Trial
No. of pts
Randomization
TME
5 year LR
5 year DFS
5 year OS
Remarks
GITSG 7175
(GITSG 1985) [2]
227
(i) Surgery alone
No
24 %
45 %
36 %
Long-term results demonstrated SS improved OS for combination group.
(ii) Adj 5FU/Semustine
27 %
54 %
46 %
(iii) Adj RT (40–48 Gy)
20 %
52 %
46 %
(iv) Adj 5FU-RT then chemo
11 % (NS)
67 % (SS)
56 % (NS)
NSABP R-01 (Fisher 1988) [4]
555
(i) Surgery alone
No
25 %
29 %a
37 %a
No benefit for adjuvant MOF chemotherapy in females.
(ii) Adj MOF chemo
NS
47 %a (SS)
60 %a (SS)
(iii) Adj RT
16 % (SS)
NS
NS
NCCTG 79-47-51
(Krook 1991) [3]
204
(i) Adj RT
No
25 %
37 %
46 %
Increased G3-4 diarrhea with CRT (4 % vs 22 %).
(ii) Adj “sandwich” 5FU-RT with 5FU/Semustine
13 % (SS)
58 % (SS)
53 % (SS)
NSABP R-02
(Wolmark 2000) [26]
694
(i) Adj MOF chemo onlya
No
CT vs CRT: 13 % vs 8 % (SS)
CT vs CRT: NS
CT vs CRT: NS
Only males received MOF chemo due to results of NSABP R-01.
(ii) Adj MOF chemo + 5FU RTa
MOF vs 5FU/LV:
MOF vs 5FU/LV: 47 % vs 55 % (SS)
MOF vs 5FU/LV: NS
(iii) Adj 5FU/LV chemo only
NS
(iv) Adj 5FU/LV chemo + 5FU-RT
Tveit 1997 [27]
144
(i) Surgery alone
No
30 %
46 %
50 %
No serious toxicity with adj CRT.
(ii) Adj 5FU-RT
12 % (SS)
64 % (SS)
64 % (SS)
Balslev 1986 [28]
494
(i) Surgery alone
No
Adj RT improves 2 year LC
NS
NS
No benefit for RT in Duke’s B.
(ii) Adj RT
MRC 1996 [29]
469
(i) Surgery alone
No
34 %
45 %
46 %
Late complications rare, not worse in RT arm
(ii) Adj RT
21 % (SS)
48 % (NS)
52 % (NS)
ECOG 4276
(Mansour 1991) [68]
237
(i) Adj RT
No data
No difference
No difference
46 %
Abstract only
(ii) Adj MOF
47 %
(iii) Adj RT then chemo
50 % (NS)
NSABP R-01
The National Surgical Adjuvant Breast and Bowel Project (NSABP) R-01 trial randomised 574 patients with histologically staged Dukes B and C rectal cancer following a curative resection to three groups: a control group receiving no further treatment; postoperative radiation therapy alone; and postoperative chemotherapy consisting of semustine, vincristine, and 5-FU (MOF) [4]. The dose of radiation was 46–47 Gy, or 51–53 Gy for those patients intended to receive a perineal boost.
Postoperative chemotherapy significantly improved DFS (p = 0.006). with a borderline improvement in OS (p = 0.05) from chemotherapy. Only males benefitted from chemotherapy in terms of DFS and OS, and women actually achieved worse OS (which did not reflect treatment associated deaths). Postoperative radiotherapy decreased local regional failure to 16 % versus 25 % in the control group and 21 % in the chemotherapy group (p = 0.06 for the comparison with the control group). Radiation itself did not confer any significant benefit in terms of DFS or OS for either males or females.
