NED
Fossa et al, 1989 101 II–IV Induction Normal NS 52 (51) 37 (37) 12 (12) 55 Fibrosis/teratoma—83/89 (93) NED
Tumor—7/12 (58) NED
Gelderman et al, 1988 35 III–IV Induction Normal NS 17 (49) 14 (40) 4 (11) 65 25/35 (66) NED
Williams et al, 1989 29 II


  • Induction




    • 4 Second line



    • 3 Radiotherapy


6 Elevated
23 Normal
NS 13 (52) 9 (36) 3 (12) 33 29/29 NED
Harding et al, 1989 42 IIb–IV Induction Normal >1.5 19 (45) 14 (33) 9 (21) 36 36/42 (86) NED
Mulders, 1990 55 IIc–IV Induction Normal >1 31 (56) 12 (22) 12 (22) 36 Fibrosis (93)
Teratoma (92)
Tumor (27)
Aass et al, 1991 173 II–IV Induction Normal None – 30
<2 – 6
2–5 – 107
>5 – 57
85 (49) 50 (25) 38 (29) 75 160/173 (92) NED
(82) CSS
Kulkarni et al, 1991 67 IIb–IV Induction Elevated: 37%
Normal: 63%
NS 18 (27) 29 (43) 20 (30) 50 55/67 (82) NED
Aprikian et al, 1994 40 IIb–III


  • Induction




    • 5 Second line


Normal Stage II
<5–2 (5%)
>5–17 (42%)
Stage III—NS
18 (45) 17 (43) 5 (13) 36 32/40 (80) NED
8/40 (20) Relapse
Steyerberg et al, 1995 556 II–IV Induction Normal NS 250 (45) 236 (42) 70 (13) NS NS
Brenner et al, 1996 24 II–IV


  • Induction




    • 21 Salvage



    • 5 BM Transplant


2 Elevated
22 Normal
2–20 13 (54) 8 (33) 3 (13) NS (79) 5-Y overall survival
Stenning et al, 1998 153 II–III Induction Normal ≥2 45 (29) 85 (56) 23 (15) 84 Fibrosis (90) 2-y NED
Teratoma (88) 2-y NED
Tumor (43) 2-y NED
Donohue et al, 1998 414 II–IV Induction Normal NS 25 52 23 108 (11.8) Relapse
(95) CSS
Napier et al, 2000 48 II–IV Induction Normal NS 15 (31) 24 (50) 9 (19) 66 37/48 (77) NED
Hendry et al, 2002 330 II–IV Induction 46% Normal
54% Elevated
≥1 84 (25) 218 (66) 28 (8) 77 (83) 5-y NED
(89) 5-y overall survival
Oldenburg et al, 2003 87 II Induction 19 Elevated
68 Normal
≤2 58 (67) 23 (26) 6 (7) 80 (94) 5-y NED
(96) 5-y overall survival
Albers et al, 2004 193 II–III Induction Normal NS 35 34 31 NS NS
Muramaki et al, 2004 24 II–III


  • Induction




    • 12 Second line


Normal ≤3–62.5%
>3–37.5%
15 (63) 6 (25) 3 (12) NS Complete resection (100) 3-y CSS
Incomplete resection (50) 3-y CSS
Carver et al, 2006 532 II–III Induction 85%
Salvage 15%
89% Normal
11% Elevated
≤1—30%
1–5—50%
>5—20%
263 (49) 210 (40) 59 (11) NS NS
Spiess et al, 2007 198 II–III Induction Normal 3.5 86 (43%) 79 (40) 33 (17) 53 (87) 5-y CSS
Heidenreich et al, 2009 152 II–III Induction 80% Normal
20% Elevated
6 84 (55) 45 (30) 23 (15) 39 144/152 (95) NED
Luz et al, 2010 73 II–III Induction Normal 4 27 (37) 30 (41) 16 (22) 47 66/73 (90) NED
Busch et al, 2012 67 II–III Induction 10 Elevated
57 Normal
2.2 Lap
6.7 Open
38 (57) 17 (25) 15 (22) 30 Lap
54 Open
57/67 (85) NED
Steiner et al, 2013 100 II Induction Normal 1.4 60 (60) 38 (38) 2 (2) 74 99/100 (99) NED

Abbreviations: BM, bone marrow; NED, no evidence of disease; NS, not specified.

Data from Refs.


Recent studies have examined if the choice of induction chemotherapy has an effect on residual tumor at time of PC-RPLND. Cary and colleagues from Indiana examined the difference in final pathology for patients receiving 4 cycles of etoposide and cisplatin (EP) (47 patients) versus 3 cycles of bleomycin, etoposide, and cisplatin (BEP) (179 patients). They found a higher rate of active tumor in the EP group (22.9%) than in the BEP group (7.8%). Kundu and colleagues from Memorial Sloan Kettering (MSK) reported on 505 patients who received EP × 4 and compared them with 74 patients who received BEP × 3. The BEP group was found to have teratoma more often (53% vs 32%) than the EP group. There was no difference in the frequency of active tumor between the groups (BEP 5%, EP 6%).


