Fig. 5.1
Dose-response relations for nutrients. Both deficient and excessive intake of a single nutrient or total energy result in adverse effects as illustrated in the u-shape of the curve. The region of homeostasis or steady state status is shown within the intersections of lower and higher doses as they cross the adverse response threshold (Figure from Hayes [51])
Definitions
Terms related to the assessment and estimation of nutrient needs are defined below.
Energy . Provided by foods in the form of chemicals which, through metabolism, are converted to small, biologically active molecules.
Calorie . A measure of energy supplied by food and also of energy used by the body. 1,000 calories equals 1 kilocalorie (kcal). Food energy, as well as energy expenditure, is typically measured in kcals (in the USA) due to the convenience achieved from using fewer digits. The word “calorie” is often used to mean “kilocalorie.”
Nutrient . A biologically active substance obtained from foods that provides energy or a structural or functional component to humans. Nutrients include water, carbohydrates, amino acids (obtained from food sources of dietary protein), fats, vitamins, and minerals. Nutrients can be “essential” or “nonessential” (see below).
Essential nutrient . Substance that must be obtained from the diet because of its inability to be synthesized at all or in sufficient quantities to maintain life through all life stages.
Non-nutrient . Diet-derived substances that are not strictly necessary for life. Examples of non-nutrients that confer health benefits to humans include fiber and many plant pigments which function in the body as antioxidants.
Macronutrient . Carbohydrates, protein, fats; all of these provide energy.
Micronutrient . Vitamins, minerals; these provide no energy.
Basal metabolic rate ( BMR) also known as basal energy expenditure (BEE) . Minimal amount of energy expenditure required to maintain homeostasis. BMR is usually expressed as energy per some unit of time and is measured in a resting and fasted state.
Resting metabolic rate ( RMR) , also known as resting energy expenditure (REE) . Commonly used interchangeably with BMR, RMR does not require a person to be in a complete resting or fasted state. RMR is usually fairly close to BMR; but technically, the terms are different.
Energy requirement . Amount of food-derived energy required to afford the needs of BMR plus that required to maintain or achieve appropriate body size and composition, support physical activity, and allow for growth and development (such as bone growth, deposition of tissues during pregnancy, secretion of milk during lactation). Certain diseases and events (e.g., surgery, wound healing) are known to raise or alter the energy requirements of humans. As such, medical nutrition therapy provided by a registered dietitian nutritionist can be designed to meet these altered needs [1].
Total energy expenditure ( TEE) . Energy spent in a typical 24-h period and usually reflects an average.
Thermic effect of foods ( TEF) , also known as diet-induced thermogenesis (DIT) . Energy spent above BMR for the processing, metabolism, and storage of diet-derived energy.
Physical activity level ( PAL) , also known as activity factor (AF) . A value to express the energy expenditure of movement which is multiplied by BMR to estimate TEE and energy requirements.
In addition to physical activity, there are disease-specific factors to account for the additional energy requirements conferred by fever, burn, infection, surgery, and trauma [2].
Calculating energy requirements
There are several formulas used in the clinic setting to estimate a person’s total energy (caloric) requirements [2]. These are based largely on a person’s height, weight, gender, and age. The result can then be multiplied by a factor depending on a person’s usual energy expenditure . But there is much debate about which formula is superior and about the selection of formulas to be used in specific medical conditions. A few of the most important models for estimating energy requirements in healthy individuals are shown (Appendix 4). However it is calculated, the estimated energy requirement is helpful in determining how much food – and in what composition – is required to best meet needs. The Dietary Reference Intakes (DRIs) , nutrient intake goals set by the Institute of Medicine (IOM) [3], include recommended intake ranges for total energy (Appendix 5). These ranges are known as acceptable macronutrient distribution ranges (AMDRs) and represent the acceptable range of macronutrient intake that is considered healthy. AMDRs are expressed as percentages of recommended total energy intake.