GITSG 7175
The Gastrointestinal Tumor Study Group (GITSG) trial evaluated the benefit of the respective roles of radiation, chemotherapy, or combined modality therapy (chemoradiation) in the treatment of locally advanced rectal cancer [2]. After curative surgery 202 patients were randomized into four different groups: a control group receiving no further treatment; adjuvant chemotherapy only with semustine and 5-fluorouracil; adjuvant radiotherapy only at doses of 40–48 Gy, and finally a combination of chemotherapy and radiotherapy. After 80 months follow-up. significantly better DFS was observed in the combination therapy arm compared to resection alone, although there was no significant difference in OS in four groups 55 % recurred in the surgery alone control arm versus 46 % in the chemotherapy alone arm, 48 % in the radiation alone arm, and 33 % with combined CRT (p = 0.04). The comparison between the control arm and CRT was even more significant (p = 0.009). The long-term follow-up results of this study confirmed a significantly improved overall survival in the combination treatment group compared to surgery alone group [23].
NCCTG 79-47-51
The North Central Cancer Treatment Group (NCCTG) trial (protocol 79-47-51) evaluated a short chemotherapy regimen combined concurrently with a higher dose of radiation and the same higher-dose radiation regimen alone [3]. After curative surgery 209 patients were randomised to receive postoperative radiation therapy alone to a dose of 45 Gy plus a 5.4 Gy boost or postoperative semustine and 5-FU chemotherapy combined with the same radiation regimen. Patients randomised to CRT started treatment radiation after two cycles of chemotherapy, followed by two further cycles of chemotherapy. After a median follow-up time of over 7 years, the estimated 5-year recurrence rate in the radiation arm was 63 % compared with 42 % in the CRT arm. The CRT arm reduced overall recurrence by 34 % compared to the radiation alone arm (P < 0.003). The addition of chemotherapy to radiation reduced both local recurrence (25 % versus 13 % P < 0.02) and distant metastases (43 % versus 29.5 % P < 0.003). OS was also significantly improved (p = 0.025). CRT increased the acute toxicity in terms of nausea, vomiting, diarrhea, stomatitis, leukopenia, and thrombocytopenia. It should also be noted that a subsequent publication highlighted that there was a significant increase in severe diarrhoea (≥Grade 3) in the CRT arm (22 vs. 4 %, p = 0.001) and this was more marked in patients who underwent a low anterior resection compared with those who had an APER (p = 0.006) [24]. There was no significant increase in late morbidity in the CRT arm. In the light of this evidence, the National Institute of Health Consensus Conference in 1990 [25] recommended post-operative chemoradiation as the standard of care in the United States for curatively resected rectal cancer.
NSABP R-02
The NSABP R-02 trial evaluated whether adding radiation to chemotherapy was better than chemotherapy alone in terms of postoperative adjuvant therapy of Dukes B and C rectal cancers [26]. A radiation dose of 45 Gy with a 5.4 Gy boost was used. In the light of the NSABP R-01 results, male patients were randomised to one of four postoperative treatment groups: (1) 5-FU plus leucovorin (LV), (2) 5-FU plus LV plus radiation, (3) MOF chemotherapy, and (4) MOF chemotherapy plus radiation. Female patients were randomly assigned to 5-FU plus LV or 5-FU plus LV plus radiation The chemotherapy during radiation therapy for both combined modality arms involved bolus infusions of 5-FU during the first 3 and last 3 days of radiation therapy.
The results of NSABP R-02 supported the previous results of the NSABP R-01 study, where postoperative radiation therapy resulted in decreased locoregional recurrence, but not in improved DFS or OS. In NSABP R-02 radiation therapy added to chemotherapy again reduced the cumulative incidence of locoregional recurrence as a first event (8 % versus 13 % at 5 years) compared to chemotherapy alone (HR = 0.57), but had no impact on DFS, or OS. Males treated with 5-FU plus LV compared with MOF experienced significantly better DFS (55 % versus 47 % at 5 years), but not OS (65 % compared with 62 % at 5 years).
European Studies
A randomised trial of postoperative 5FU based chemoradiation against surgery alone in Dukes B and C rectal cancer to a dose of 46 Gy demonstrated a significant improvement in local control, disease free survival and overall survival for postoperative chemoradiation [27]. Other randomised trials comparing postoperative radiotherapy with surgery alone [28, 29] showed some benefit in local control but no survival benefit. The small EORTC trial randomised only 172 patients and did not show any benefit in OS or local control from postoperative irradiation [30] following resection of locally advanced rectal carcinoma (Dukes B and C).
