Primary tumor (T)
TX
Primary tumor cannot be assessed
T0
No evidence of primary tumor
Tis
Carcinoma in situ: intraepithelial or invasion of lamina propria
T1
Tumor invades submucosa
T2
Tumor invades muscularis propria
T3
Tumor invades through the muscularis propria into pericolorectal tissues
T4a
Tumor penetrates into the surface of the visceral peritoneum
T4b
Tumor directly invades or is adherent to other organs or structures
Regional lymph nodes (N)
NX
Regional lymph nodes cannot be assessed
N0
No regional lymph node metastasis
N1
Metastasis in 1–3 regional lymph nodes
N1a
Metastasis in 1 regional lymph node
N1b
Metastasis in 2–3 regional lymph nodes
N1c
Tumor deposit(s) in the submucosa, mesentery, or nonperitonealized or perirectal tissues without regional nodal metastasis
N2
Metastasis in 4 or more regional lymph nodes
N2a
Metastasis in 4–6 regional lymph nodes
N2b
Metastasis in 7 or more regional lymph nodes
Distant metastasis (M)
M0
No distant metastasis
M1
Distant metastasis
M1a
Metastasis confined to one organ or site
M1b
Metastasis in more than one organ/site or the peritoneum
Table 21.2
Colorectal Cancer AJCC Anatomic Staging Groups
Stage | T | N | M |
---|---|---|---|
0 | Tis | N0 | M0 |
I | T1 | N0 | M0 |
T2 | N0 | M0 | |
IIA | T3 | N0 | M0 |
IIB | T4a | N0 | M0 |
IIC | T4b | N0 | M0 |
IIIA | T1-T2 | N1/N1c | M0 |
T1 | N2a | M0 | |
IIIB | T3-T4a | N1/N1c | M0 |
T2-T3 | N2b | M0 | |
T4b | N1-N2 | M0 | |
IIIC | T4a | N2a | M0 |
T3-T4a | N2b | M0 | |
T4b | N1-N2 | M0 | |
IVA | Any T | Any N | M1a |
IVB | Any T | Any N | M1b |
Neoadjuvant Therapy
The management of stage I and IV rectal cancers will not be discussed in this chapter. The preferred treatment for stage II and III rectal cancers has changed drastically over the past several years. Reduction in local recurrence rates and disease-free survival was shown with the use of postoperative radiation therapy in conjunction with 5-Fluorouracil (5-FU) in two prospective randomized trials, prompting the National Cancer Institute to issue a consensus statement in 1990 recommending the use of adjuvant therapy for stage II and III tumors [11]. In recent years however, is has been demonstrated that neoadjuvant chemoradiation is preferred as it has greater efficacy, lower toxicity, and improved oncologic outcomes than adjuvant therapy [12]. Potential benefits of preoperative radiation when compared to postoperative include decreased risk of irradiation of the small bowel, no anastomotic radiation, improved compliance, lower toxicity, and better tumor oxygenation leading to increased radiosensitivity. There is strong evidence to support the use of both short-course (5 Gy daily for 5 days without chemotherapy) and long-course (45–50.4 Gy total given at 1.8–2 Gy per fraction over 5–6 weeks administered with 5-FU chemotherapy) radiotherapy.
The Swedish Rectal Cancer Trial, originally published in 1997, first demonstrated the benefit of preoperative radiation [13]. This study showed that patients who received short-course radiotherapy (SCRT) followed by surgery had reduced local recurrence (11 %) and prolonged 5-year overall survival (58 %) than those who had surgery alone (27 and 48 %, respectively). Radiation was, however, associated with increased gastrointestinal complications and led to more readmissions in the 6-month postoperative period [14]. Despite this, the long-term benefits of preoperative radiation where still seen after a median follow-up of 13 months, with improved overall survival (38 % vs. 30 %) and decreased local recurrence (9 % vs. 26 %) [15]. The Dutch TME trial, published in 2003, demonstrated the benefit of SCRT when combined with TME [16]. Though local recurrence was significantly lower (2.4 % vs. 8.2 %) in patients who received SCRT before TME compared to those who underwent TME alone, there was no difference in overall survival. There was no long-term survival improvement from SCRT, but analysis showed improved recurrence rates for patients with mid and low rectal tumors, but not tumors in the upper rectum [17].
In 2004, the German Rectal Cancer Study Group published the results of their investigation into the efficacy of neoadjuvant versus adjuvant long-course chemoradiotherapy (LCCRT) in combination with TME [18]. Results showed that when given preoperatively, LCCRT decreased local recurrence to 6 % versus 13 % postoperative. While there was no significant difference in disease-free survival or overall survival, neoadjuvant therapy resulted in less acute and long-term toxicity, as well as an improved rate of sphincter preservation. One striking benefit of LCCRT, seen in this study, is significant tumor downgrading (pathologic staging is lower than initial clinical staging). Additional studies have shown that up to 20 % of patients will have complete pathologic response to treatment, with no viable tumor cells remaining in the resection specimen [19, 20]. In a study comparing preoperative SCRT to LCCRT there was no difference in local recurrence, disease free survival or overall survival [21, 22]. However, LCCRT was associated with decreased positive CRM rate as well as a higher percentage of patients with complete pathologic response when compared to SCRT.
