Malignancy and Primary Sclerosing Cholangitis: Cholangiocarcinoma, Hepatocellular Carcinoma, and Gallbladder Carcinoma

and James R. BurtonJr. 



(1)
University of Colorado Hospital, Anschutz Outpatient Pavilion, 7th Floor, Transplant Center, 1635 Aurora Court, B154, Aurora, CO 80045, USA

 



 

James R. BurtonJr.




Keywords
CholangiocarcinomaHepatocellular carcinomaGallbladder carcinoma


Technical Terms and Abbreviations


AASLD

American Association for the Study of Liver Diseases

AFP

Alpha-fetoprotein

AJCC

American Joint Committee on Cancer

BCLC

Barcelona Clinic Liver Cancer

CCA

Cholangiocarcinoma

CLIP

Cancer of the Liver Italian Program

CT

Computerized tomography

CTP

Child-Turcotte-Pugh

DDLT

Deceased donor liver transplantation

ERCP

Endoscopic retrograde cholangiopancreatography

EUS

Endoscopic ultrasound

FISH

Fluorescence in situ hybridization

FNA

Fine needle aspiration

GBC

Gallbladder carcinoma

HCC

Hepatocellular carcinoma

LDLT

Living donor liver transplantation

MELD

Model for end-stage liver disease

MRCP

Magnetic resonance cholangiopan-creatography

MRI

Magnetic resonance imaging

NCCN

National Comprehensive Cancer Network

OLT

Orthotopic liver transplantation

PDT

Photodynamic therapy

PIVKA II

Prothrombin induced by vitamin K absence II

PSC

Primary sclerosing cholangitis

RFA

Radiofrequency ablation

TACE

Transarterial chemoembolization

TNM

Tumor, node, metastasis

UCSF

University of California, San Francisco

UNOS

United Network for Organ Sharing

US

Ultrasound

Y-90

Yttrium-90



Cholangiocarcinoma



Introduction


Cholangiocarcinoma (CCA) is a common and devastating malignancy associated with primary sclerosing cholangitis (PSC). Cholangiocarcinoma is classified into intrahepatic CCA and extrahepatic CCA. Intrahepatic cholangiocarcinomas are located within the hepatic parenchyma. The anatomic boundary between intrahepatic CCAs and extrahepatic CCAs are the second-order bile ducts. Extrahepatic CCA is further differentiated into perihilar tumors, also known as Klatskin tumors, and distal tumors. The cystic ducts serve as the anatomic boundary between perihilar and distal tumors. The location of CCA affects both the management and prognosis. The majority of CCAs associated with PSC are perihilar. Overall CCA has a poor prognosis in PSC.


Epidemiology


Individuals with PSC are at significantly higher risk for developing CCA. Bergquist et al. found that in a Swedish cohort, the incidence of hepatobiliary malignancy was 161 times higher in individuals with PSC compared to the general population [5]. The incidence of CCA in PSC reported in the literature varies widely but is most frequently reported to be in the range 7–14 % in population-based studies [5, 12, 38]. A higher incidence is reported in transplant studies with 10–36 % of incidental diagnoses of CCA at the time of transplant for PSC [1, 27, 34, 49, 52]. Up to 50 % of cases of cholangiocarcinoma are diagnosed within the first year of PSC diagnosis [10]. The exact reason is not known; however, we suspect that this may be due in part that the symptoms associated with malignancy prompt the diagnosis of PSC. After the first year, the annual incidence is 0.5–1.5 % [5, 15, 19, 29].


Pathogenesis


CCA arises from the bile duct epithelial cells (cholangiocytes) (Fig. 2.1) [16]. Chronic inflammation in the biliary tract, as is found in PSC, predisposes individuals to the development of CCA. Conversion from normal to malignant bile epithelium likely involves an accumulation of successive genetic mutations, similar to colorectal carcinoma. The oncogenesis in PSC, however, is not as well understood. The mechanism of chronic inflammation leading to somatic mutations is thought to be in part facilitated by inducible nitric oxide synthase (iNOS). Studies have found iNOS expression in PSC cholangiocytes, and formation of iNOS is thought to cause oxidative DNA damage and inactivation of the DNA repair process [35]. Mutations in several genes involved in cell growth and tumor suppression have been identified in the oncogenesis of PSC-associated CCA. Overexpression of the p53 tumor suppressor gene has been identified in up to 93 % of PSC-associated CCA; other genes include p16, EGFR, and Her2/neu [64]. In addition polymorphisms in NKG2D, an activating receptor on the surface of T lymphocytes and natural killer cells, have been found to be associated with increased risk of cholangiocarcinoma in PSC [64]. Identifying additional molecular targets is an area of avid research in PSC-associated CCA with the ultimate goal of developing new targeted therapies.