Many of these studies have been criticised because the design delayed the use of fully adequate systemic doses of 5FU until after the completion of the chemoradiation phase.
Randomised Trials Evaluating the Optimal Concurrent Chemotherapy Regimen (Table 17.2)
Table 17.2
Randomized trials evaluating the optimal concurrent chemotherapy regimen
Trial | No. of pts | Randomization | TME | 5 year LR | 5 year DFS | 5 year OS | Remarks |
---|---|---|---|---|---|---|---|
NCCTG 86-47-51 (O’Connell 1995) [7] | 660 | (i) Adj 5FU/Semustine + bolus 5FU-RT | No | PVI vs bolus: NS | PVI vs bolus: 63 % vs 53 % (SS) | PVI vs bolus: 70 % vs 60 % (SS) | Higher incidence of severe diarrhea with PVI 5FU and severe leukopenia with bolus 5FU. |
(ii) Adj 5FU/Semustine + PVI 5FU | 5FU alone vs 5FU/ Semustine: No SS difference | 5FU alone vs 5FU/ Semustine: No SS difference | 5FU alone vs 5FU/ Semustine: No SS difference | ||||
(iii) Adj 5FU alone + bolus 5FU | |||||||
(iv) Adj 5FU alone + PVI 5FU | |||||||
INT 0114 (Tepper 2002) [31] | 1695 | (i) Adj 5FU alone + 5FU-RT | Some pts | No SS difference across all groups | No SS difference across all groups | No SS difference across all groups | |
(ii) Adj 5FU/LV + 5FU-RT | |||||||
(iii) Adj 5FU/levamisole + 5FU-RT | |||||||
(iv) Adj 5FU/LV/levamisole + 5FU-RT | |||||||
INT 0144 (Smalley 2006) [33] | 1917 | (i) “Sandwich” bolus 5FU + PVI 5FU-RT | No | No SS difference across all groups | No SS difference across all groups | No SS difference across all groups | |
(ii) “Sandwich” PVI 5FU + PVI 5FU | |||||||
(iii) “Sandwich” bolus 5FU/LV + bolus 5FU/LV |
Subsequent successive studies in the postoperative setting have attempted to improve outcomes by modifying and intensifying the concurrent chemotherapy component. This strategy has been associated with only marginal success.
Intergroup/NCCTG 86-47-51 Trial
This trial reflected the fact that phase III trials comparing prolonged intravenous infusion (PVI) versus bolus 5FU suggested improved response rates in mCRC with PVI, and hence the most commonly preferred administration of 5-flurouracil was (225–300 mg/m2 daily). To compare the bolus administration with a continuous intravenous infusion concurrently with RT, the NCCTG randomized 660 patients in two arms [7]. Both arms received concurrent radiotherapy. The first group received bolus 5FU on three consecutive days as a rapid infusion of 500 mg/m2 while the other group received 5FU as a protracted infusion (225 mg/m2/day). Four-year relapse free survival was 63 % in continuous infusion group while it was 53 % in the bolus arm (P = 0.01). Significant difference for 4-year overall survival was also observed in the same study (70 % vs 60 % in continuous infusion and bolus group respectively), (P = 0.005). Interestingly, no benefit was observed for local relapse in the continuous infusion group (P = 0.110).
Intergroup 0114
A further postoperative chemoradiation study (Intergroup 0114) compared postoperative 5FU alone versus 5FU plus low dose folinic acid, 5FU and levamisole or the combination of 5FU levamisole and low dose folinic acid in combination with radiotherapy [31]. Results showed that the novel combination regimens did not improve outcome over bolus 5FU alone.
Intergroup 0144
In addition, the Intergroup 0144 study [32] randomised 1,917 patients with pathologically staged T3-4,N0-1 rectal cancer into three arms comparing bolus and PVI of 5FU combined with 50–54 Gy of postoperative radiotherapy. With a median follow-up of 4.6 years, the overall survival was 72 % for PVI versus 67 % for bolus. However, this difference did not meet the predefined definitions of statistical significance [32]. The authors commented when discussing the risks of local recurrence – “Our patients overwhelmingly did not receive TME and had nodal evaluation inferior to current recommendations.”
