Management of Pancreatic and Duodenal Neuroendocrine Tumors




© Springer-Verlag Italia 2018
Massimo Carlini (ed.)Abdominal Neuroendocrine TumorsUpdates in Surgeryhttps://doi.org/10.1007/978-88-470-3955-1_11


11. Management of Pancreatic and Duodenal Neuroendocrine Tumors



Luca Landoni, Sara Cingarlini, Salvatore Paiella, Stefano Severi, Marco Miotto, Chiara Nessi, Elisabetta Grego, Maddalena Sansovini, Massimo Carlini and Claudio Bassi 


(1)
General and Pancreatic Surgery Unit, Pancreas Institute University of Verona Hospital Trust, Verona, Italy

 



 

Claudio Bassi




11.1 11.1 Surgical Treatments for Pancreatic Neuroendocrine Tumors


The surgical approach to pancreatic neuroendocrine tumors (P-NETs) is often challenging [1]. Surgery should be considered only after a proper radiological, functional, clinical and pathological investigation. Preoperative work-up for functioning and non-functioning P-NETs should be based on biochemical tests — hormone secretion and chromogranin A (CgA) assessments — and computed tomography (CT) or magnetic resonance imaging (MRI) to stage the disease [2]. Recently, for P-NETs some authors suggested performing positron emission tomography (PET)/CT with 68Ga-labeled somatostatin analogs (SSAs) as the firstline diagnostic method, with the exception of insulinomas where the sensitivity is low (25%) [2, 3].


11.1.1 11.1.1 Surgery for Functioning P-NETs



11.1.1.1 11.1.1.1 Zollinger-Ellison Syndrome (ZES)


The outcome of surgery for pancreatic gastrinomas is two-fold: to control hormone-related symptoms and to treat the oncological aspects of the disease. Once the presence of sporadic pancreatic gastrinoma is confirmed, a typical pancreatic resection (Whipple procedure) with regional lymphadenectomy should be performed in a high-volume center with specific surgical expertise [2]. The extension of lymphadenectomy is still a matter of debate but recent updated guidelines suggest that the systematic removal of lymph nodes in the peritumoral area should be part of any surgical treatment of gastrinomas [2, 4, 5]. In multiple endocrine neoplasia type 1 (MEN1)/Zollinger-Ellison syndrome (ZES) the surgical treatment is still controversial due to the tendency of the disease towards multifocality and due the high risk of recurrence.

Surgical enucleation is commonly recommended only for lesions >2 cm and/or tumors growing and metastasizing during follow-up. Indications for extended surgery should concern specific selected cases (e.g., multiple small duodenal gastrinomas with lymph node metastases) due to the higher complication rates [1, 2].

Gastrinomas ≤2 cm have an excellent long-term prognosis with survival rates around 100% at 5 years, hence a conservative approach is suggested [2, 6].


11.1.1.2 11.1.1.2 Insulinomas


Surgical treatment results in a high cure rate. In sporadic and MEN1 disease (25%), laparoscopic enucleation is the gold standard [2, 7, 8]. Preoperative workup should include cross-sectional imaging (CT or MRI), endoscopic ultrasound (EUS) and intraoperative ultrasound (IOUS) to measure the proximity of the tumor to the main pancreatic duct (MPD) to reduce the risk of intraoperative damage to the duct and to establish the best indication for parenchyma-sparing resection [9]. A distance of at least 3 mm between tumor and MPD is considered enough to perform enucleation safely [10]. To avoid major duct damage and minimize the risk of a postoperative high-grade pancreatic fistula, a preoperative endoscopic retrograde cholangiopancreatography (ERCP) with the insertion of a 5-French stent in the MPD has been suggested [11]. When enucleation is not feasible or deemed at high-risk of MPD injury, a typical or a parenchyma-sparing pancreatic resection should be performed [2].


11.1.1.3 11.1.1.3 Unknown Primary


When primary tumor cannot be assessed (10–20% of cases of gastrinomas and insulinomas) but the presence of a hormonal syndrome has been assessed, the main aim is to identify the lesion. In these cases, an exploratory laparotomy should include a Kocher maneuver, superior and inferior margin dissection and bi-digital manual examination aided by IOUS. If this approach fails to find the lesion, “blind” resections are discouraged and the patient should undergo a strict follow-up and symptoms should be controlled by medical therapy [1].


11.1.2 11.1.2 Surgery for Non-Functioning P-NETs


Surgery for non-functioning P-NETs has been limited to lesions >2 cm in diameter and/or biological-morphological features of localized, aggressive disease (G2 according to WHO 2010 [12], MPD and/or biliary duct dilatation, jaundice, radiological signs of vascular infiltration). The surgical treatment consists of typical and atypical resections, depending on the tumor site [2, 13].