The results of these 2 retrospective analyses may be attributable to differences other than the choice of chemotherapy regimen. In the study by Cary and colleagues, the majority of patients who received chemotherapy at Indiana University received 3 cycles of BEP (48 patients) rather than 4 cycles of EP (1 patient). The differences in active tumor at PC-RPLND may be a reflection of a higher dose intensity of chemotherapy given at Indiana University than at community chemotherapy centers who then referred patients to Indiana for surgery. In the study by Kundu and colleagues, the differences in teratoma at PC-RPLND may be due to differences in the size of residual masses in the 2 groups. The majority of the EP group received chemotherapy at MSK and had smaller residual masses at time of surgery. The majority of the BEP group received chemotherapy outside of MSK and had larger residual masses at time of surgery. Therefore, factors, such as possible differences in chemotherapy intensity at community versus tertiary centers and referral patterns to tertiary centers for surgery may at least partially explain these apparently conflicting results.


A complete resection of all residual masses during PC-RPLND can be therapeutic. Patients in the International Germ Cell Consensus Classification Group (IGCCCG) good prognosis group with complete resection of residual masses and less than 10% viable tumor cells in the resected specimen can be observed without further chemotherapy, but postoperative chemotherapy should be directed to those with less favorable characteristics. Fox and colleagues from Indiana University reported on 580 men who underwent PC-RPLND; 417 (72%) were after primary chemotherapy and 163 (28%) were after salvage chemotherapy; 43 (10%) of the primary chemotherapy patients and 90 (55%) of the salvage chemotherapy patients had viable germ cell carcinoma. This study demonstrated a survival advantage for those patients with viable germ cell tumor who had a complete resection, even if they did not receive further chemotherapy.


The role of RPLND in the management of teratoma is well established. Teratoma, by definition, is resistant to chemotherapy and radiotherapy. First described by Logothetis and colleagues, growing teratoma syndrome can result in local morbidity and may compromise adjacent structures. Although teratoma itself is benign, a somatic teratoma component of a germ cell tumor may undergo malignant transformation, referred to as teratoma with malignant transformation. This transformation, usually to sarcoma or adenocarcinoma, like teratoma is resistant to chemotherapy.


RPLND has developed from a procedure with limited long-term survival in the early 1900s to the current state of limited mortality. This advancement is due to improvement in operative techniques, such as limitation of suprahilar dissection, use of modified templates, and identification of hypogastric nerves. Optimization of perioperative care has also resulted in decreased morbidity.




Indications for postchemotherapy retroperitoneal lymph node dissection


The indication for PC-RPLND depends primarily on the primary tumor histology, and the presence and size of residual masses. These characteristics guide clinicians and patients in decision making.


The major branch point in determining the need for a PC-RPLND is the histology of the primary tumor. Pure seminoma is treated differently from NSGCT. Seminoma is rarely associated with teratoma; therefore, the risk of growing teratoma syndrome or teratoma with malignant transformation is low. Additionally, PC-RPLND is more technically challenging for pure seminoma due to the adherence to the great vessels of postchemotherapy residual seminoma masses. This increases the morbidity of the procedure. There is evidence that not all postchemotherapy residual seminoma masses harbor viable germ cell carcinoma. Herr and colleagues initially published that 30% of residual masses greater than 3 cm in the retroperitoneum harbored viable tumor, whereas no masses smaller than 3 cm had viable tumor. Ravi and colleagues had similar findings, with 28% of residual masses greater than 3 cm in the retroperitoneum having viable tumor and no viable tumor found in masses less than 3 cm. Flechon and colleagues found viable tumor in 13% of residual masses greater than 3 cm in the retroperitoneum, with no viable tumor in masses less than 3 cm.


Recently, the use of 2- 18 fluoro-deoxy- d -glucose PET (FDG PET) was shown to discriminate whether a residual mass after chemotherapy for pure seminoma harbors viable tumor. FDG is a glucose analog, and thus tumor cells, which have high glucose metabolism, absorb FDG at a higher rate than normal tissue. FDG PET can be combined with conventional CT to provide both functional and spatial information.


In the largest prospective trial to date, De Santis and colleagues examined 51 patients with pure seminoma and residual masses in the retroperitoneum after chemotherapy. They reported that FDG PET has a sensitivity of 80% and specificity of 100%, with a positive predictive value of 100% and a negative predictive value of 96%. This was compared with conventional CT size criteria, with a sensitivity of 70%, specificity of 74%, positive predictive value of 37%, and negative predictive value of 97%. These findings were supported by Johns Putra and colleagues as well as a recent meta-analysis. As such, the use of FDG PET or PET/CT is indicated in patients with pure seminoma with negative STMs and retroperitoneal residual masses greater than 3 cm after chemotherapy and has been incorporated into National Comprehensive Cancer Network guidelines. FDG PET should be performed at least 6 weeks after completion of chemotherapy to allow for resolution of inflammation, which can cause a false-positive result.