Greek Study
A small Greek randomised co-operative trial with 321 patients evaluated the addition of irinotecan to postoperative CRT compared to LV-bolus and 5FU with radiotherapy [33], but observed no difference between the arms in 3-year OS, DFS or and local relapse-free survival. Grade 3 and 4 toxicity were similar in both arms, but the incidence of severe leucopenia was significantly higher with irinotecan.
German Study
More recent European data [34] suggest that, based on DFS and OS, although local recurrence was similar in each group (i.e. 12 (6 %) in the capecitabine group vs 14 (7 %) in the 5-fluorouracil group), capecitabine (1,650 mg/m2 during days 1–38) can replace a bolus regimen of 5-fluorouracil in postoperative adjuvant chemoradiotherapy regimens for patients with locally advanced rectal cancer [33]. Hence most accept that Capecitabine is equivalent to 5-FU.
Randomised Trials Comparing Preoperative and Postoperative CRT (Table 17.3)
Table 17.3
Randomised trials evaluating preoperative versus postoperative chemoradiation in resectable rectal cancer
Trial | Duration of trial | No. of pts | Randomisation | No. per arm | TME | Primary endpoint | 5 year LR | 5 year DM | 5 year OS | 5 year DFS | G3-4 toxicity |
---|---|---|---|---|---|---|---|---|---|---|---|
INT 0147 (No data) | 5 years | 53 | Preop 50.4 Gy + FU/LV vs | No data | No | OS | No data (closed early) | ||||
Postop 50.4 Gy + FUFA | |||||||||||
NSABP R03 (Roh 2010) [18] | 1993–2003 | 267 | Preop 45 Gy + FU/LV vs | 123 | No | OS | 11 % | Not stated | 74 % | 65 % | 41 % |
10 years | Postop 45 Gy + FU/LV | 131 | 11 % | 66 % | 53 % | 49 % | |||||
(NS) | (NS) | (SS) | |||||||||
CAA/ARO/AIO-94 (Sauer 2004) [17] | 1995–2004 | 823 | Preop 50.4 Gy + 5FU vs | 405 | ?Yes in later years | OS | 6 % | 36 % | 76 % | 68 % | 27 % |
9 years | Postop 50.4 Gy + 5FU | 394 | 13 % | 38 % | 74 % | 66 % | 40 % | ||||
(SS) | (NS) | (NS) | (NS) |
The German CAO/ARO/AIO – 94 Trial
In the landmark German CAO/ARO/AIO – 94 trial [17] 823 patients with cT3 or cT4 stage or node positive were randomised between pre-operative CRT and post-operative CRT using 5FU as a 120-h continuous infusion during the 1st and 5th weeks of radiation at a dose of 1,000 mg/m2 of body surface. Patients were also intended to receive post-operative adjuvant chemotherapy in both arms. Acute and late toxicity were significantly reduced with the pre-operative approach – although it should be recognised that a higher radiation dose was mandated for the postoperative regimen (55.8 Gy compared to 50.4 Gy). Loco-regional failure was only 6 % in the preoperative arm versus 13 % in the post-operative arm. There was however no difference observed in the distant metastases rate, DFS or OS. Updated data with 10-year follow-up showed 17 of the 38 local recurrences in the postoperative arm was observed in the 145 patients who did not receive CRT [35].
NSABP R-03
The NSABP R-03 trial [18] randomised 267 of an initially intended 900 patients between preoperative or postoperative 5-FU-based chemoradiation. The preoperative group also received a short 6 week course of bolus 5-fluorouracil with leucovorin followed by radiation (45 Gy in 25 fractions with an additional 5.4 Gy boost). Postoperatively patients were intended to receive 24 weeks of weekly 5-FU and LV. Patients in the postoperative arm received the same chemoradiation and chemotherapy. The preoperative arm showed an advantage in 5-year DFS (64.7 % vs 53.4 %, P = 0.011), but no significant difference in OS (P = 0.65). Interestingly, lower levels of acute and late treatment related toxicities were observed in the preoperative treatment arm.