Based on these studies, both neoadjuvant SCRT and LCCRT are recommended in combination with TME for locally advanced tumors [12]. LCCRT has the advantage of potential tumor downsizing and/or regression which may allow for less radical resection. Risks of increased surgical morbidity, GI complications and sexual dysfunction have been associated with preoperative radiotherapy [23]. SCRT tends to be the preferred treatment in Northern Europe and Scandinavia, while LCCRT remains the treatment of choice in North America and some European countries. The role of newer neoadjuvant chemotherapeutic agents, selective radiation, and neoadjuvant chemotherapy in addition to SCRT are all currently being investigated. Optimal timing of surgery following neoadjuvant therapy is debated, but generally occurs 1–2 weeks after SCRT, and 6–8 weeks following LCCRT [12, 24]. Several recent studies have investigated an increased interval following LCCRT, with the thought that additional tumor downsizing and increased rates of complete pathologic response (no residual tumor) may be possible. Meta-analysis demonstrated a 6 % increase in complete pathologic response when a longer interval (greater than 8 weeks) was used, with comparable oncologic outcomes, though these results have not been proven prospectively [25].
As imaging technology improves the ability to accurately define tumor characteristics preoperatively, some have advocated a more limited use of neoadjuvant therapy. The MRI and Rectal Cancer European Equivalence (MERCURY) study showed satisfactory oncologic outcomes in patients with “good prognosis” stage I, II and III rectal tumors treated with surgery alone [26]. “Good prognosis” tumors were predicted to have negative circumferential margins, and were identified as tumors >1 mm to the mesorectal fascia, with no evidence of extramural venous invasion, spread less than 5 mm from the bowel wall (T stage T2, T3a and T3b), and no encroachment into the intersphincteric plane. For patients ultimately treated with surgery alone, the local recurrence rate was 3.3 %, with 5-year overall and disease-free survival rates of 68.2 and 84.7 % respectively. Acceptable oncologic outcomes were still demonstrated at 5 year follow-up, with the conclusion that neoadjuvant therapy may not be needed in these selected patients with low likelihood of margin involvement seen on preoperative high resolution MRI [27].
Adjuvant Therapy
Currently, there is no definite evidence of a survival or oncologic benefit to the use of adjuvant chemotherapy. In the European Organization for Research and Treatment of Cancer (EORTC) 22921 trial, the addition of 5-FU-based adjuvant chemotherapy to preoperative chemoradiation showed no difference in local recurrence [28]. Subgroup analysis suggested an improved overall and disease free survival in patients with pathologically downstaged tumors, however, additional long-term results showed no actual benefit [29, 30]. Compliance to adjuvant therapy is often low, and many patients are unable to tolerate the regimens following surgery. Investigations into the use of newer chemotherapy agents are ongoing. The addition of oxaliplatin to 5-FU-based chemotherapy regimens (FOLFOX) for colon cancers has been shown to improve recurrence rates and disease free survival [31]. Whether this benefit extends to the use of FOLFOX in rectal cancer is currently under investigation. Despite the lack of evidence, adjuvant chemotherapy is currently recommended for all patients with locally advanced rectal cancer [12, 32]. This recommendation also includes patients with tumors that were clinically under-staged and did not undergo the recommended neoadjuvant therapy as described above.
Surgical Management
Total Mesorectal Excision and Circumferential Margins
Complete surgical resection (R0 resection) is the cornerstone of curative therapy for rectal cancer and is the goal of all operative intervention. Historically, treatment consisted of complete rectal resection using blunt dissection of the rectal fascia. However, this was associated with local recurrence rates up to 30 % [33]. This blunt dissection failed to obtain clear circumferential resection margins (CRM), which has since been shown to be an independent predictor of local recurrence and survival [9, 34].
The promotion of the concept of total mesorectal resection (TME) in 1982 drastically changed the techniques of rectal resection [35]. By utilizing sharp dissection of the avascular plane between the visceral and parietal endopelvic fascial layers, the entire mesorectum, including rectal lymphatic drainage, may be excised en bloc with the rectum itself. This paradigm shift in surgical approach drastically improved outcomes, with local recurrence rates dropping from 30 % to as low as 5 % and 5-year survival increasing from 50 % to nearly 75 % [36]. Mesorectal excision has been proven to be safe, with decreased morbidity and increased preservation of the pelvic autonomic nerves. TME, as part of a low anterior resection or abdominoperineal resection, is the operation of choice for tumors of the middle and lower rectum [12]. For tumors of the upper rectum, a complete TME may not be necessary. However, pathologic examinations have identified tumor cells in the mesorectum up to 4 cm distal to the primary tumor [37, 38]. As such, current recommendations are for a tumor-specific mesorectal resection for tumors of the upper rectum, extending no less than 5 cm distal to the lower tumor margin [12].