Calculating nutrient requirements: dietary reference intakes
The estimation of nutrient requirements, particularly of micronutrients (vitamins and minerals), is a complex and methodical process based on the available scientific and biomedical evidence. From 1941 to 1989, nutrient requirements were expressed as Recommended Dietary Allowances (RDAs) and were based on conclusions reached from studies that assessed the minimum amount of each essential nutrient required for life [3, 4]. Usually these were balance studies; in other cases, data were derived simply from identifying the average intake of a population. In the 1990s, the DRIs were developed to replace the RDAs (although they still include RDAs) [4]. Over time, increasing attention has been placed on the nutrient intake levels that optimize health vs. those that merely prevent deficiency. DRIs are an umbrella term that consists, in addition to the AMDRs addressed earlier, of five categories of reference values:
- 1.
The Estimated Average Requirement (EAR) for a nutrient is the value that is estimated to meet the needs of 50% of a population. The EAR is used as a basis for establishing a RDA.
- 2.
The Recommended Dietary Allowance (RDA) is the amount of a nutrient that prevents deficiency in 97.5% of a population. It is established when sufficient data are available for deficiency, saturation of relevant tissues or adequacy of molecular function, and toxicity. If the standard deviation (SD) of the EAR is available, and if the requirement for the nutrient is normally distributed (based on epidemiologic and other data supporting adequate nutrient intake), the EAR plus 2 SDs of the EAR equals the RDA. If data about variability in requirements are insufficient to set a SD, the EAR is multiplied by 1.2 to assume a 10% variability in intake.
- 3.
The Adequate Intake (AI) is the goal intake for micronutrients about which insufficient data are available to calculate an EAR or RDA.
- 4.
The Estimated Safe and Adequate Daily Dietary Intake (ESADDI) category was created for micronutrients for which insufficient data are available for developing EARs and RDAs but for which toxic upper levels are known.
- 5.
The Tolerable Upper Intake Level (UL) is the highest level of a nutrient that, based on evidence, is unlikely to cause adverse effects in 97.5 % of the population. The use of these different reference categories in planning and assessing nutrition interventions and diets is shown (Table 5.1).
Table 5.1
Categories of Dietary Reference Intakes (DRIs) for healthy individuals and groups of individuals and their uses in planning and assessing diets (Dietary Reference Intakes: A Risk Assessment Model for Establishing Upper Intake Levels for Nutrients. National Academies Press, available at https://www.ncbi.nlm.nih.gov/books/NBK45182/). Categories of the DRIs shown in the table are Recommended Dietary Allowance (RDA), Estimated Average Requirement (EAR), Adequate Intake (AI), Tolerable Upper Intake Level (UL), and the Estimated Safe and Adequate Daily Dietary Intake (ESADDI)
Use | For an individual | For groups or populations |
---|---|---|
Planning and intervention | RDA: aim for this intake | EAR: used in conjunction with a measure of variability of a group’s intake to set goals for a specific population’s or group’s mean intake |
AI: used as a goal for certain micronutrients when insufficient data for setting a RDA were available | ||
ESADDI: used as a goal for certain micronutrients when insufficient data for setting a RDA were available | ||
UL: upper limit of safe intake; chronic intake of amounts higher than the UL increases risk of adverse effects | ||
Assessment of intake | EAR: in the absence of clinical, biochemical, or anthropometric data, can be used to examine the possibility of inadequate intake | EAR: used to assess the prevalence of inadequate intakes within a population or group |
UL: in the absence of clinical, biochemical, or anthropometric data, can be used to identify and estimate a person’s risk for excessive intake |
Sources of nutrients
Nonessential nutrients are required for life but can, under normal conditions, be synthesized in the body from molecules provided from the metabolism of essential nutrients and other compounds. These include ten amino acids and two pro-hormones. Amino acids required for life but considered nonessential because they can be synthesized if sufficient precursors exist include alanine, asparagine, aspartamine, cysteine, glutamine, glycine, ornithine, proline, serine, and tyrosine. Pro-hormones synthesized in the body include vitamin A and vitamin D; but these are produced in amounts insufficient to meet needs, so dietary sources are required. This is why vitamin A and vitamin D are considered essential nutrients. The ten amino acids considered essential (must be obtained from the diet) are phenylalanine, valine, threonine, tryptophan, isoleucine, methionine, histidine, arginine, leucine, and lysine; these are conveniently recalled using the mnemonic “Pvt Tim Hall ,” wherein each letter stands for one of the essential amino acids. Essential nutrients – both macro- and micronutrients – as well as their common food sources are identified (Table 5.2).