A334950_1_En_2_Fig1_HTML.gif


Fig. 2.1
Cholangiocarcinoma is represented by infiltrative glands with morphologic atypia with nuclear hyperchromasia and distinct nucleoli with surrounding desmoplastic tissue (200×; Courtesy of Dr. Jeffery Kaplan)


Risk Factors


There are several risk factors associated with an increased risk of CCA (both intrahepatic and extrahepatic) in the general population including parasitic infections [62] and biliary tract disorders. In PSC, specifically, several risk factors have also been linked to an increased risk of developing PSC. High alcohol consumption has been found to be associated with a higher risk of CCA. Chalasani et al. found alcohol consumption had an odds ratio of 2.95 (95 % CI 1.04–8.3) for developing CCA [17]. A case control study of 20 patients found smoking to be higher in PSC patients with CCA (p < 0.0004) [6]. However, subsequent studies have failed to replicate this correlation [15, 17]. Predictors of developing CCA in individuals with PSC include degree of serum bilirubin elevation, variceal bleeding, Mayo score >4, the presence of chronic ulcerative colitis with colorectal cancer or dysplasia, and the duration of inflammatory bowel disease [10]. Interestingly, the duration of PSC has not been found to be associated with a higher risk of CCA in contrast to the higher risk of colonic dysplasia associated with duration of ulcerative colitis. None of these risk factors or predictors have proven to be clinically useful in targeting a population to screen for CCA, however.


Screening


Currently the American Association for the Study of Liver Disease does not have published guidelines for routine screening for CCA in patients with PSC due to lack of highly sensitive and cost-effective diagnostic testing. The American College of Gastroenterology recommends considering screening with ultrasound or MRI and serial CA 19-9 every 6–12 months [43]. While consensus guidelines have not yet been established, most providers do screen for CCA in patients with PSC with routine liver chemistries every 3–6 months and annual MRI/MRCP and CA 19-9. Based on the results of these studies as well as clinical information, those with suspicion for CCA often undergo ERCP to assess for a dominant stricture where biliary tract brushings for cytology and fluorescent in situ hybridization (FISH) are typically performed [63].


Diagnosis



Overview


Diagnosis of CCA can be challenging. A dominant stricture in a patient with PSC is a stenosis with a diameter of ≤1.5 mm in the common bile duct or ≤1 mm in the hepatic ducts [9]. It is often difficult to distinguish a benign dominant stricture from PSC from a malignant stricture; thus, one should have a high index of suspicion for CCA when a patient develops evidence of biliary obstruction (jaundice, cholestasis, pruritus, cholangitis), unexplained weight loss, or abdominal pain. A multidisciplinary approach is often needed to diagnose CCA including laboratory studies, cross-sectional imaging, cholangioscopy, and pathology.


Imaging


A variety of imaging modalities are used in the diagnosis of CCA including ultrasound (US), computerized tomography (CT), and magnetic resonance imaging (MRI) with concurrent magnetic resonance cholangiopancreatography (MRCP) (see Chap. 13). The positive predictive value is nearly 100 % if a characteristic lesion is found on US, CT, or MRI (Table 2.1). Characteristic lesions, however, are not commonly seen, especially in early-stage CCA. The overall positive predictive value for US, CT, and MRI are 48 %, 38 %, and 40 %, respectively [19].


Table 2.1
Characteristic appearance of cholangiocarcinoma on various imaging modalities



















Imaging modality

Appearance of characteristic lesion

Ultrasound

Well-defined mass with echogenicity different from that of the liver

CT

Well-defined mass with hypoattenuating enhancement relative to the liver on portovenous phase and hyperattenuating on delayed phase imaging

MRI

Well-defined mass hypointese on T1-weighted imaging and hyperintense on T2-weighted imaging


CA 19-9


The most commonly used laboratory test besides routine liver enzymes to detect CCA is CA 19-9. CA 19-9 is an antibody that binds to the tumor surface marker Sialyl-Lewis A. CA 19-9 is found to be elevated (normal typically up to 35 U/ml) in multiple other diseases and bile duct conditions including ascending cholangitis, hepatocellular carcinoma, alcoholic liver disease, primary biliary cirrhosis, chronic viral hepatitis, autoimmune hepatitis, and pancreatitis. Levy et al. found that in PSC, a CA 19-9 of ≥129 U/mL had a sensitivity of 79 %, a specificity of 98 %, and a positive predictive value of 79 % for CCA [40]. A change in CA 19-9 of ≥63.2 U/mL had a sensitivity of 90 %, specificity of 98 %, and a positive predictive value of 42 %.