Typical resections Head P-NETs are treated with pancreatoduodenectomy (PD) while lesions of the body/tail with laparoscopic left pancreatectomy (LP) with or without splenectomy. In large series, PD and LP show mortality rates of 3% and 0%, postoperative pancreatic fistula rates of 30% and 19%, perioperative bleeding rates of 20% and 6%, and secondary diabetes rates of 18% and 26%, respectively [1416]. Lymphadenectomy should always be performed, but the extent of node resection remains controversial [5, 17]. Total pancreatectomy with or without splenectomy should be performed if the whole gland is involved by the neoplasm, for multifocal lesions or if the leftover parenchyma is not enough to guarantee adequate function [13].

Atypical resections These resections have been proposed for small, low- and intermediate-grade P-NETs. No consensus exists on the dimensional cut-off. Although the risk of malignancy cannot be completely ruled out, a 2-cm cut-off should be safe enough. Middle pancreatectomy is usually performed for tumors of the pancreatic body, whereas an enucleation should be considered only when the MPD can be safely preserved. Parenchyma-sparing resections are associated with a lower incidence of endocrine/exocrine pancreatic insufficiency when compared to standard resections. On the other hand, they are associated with a high incidence of pancreatic fistula (50%) [10, 13]. Lymph node sampling is not indicated [5].

For MEN1-associated non-functioning P-NETs <2 cm, surgery is not generally suggested [2]; lesions >2 cm are treated as previously described. Due to the tendency of MEN1-associated P-NETs to be multifocal, an accurate IOUS examination is recommended to guarantee the best indication for a possible total pancreatectomy [13]. In young MEN1 patients, parenchyma-preserving surgery should be considered to reduce the incidence of diabetes.

Von Hippel-Lindau patients with P-NETs, (a) tumor size ≥3 cm, (b) mutation in exon 3, and (c) tumor doubling time ≤500 days, should be referred for surgery [18].


11.1.3 11.1.3 Conservative Treatment for Non-Functioning P-NETs


An observational approach can be safely adopted for small (<2 cm) and indolent (G1) [12] lesions without signs of aggressiveness, especially when a major pancreatic resection would be required [2]. In these patients the risk of nodal involvement is around 8–14% [19]. Morphological characterization should include non-functional and functional imaging [20], while the histological one, when possible, should be based on EUS-guided fine needle aspiration biopsy [21, 22].

The decision to undertake a follow-up versus surgery approach should be collectively shared in a multidisciplinary group and should consider morphological and biological data including patient age, comorbidities, performance status, tumor site, biological impact of a possible surgery, and patient wishes. In the case of a conservative approach, follow-up should be performed with abdominal MRI or EUS every 6–12 months [13].


11.1.4 11.1.4 Surgery in Advanced-Disease Scenarios



11.1.4.1 11.1.4.1 Locally Advanced P-NETs


Debulking surgery for unresectable, locally advanced P-NETs could be performed in selected cases such as in patients with uncontrolled functioning tumors like carcinoid syndrome, refractory insulinoma, glucagonoma, VIPoma or parathyroid-related peptide-secreting tumors. For locally advanced non-functioning P-NETs, with disease stability in the last 6 months, surgery could alleviate mass-related symptoms by reducing tumor burden [2].

Radical surgery should be achieved by extended lymphadenectomy and, where necessary, multivisceral resection. Criteria for non-resectability are: (a) circumferential invasion of portal vein system with portal cavernoma (tumor thrombus excluded), and (b) circumferential invasion of superior mesenteric artery. The infiltration of the celiac trunk is not a total contraindication to LP [13].

The presence of portal vein thrombi in patients with P-NETs is not rare and does not represent a contraindication to surgery. A recent study described the removal of the thrombus as a safe and feasible procedure for highly selected patients and provided specific precautions are taken: (a) the tumor thrombus must be mobile as an appendage from the primary tumor (without vessel encasement); (b) if needed, multivisceral and/or additional vascular resections should be performed before thrombectomy and (c) a multimodal therapeutic strategy should be considered before performing surgery (e.g., cytoreductive treatment) [23].


11.1.4.2 11.1.4.2 P-NETs with Liver Metastases


In metastatic liver disease, resection of the primary pancreatic lesion is still under debate but it seems to improve prognosis. In this case, debulking resection is recommended only for G1–G2 P-NETs [24].