Table 5.2
Dietary sources of the major essential nutrients for humans. The table lists general categories of foods that supply the major macronutrients and micronutrients. Over-the-counter supplements or medications are not included. Also not included are trace elements that are required in very low quantities (<1 mg/day)
Nutrient | Food sources |
---|---|
Macronutrients | |
Carbohydrates | Fruits |
Starchy vegetables (e.g., potatoes, beans, squash, peas) | |
Breads and wheat-based foods (pasta) | |
Grains of all types (e.g., rice, wheat, oats, corn, barley) | |
Cereals | |
Sugar cane, honey | |
Protein (source of amino acids) | Muscle tissue of mammals, fowl, poultry, game, fish, seafood |
Eggs | |
Dairy | |
Nuts and seeds | |
Legumes | |
Fats | Meats |
Dairy | |
Nuts and seeds and their butters | |
Certain fruits (avocado, coconut) | |
Cooking oils | |
Foods made or processed with above | |
Fiber | Grains in their whole form (i.e., not refined or processed) |
Vegetables (especially starchy vegetables and those with edible skins) | |
Fruits (especially those with edible peels and seeds) | |
Nuts and seeds | |
Micronutrients: vitamins | |
Vitamin A | |
Preformed | Fortified foods (e.g., dairy milk, nondairy milks, cereals) |
Provitamin | Organ meats of animals/fowl/fish |
Carotenoid-rich fruits (e.g., cantaloupe, apricots, pink grapefruit) | |
Carotenoid-rich vegetables (e.g., spinach, chard, kale, carrots, sweet potatoes, squash, broccoli) | |
Vitamin D | Fortified foods, irradiated foods |
Vitamin E | Vegetable oils (e.g., corn, sunflower) |
Wheat germ | |
Nuts and seeds | |
Certain green leafy vegetables (e.g., spinach, kale, mustard greens) | |
Vitamin Ka | Green leafy vegetables (including broccoli, Brussels sprouts, cabbage) |
Fermented soy | |
Fruits | |
Cereals | |
Dairy (especially fermented) | |
Vitamin C | Most fruits (especially citrus, tomato, mango) |
Many vegetables (e.g., potato, peppers, cabbage) | |
B vitaminsb, c | Grains |
Cereals | |
Breads and baked products | |
Fortified foods | |
Vegetables | |
Meats, fish, poultry (especially vitamins B6 and B12) | |
Micronutrients : minerals d | |
Potassium | Fruits (especially dried fruits, avocado, bananas) |
Vegetables (especially potatoes, legumes, leafy greens, squash) | |
Milk, yogurt, kefir | |
Whole grains | |
Meats of all kinds (especially fish) | |
Calcium | Dairy milks, yogurt, kefir |
Calcium-fortified nondairy milks | |
Calcium-fortified fruit juices | |
Kale and other leafy greens (e.g., collards, okra, bok choy, seaweed, broccoli) | |
Fish with edible bones (e.g., canned salmon, sardines) | |
Calcium-fortified cereals | |
Dried figs | |
Tofu processed with calcium | |
Sodium | Table salt, sea salt |
Breads and baked goods | |
Luncheon meats packaged and/or processed with salt | |
Cheeses and foods made with cheese | |
Salty snacks (chips, pretzels, popcorn, salted nuts/seeds) | |
Processed and packaged foods | |
Frozen foods | |
Canned foods | |
Chloride | Found with sodium; see above |
Phosphorus | Milk and milk products |
Cheeses and foods made with cheese | |
Some vegetables (especially beans, potatoes) | |
Seeds (e.g., pumpkin, squash) | |
Nuts | |
Meats, fish, and seafood | |
Whole grains | |
Processed foods | |
Magnesium | Dark leafy greens |
Nuts and seeds | |
Fish | |
Whole grains | |
Legumes | |
Chocolate | |
Dried fruits | |
Sulfur | Foods containing methionine and/or cysteine in their protein portion, i.e., meats, poultry, fish, eggs, dairy, legumes, nuts, seeds
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