Biliary Brushing


Endoscopic retrograde cholangiopancreatography (ERCP) is often used in patients with PSC to further investigate and characterize biliary strictures and to manage biliary obstruction with balloon dilation and stenting. Tissue sampling of dominant strictures is often achieved through bile duct brushings for cytology. Routine biliary cytology alone has been found to be highly specific (95–100 %) but to have lower sensitivity (36–83 %) [42]. The broad range in sensitivity cited in literature is due to the definition of a positive cytology results. Studies that defined a positive finding as both high-grade and low-grade dysplasia had a higher sensitivity than those that only defined high-grade dysplasia as a positive result.


Fluorescence In Situ Hybridization


Fluorescence in situ hybridization (FISH) can be used in addition to cytology to increase sensitivity for malignancy. Fluorescence in situ hybridization uses fluorescently labeled DNA probes to detect chromosomal aneuploidy (losses or gains of chromosomes). Abnormalities are characterized as trisomy, tetrasomy, and polysomy of chromosomes 3 and/or 7. Trisomy refers to ≥10 cells with three copies of chromosome 3 and 7, tetrasomy refers to ≥10 cells with four copies of all probes, and polysomy refers to ≥5 cells with ≥3 signals in two or more of the four probes [3]. Trisomy and tetrasomy of chromosomes 3 and 7 have low specificity for PSC as these findings are frequently found in biliary tree inflammation without malignancy. In contrast, polysomy has a specificity of 88 % for CCA [3]. It is difficult to interpret positive FISH polysomy in the setting of negative cytology. Patients with positive polysomy on serial brushings are significantly more likely to be diagnosed with cholangiocarcinoma than those with subsequent nonpolysomy results [4]. The presence of both polysomy and CA 19-9 ≥ 129 U/mL was a significant predictor for developing CCA (hazard ratio of 20.4 (95 % CI 7.94–52.63)) for polysomy and CA 19-9 ≥ 129 U/mL versus nonpolysomy and CA 19-9 < 129 U/mL [4]. If a patient with PSC is found to have negative cytology and polysomy, they should be followed up closely with repeat ERCP and biliary brushings for cytology and FISH especially if there is a non-resolving dominant stricture and/or elevated CA 19-9. Compared with other prognostic features, multifocal (multiple areas of the biliary tree) polysomy carries the highest risk for cholangiocarcinoma compared to unifocal polysomy HR 82.4 (95 % CI 24.5–277.3) vs. 13.27 (95 % CI 3.32–53.1), respectively, on univariate analysis [24]. Multifocality remains a stronger predictor of CCA even when adjusting for CA 19-9, cytology, and prior abnormal FISH. Patients with unifocal polysomy with suspicious cytology remain at increased risk. If serial polysomy is detected in a malignant appearing stricture, even in the setting of negative cytology, liver transplantation should be considered. Figure 2.2 summarizes the approach to managing a dominant stricture in patients with PSC.

A334950_1_En_2_Fig2_HTML.gif


Fig. 2.2
Evaluation of the primary sclerosing cholangitis patient with clinical suspicion for cholangiocarcinoma. A dominant stricture in a patient with PSC is a stenosis with a diameter of ≤1.5 mm in the common bile duct or ≤1 mm in the hepatic ducts. Positive cytology and biopsy refers to that which is diagnostic for cholangiocarcinoma, and positive fluorescence in situ hybridization (FISH) refers to the presence of polysomy (ERCP endoscopic retrograde cholangiopancreatography)


Cholangioscopy with Biopsy


Cholangioscopy allows for direct visualization of the biliary tree and theoretically improves sampling as it allows for directed bile duct biopsies. Visual characteristics suspicious for malignancy are exophytic lesions, ulcerations, papillary mucosal projections, dilated tortuous vessels, and raised lesions [20, 60]. A meta-analysis showed that cholangioscopy with targeted biopsies of dominant strictures was able to detect CCA with a sensitivity and specificity of 66.2 % and 97 %, respectively [37].


Endoscopic Ultrasound


Endoscopic ultrasound (EUS) with fine needle aspiration (FNA) of a biliary stricture has also been used for additional tissue sampling in the setting of indeterminate biliary brushings and FISH. However, this method carries a risk of tract seeding and peritoneal metastasis and should be avoided, especially in patients potentially eligible for liver transplantation. In one study, 83 % of individuals who underwent a transperitoneal or transluminal biopsy of biliary strictures had peritoneal metastasis compared to 8 % peritoneal metastasis in those who did not undergo biopsy [32]. EUS with FNA may be useful to sample lymph nodes to evaluate for metastatic disease in those being considered for liver transplantation and is often done prior to exploratory laparotomy.


Management


The mainstay of treatment for CCA is surgery. The only potential curative therapies include either liver resection or liver transplant. Patients with PSC are often not candidates for surgical resection due to the presence of diffuse bile duct disease and/or the presence of advanced hepatic fibrosis or cirrhosis. Patients with distal common bile duct tumors may be amenable to surgical resection if advanced liver disease is not present.