11.1.5 11.1.5 Minimally Invasive Approach


Pancreatic NETs are the ideal entity for laparoscopy because they are often small and with an indolent biological behavior. A laparoscopic approach in both benign and malignant lesions is safe and feasible and associated with a lower complication rate and a shorter hospital stay [8].


11.2 11.2 Surgery for Duodenal Neuroendocrine Tumors


Since the biological behavior of duodenal NETs (D-NETs) is largely undefined, the management of D-NETs is not clear. A large population-based study including 1,258 patients suffering from D-NETs showed an overall excellent prognosis, with a 5-year survival rate of 93.8% and 75.3% when they were treated with resection or no resection, respectively (p <0.001). However, the extent of surgical resection remains controversial.

The surgical treatment of D-NETs ranges from Whipple to local resection. In selected cases the endoscopic removal of D-NETs has become the preferred treatment option, able to guarantee low recurrence rates and an excellent overall survival. As a rule, the treatment of D-NETs should be based on their potential of malignant transformation and on the risk of recurrence, either local or nodal.

Preoperative and staging work-up should include an accurate upper gastrointestinal (UGI) endoscopy to perform biopsies to assess nature and grading [25]. Thereafter, EUS is necessary to assess the depth of invasion and the potential presence of nodal metastases. Finally, cross-sectional imaging should be adopted for disease staging, rather than for detecting regional nodal metastases [26].

NETs of the ampulla of Vater must be distinguished from other D-NETs. They are extremely rare and their prognosis is worse, tending to metastasize more frequently, even when they are small, hence their management is different.


11.2.1 11.2.1 Endoscopic Treatment


Well-differentiated (G1/G2), non-functioning D-NETs ≤1 cm and confined to the submucosa (low-risk D-NETs) can be safely managed with endoscopy [25, 27, 28]. The two most common endoscopic techniques are endoscopic mucosal resection (EMR) and endoscopic submucosal resection (ESD).

It is unclear whether surgery is more appropriate than endoscopy in the case of well-differentiated D-NETs with a diameter ranging from 10 to 20 mm [25, 28]. Since the risk of nodal metastases is modest for tumors limited to the submucosa, some authors proposed to offer local excision (surgical or endoscopic) to this subgroup of patients [29].

For D-NETs ranging from >1 to ≤2 cm, the treatment of choice should be based on the expertise of the endoscopists. To accurately assess resection margins, an en bloc resection rather than a piecemeal one should be preferred. EMR is indicated for D-NETs ≤1 cm, with a polypoid structure and with invasion of the mucosal layer. ESD, instead, may be useful in the case of larger D-NETs or those extending to the muscularis propria layer.

Some papers show considerable rates of adverse events (perforation and bleeding rates up to 39% and 18.4%), especially when the lowest margin of the tumor is just before the muscularis propria [3032], demonstrating that the risks associated with ESD can be even remarkable and close to the classically reported complication rates of duodenopancreatic surgery. When vertical or lateral resection margins are found positive at histology and no further endoscopic approach is feasible, surgery becomes mandatory.

Regarding the follow-up strategy after endoscopic resection, the ENETS guidelines recommend UGI endoscopy, cross-sectional imaging and CgA plasma level assays at 6 and 12 months and then biannually [33].

In consideration of their metastatic potential, functioning D-NETs should not be treated with endoscopy unless surgery is deemed at high risk of morbidity and mortality.


11.2.2 11.2.2 Surgical Treatment


Tumor resection of D-NETs guarantees excellent long-term survival results. In fact, D-NETs are a disease with an indolent nature, hence the benefits of any aggressive surgical treatment should be weighed against its risks.

Current data do not allow us to draw clear conclusions on the surgical treatment of D-NETs. It must be remembered that the overall survival of D-NETs is good, with a 5-year survival ranging from 73.9% to 89.3% [3436], hence any attempt to reach oncological radicality should be performed.

Several authors reported that the larger the tumor the higher the risk of nodal spread [29, 35, 37], but others did not, at least for the proposed dimensional cutoffs of 1, 1.5 or 2 cm [36, 38]. It is likely that the cut-offs provided did not reflect tumor biology, thus they should be considered as one of the parameters to look at during the therapeutic decision-making, but not the only one.

Regarding the type of surgery, Whipple, transduodenal submucosal excision with or without lymphadenectomy, segmental duodenectomy and antrectomy with D1 duodenectomy have all been adopted as feasible surgical approaches to D-NETs [3537]. However, none of them has been proved to be more effective than the others.