The level of optimal vascular ligation has been debated. Ligation at the level of superior rectal artery origin (“low tie”) has been shown to provide an appropriate proximal lymphatic resection [39]. A higher ligation including the inferior mesenteric artery (“high tie”) may increase lymph node yield, though there is no difference in survival when compared to a lower ligation [40]. Additionally, high ligation of the inferior mesenteric artery allows for improved mobilization to create a tension-free anastomosis without increased risk of anastomotic leak [41]. As such, although official recommendations indicate that a low tie is acceptable in the absence of clinically suspicious nodes above that level, many surgeons prefer and recommend a high tie in all patients [12].
Distal Resection Margins
Distal intramural spread is uncommon and rarely extends more than 1 cm [42, 43]. In light of this, a distal resection margin of 2 cm (down from an original minimum of 5 cm) is currently recommended [12]. For low lying tumors located at or below the mesorectal margin where a 2 cm margin would necessitate abdominoperineal resection, a 1 cm margin has been shown to be acceptable and may allow for increased rates of sphincter preservation through ultra-low anterior resection [44]. Meta-analysis has shown that early tumors, downstaging following neoadjuvant therapy, low serum CEA levels and good or moderately differentiated tumors are most suitable for distal resection margin <2 cm [45].
Sphincter Preservation
Sphincter preservation is an important part of rectal cancer surgery and should be considered when adequate margins are feasible. While abdominoperineal resection (APR) remains the treatment of choice when safe distal margins cannot be obtained, there is debate surrounding the possibility of increasing sphincter preservation in these patients. Some argue that neoadjuvant therapy may allow for tumor downsizing, which could permit low anterior resection in patients initially felt to require APR. There is no conclusive data regarding this subject. Despite some researchers, such as the German Rectal Cancer Study Group, demonstrating a statistically significant increase in the number of sphincter-sparing operations in patients who received neoaduvant therapy, others have shown no clear benefit [18, 23, 46]. There is currently no consensus or official recommendations regarding sphincter preservation, and additional studies are required. Patients with very low tumors, poor preoperative function, involvement of the levators and sphincter complex, and incontinence are best served with APR [47].
When sphincters can be preserved, the formation of a colonic reservoir should be considered to decrease the incidence of urgency, clustering, increased bowel frequency, and incontinence. Colonic J-pouch has been demonstrated to be superior to a straight coloanal anastomosis, with reduced urgency and bowel frequency [48, 49]. Defunctioning stoma, with loop ileostomy preferred, is recommended for all patients to reduce anastomotic leak and reoperation rates [50].
Locally Invasive Tumors
Multivisceral Resection
Surgical resection may be more extensive for patients with T4 tumors that invade into surrounding pelvic structures or with N1 tumors that have nodal involvement. To achieve an R0 resection, all involved structures should be resected en bloc along with the rectum and mesorectum [12]. This most often involves the bladder, prostate, vagina, uterus, ovaries, and ureters and a multi-disciplinary surgical team is advised when available. Partial resection of the involved organ may be feasible, however, complete resection is often required as part of a multivisceral resection. Resection of all direct adhesions to the tumor is also recommended, as it is impossible to assure no residual microscopic disease in these structures, especially following radiation to the area. For more extensive disease, and in patients with prostate and/or bladder involvement, a total pelvic exenteration is often indicated for optimal resection and reconstruction. Five-year survival and local recurrence rates are comparable to those of non-locally invasive tumors [51]. Lateral lymph node dissection should be performed in patients with clinically suspicious nodes. While Japanese studies have shown lateral lymphadenectomy in patients without apparent clinical involvement improved locoregional control, no oncologic benefit was found on meta-analysis when compared to conventional surgery [52, 53].
Intraoperative Radiotherapy
Tumor fixation to the bony and muscular structures of the lateral and posterior pelvis presents a difficult situation due to the difficulty in removing these structures to achieve R0 resection. Additionally, some tumors may have very narrow or involved margins that make complete resection challenging. Intraoperative radiotherapy (IORT), first developed in the 1960s in Japan, has been used as an adjunct to improve local control in these situations where there is expected microscopic or gross involvement [54, 55]. This technique allows for the delivery of focused radiation specifically to at-risk areas under direct visualization and with minimal exposure of surrounding structures. IORT is delivered using intraoperative electron beam radiotherapy (IOERT) or high-dose-rate brachytherapy (HDR-IORT), with no significant differences in outcomes between the methods [56, 57]. There have been no randomized trials investigating IORT, however, several series have demonstrated it to be safe with improvement in local control and overall survival [51, 55, 58–60]. These series have been relatively small, and some other studies have not been able to demonstrate significant survival benefits [58, 61–63]. Because of this IORT has not been adapted into current standards of care, however, it may be utilized as an adjuvant when available for difficult tumors that may otherwise be deemed unresectable due to margin involvement.