Surgical Resection


Surgical resection is an option for localized lesions with otherwise normal hepatic parenchyma. Contraindications to surgical resection of hilar CCA include bilateral tumor extension involving the left and right secondary biliary radicles, unilobar involvement with encasement of contralateral portal vein or hepatic artery, bilateral vascular involvement, distant metastases, underlying liver disease (advanced fibrosis or cirrhosis), future liver remnant <25–30 % with no or poor response to portal vein occlusion, and severe comorbidities [33, 55]. Due to the diffuse nature of PSC and risk for advanced hepatic fibrosis, PSC patients with CCA are often not candidates for resection.


Liver Transplantation


Most patients with PSC and the diagnosis of hilar CCA will need to be considered for liver transplantation (LT) as means for a definitive cure. Liver transplantation is not generally considered a treatment for intrahepatic or distal bile duct tumors. The management of the latter is a Whipple procedure which in a patient with severe end-stage liver disease may require concurrent liver transplantation. Historically, LT for CCA has been associated with very poor outcomes. In 2000, The Mayo Clinic developed a protocol for both patient selection and treatment of patients with CCA undergoing LT [23]. Patients fulfilling the so-called Mayo criteria showed superior outcomes with LT compared to historical controls. One study found a median survival of 3.3 years after LT prior to the publication of the Mayo results in May 2000 compared to a median survival of 7.8 years for LTs done after May 2000 [58].

The Mayo protocol employs neoadjuvant therapy followed by LT as a definitive therapy for patients with hilar CCA. The criteria include patients with biliary duct obstruction and cytologically proven CCA or a mass lesion seen on cross-sectional imaging with biliary obstruction (Table 2.2). The protocol utilizes external and intraductal radiation therapy followed by chemotherapy (capecitabine) until the patient undergoes LT. All patients undergo exploratory surgery prior to LT to exclude extrahepatic disease, either after completing radiation or just prior to transplant. Using this protocol, Rea et al. found that LT with neoadjuvant chemoradiation had significantly improved 5-year survival when compared to conventional resection (82 % vs. 21 %) and had fewer recurrences (12 % versus 27 %) [56]. Overall survival of patients with PSC is approximately 70 % at 5 years. This approach has been externally validated at centers outside Mayo having nearly identical outcomes (65 % 5-year survival) [21]. Currently the United Network for Organ Sharing allows model for end-stage liver disease (MELD) exception points for patients meeting the criteria outlined in the Mayo protocol.


Table 2.2
Criteria for managing cholangiocarcinoma with liver transplantation





































Eligible candidates for evaluation:

1. Unresectable hilar cholangiocarcinoma or cholangiocarcinoma in setting of primary sclerosing cholangitis

2. No clinical evidence of metastases

Diagnosis:

1. Intraluminal brush cytology or biopsy positive for cholangiocarcinoma

2. In case of negative cytology, malignant appearing stricture with at least one of the following:

 (a) CA 19-9 > 100 ng/ml

 (b) Biliary polysomy by FISH

Exclusion criteria:

Medical and psychosocial conditions that preclude transplantation

Prior abdominal radiation preventing further radiation or other malignancy within 5 years

Prior attempted resection with violation of tumor plane or attempt at transperitoneal biopsy of tumor

The presence of mass lesion >3 cm radial margin (longitudinal margin not a contraindication). Vascular encasement, the presence of poorly defined hilar enhancement, and length of hilar stricture not considered exclusion criteria

Intrahepatic metastases

Evidence of extrahepatic disease – includes regional lymph node involvement

Intrahepatic cholangiocarcinoma (tumor originating from second branch (segmental branch) or the proximal branch of bile duct – further classified into hilar type and peripheral type) or gallbladder involvement

Contributing to the excellent outcomes of this protocol are the strict selection criteria. Predictors of pre-LT dropout include CA 19-9 ≥ 500 U/mL, mass lesion ≥3 cm, malignant brushing or biopsy, and biological lab MELD score ≥20. Predictors of post-LT recurrence include elevated CA 19-9, portal vein encasement, and residual tumor on explant [22]. Finally, it is important to note that this protocol does not require the diagnosis of CCA but includes the presence of polysomy alone or elevation in CA 19-9 > 100 with a concurrent malignant appearing dominant stricture. It is possible that excellent outcomes with this protocol are further explained by the fact that patients simply did not have cancer. This is supported by the external validation of this protocol at 12 large volume transplant centers which found that patients without residual CCA on explant did better and had a significantly lower chance of recurrence than those with residual tumor tissue on explant [22]. It is impossible to determine whether these individuals never had CCA to begin with or that their CCA was effectively treated with neoadjuvant chemoradiation.

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Oct 9, 2017 | Posted by in GASTROENTEROLOGY | Comments Off on Malignancy and Primary Sclerosing Cholangitis: Cholangiocarcinoma, Hepatocellular Carcinoma, and Gallbladder Carcinoma

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