The ENETS guidelines do not recommend a specific treatment for tumors ranging from 1 to 2 cm [25]. Such cases with a limited vertical invasion (until muscularis propria), without any cross-sectional or EUS suspicion of nodal metastases and with a favorable biology, could be treated with transduodenal local excision without regional lymphadenectomy associated with a strict follow-up or with regional lymphadenectomy, indifferently. A Whipple procedure is indicated for D-NETs >2 cm, for smaller tumors with unfavorable biology, for periampullary and for rare functioning D-NETs (somatostatinomas) [25].

As for functioning D-NETs, the duodenum is the most frequent location of gastrinomas (60% to 75%), whether or not they are MEN1-associated [39]. Nodal metastases from duodenal gastrinomas have been reported in 40–70% of cases [28], but they do not affect the prognosis dramatically or, at least, not as much as pancreatic gastrinomas [40]. Surgery of duodenal gastrinomas can be challenging and depends on the size of the tumor and should always be associated with a regional lymphadenectomy [28, 41]. Intraoperative ultrasound and a wide duodenotomy are required to increase the rate of detection of duodenal gastrinomas [41]. Usually, these D-NETs are excised with a rim of normal duodenum. In cases of large and/or multiple duodenal gastrinomas, not removable by enucleation, a Whipple procedure is the treatment of choice. When a MEN1-associated Zollinger-Ellison syndrome is diagnosed, surgery is recommended for tumors >2 cm. For smaller tumors, surgery should be considered in selected cases only. In fact, smaller tumors are invariably multiple, very often they have already metastasized at the time of diagnosis, their prognosis is good and positive results have been described with the use of proton pump inhibitors to control the acid hypersecretion [28]. A postresection clinical and laboratory (with fasting gastric/secretin tests) follow-up is generally enough [41].

After surgical treatment of non-functioning D-NETs, the follow-up should include cross-sectional imaging, CgA plasma level assay and somatostatin receptor scintigraphy, and it should be scheduled at 6 months and then annually for at least 3 years [33]. At least a 5-year follow-up would be reasonable.


11.3 11.3 Ampullary Neuroendocrine Tumors


Ampullary NETs are extremely rare [42]. They are biologically different from D-NETs, as they tend to metastatize more frequently and their prognosis is worse [34]. Within the family of ampullary NETs, carcinoids and ampullary neuroendocrine carcinoma (NEC) must be considered differently. Some data report notable differences in prognosis for ampullary carcinoids when compared with high-grade ampullary NEC, with a 5-year survival of 82% and 15.7%, respectively. In addition, up to 62% of ampullary NEC have already spread to regional lymph nodes at the time of diagnosis [42]. For these reasons a radical Whipple resection seems more than justified, rather than a transduodenal ampullectomy, which would be oncologically inadequate [43].

Any endoscopic approach to ampullary NETs should be decided multidisciplinarily, individually and providing adequate patient information. Finally, in the case of nodal recurrence during follow-up, surgery with radical resection and lymphadenectomy becomes a valid therapeutic option.


11.4 11.4 Medical Treatments


Treatment for advanced G1-G2 NETs consists of various systemic therapies. The choice between different chemotherapeutic regimens, peptide receptor radionuclide therapy (PRRT) or targeted agents is based on the clinical characteristics of the patient, the biology of the disease and the therapeutic goal. When the aim is cytoreduction, both for a symptomatic disease or neoadjuvant intent, the treatments with higher objective response rate are preferred. They include chemotherapy or, in selected cases, PRRT. Among all gastroenteropancreatic NETs (GEP-NETs), P-NETs have the best chemoresponsivity. Otherwise, when the aim is disease stabilization, somatostatin analogs (SSA) and targeted therapies are reasonable options. For G3 disease chemotherapy is the preferred first-line therapeutic option.


11.4.1 11.4.1 The Role of Chemotherapy


Pancreatic NETs show a moderate/good responsiveness to some antiblastic agents. Single agent chemotherapy in P-NETs have a limited activity. Dacarbazine (DTIC) leads to a response rate (RR) of 26% with a median progression free survival (PFS) of 10 months [44], streptozotocin (STZ) ranges from 21 to 36% with a PFS of 16.5–33 months [45], while chlorzotocin leads to partial response in 30% with a PFS of 17 months [46]. Temozolomide was tested in an heterogenous population of 36 thoraco-abdominal neuroendocrine tumors including only 12 P-NETs. Global RR was 8% and PFS did not exceed 7 months [47].

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Jan 5, 2018 | Posted by in ABDOMINAL MEDICINE | Comments Off on Management of Pancreatic and Duodenal Neuroendocrine Tumors

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