In contrast to pure seminoma, FDG PET imaging is not useful for NSGCT. This is due to the presence of teratoma. Teratoma can be FDG PET avid, giving the same appearance as viable tumor. The vast majority of teratoma is not FDG PET avid, however, and thus a negative FDG PET does not exclude the presence of teratoma in postchemotherapy NSGCT masses. The largest study to date examining FDG PET in NSGCT comes from the German Multicenter PET Study Group. This study examined 121 patients with stage IIC or III NSGCT after chemotherapy and prior to RPLND. Regarding tumor viability, the study revealed a sensitivity of 70%, specificity of 48%, positive predictive value of 59%, and negative predictive value of 83%. FDG PET was able to predict tumor viability in 56% of patients, but this was no better than standard CT (55%) or STMs (56%).




Patient selection


Approximately 70% of patients who present with NSGCT with metastatic spread to the retroperitoneum have a complete response to chemotherapy. For the remaining 30% with persistent radiographic masses and negative STMs, there is agreement that surgical resection is the treatment of choice, because these masses can harbor viable germ cell tumor or teratoma. The definition of a persistent radiographic mass, however, is not standard. Additionally, there is debate as to the management of patients who exhibit a complete response to chemotherapy.


Mass Less Than 1 cm


There is no uniform standard size criteria for normal retroperitoneal lymph nodes. As CT imaging techniques have improved, the ability to detect lymph nodes smaller than 1 cm in maximal diameter has increased. Fossa and colleagues examined 37 patients who had NSGCT with a complete response to chemotherapy (lymph nodes <10 mm); 11 patients (30%) had teratoma and 1 patient (3%) had viable tumor. Oldenburg and colleagues examined 54 patients with lymph nodes less than 10 mm after chemotherapy; 5 (9%) had viable tumor and 11 (20%) had teratoma. A study by Carver and colleagues included 154 patients with lymph nodes less than 10 mm after chemotherapy for NSGCT; 35 patients (22%) had teratoma and 1 patient had viable tumor. The exact behavior of viable tumor or teratoma less than 1 cm is unknown; however, the potential for unpredictable or aggressive behavior has convinced several centers to recommend PC-RPLND even for those patients with a complete response to chemotherapy.


There are data to support the observation of postchemotherapy residual masses less than 1 cm in size. Ehrlich and colleagues published a report on 141 patients who underwent surveillance after a complete radiographic and tumor marker response to chemotherapy for NSGCT. During a median follow-up of 15.5 years, 12 patients (9%) recurred, with a median time to recurrence of 11 months; 6 of the 12 had recurrence in the retroperitoneum. Of those 12 recurrences, 8 had a durable response to subsequent treatment with chemotherapy and PC-RPLND after a median of 11 years of follow-up. The remaining 4 patients died within 12 months of chemotherapy; 2 of these patients had recurrence in the retroperitoneum. This study found the only predictor of cancer-specific survival (CSS) or relapse was initial IGCCCG risk classification. Kollmannsberger and colleagues reported on 161 patients who underwent surveillance after a complete radiographic and tumor marker response to chemotherapy for NSGCT; 10 patients (6%) relapsed, with 9 of these relapses in the retroperitoneum. All retroperitoneal relapses were treated with PC-RPLND, with 100% CSS at 52 months of follow-up.


There is universal acceptance that NSGCT postchemotherapy residual masses greater than 1 cm should be resected due to the potential for viable tumor or teratoma. There is debate about the extent of dissection that is necessary and the surgical approach to PC-RPLND. The standard technique for a full bilateral template is well established and described.


Refractory Germ Cell Tumor


Of the 30% of patients with a persistent mass after first-line chemotherapy, approximately 10% to 15% have persistently elevated STMs. Patients with elevated but stable or declining STMs should undergo PC-RPLND. Unfortunately, if STMs are clearly rising, the options are for salvage chemotherapy versus complete surgical resection. After salvage chemotherapy, however, resection of residual disease is indicated. Compared with standard PC-RPLND, the surgical procedure may require more extensive and surgery with adjunctive procedures. The histology in resected masses after salvage chemotherapy is more likely to harbor viable GCT, and these patients are more likely to suffer worse outcomes. Additional salvage chemotherapy does not offer greater benefit after complete resection in this setting. Receipt of taxane-based chemotherapy regimens compared with other regimens was associated with a similar rate of teratoma in the resected residual mass but with a lower rate of viable GCT. Another circumstance requiring complex PC-RPLND is the growing teratoma syndrome with continued growth often of a residual retroperitoneal mass despite normal STMs. Although unusual, resection is imperative due to its insensitivity to chemotherapy and radiation. The growth of the mass to a large size may involve adjacent structures and make resection a demanding procedure possibly requiring adjunctive procedures. Late relapse is a recurrence of tumor 2 years after curative treatment, and some investigators advocate this definition to be further distinguished by chemotherapy treatment. Histology of late relapse may be of viable GCT, teratoma, or teratoma with malignant transformation. Late relapse is infrequent and ranges from 1.4% to 3%. The treatment and management of late relapse are addressed in an article elsewhere in this issue, but those patients with elevated markers should undergo additional chemotherapy before resection, whereas those with teratoma or teratoma with malignant transformation should undergo complete resection.

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Mar 3, 2017 | Posted by in UROLOGY | Comments Off on The Role of Postchemotherapy Surgery in Germ Cell Tumors

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