Indications
Potential indications
Abnormal pH testing (positive DeMeester score)
Refractory GERD to surgical therapy (failed surgical treatment)
PPI-responsive typical GERD symptoms
Atypical GERD symptoms
Small hiatal hernia (<2 cm)
Mild esophagitis (LA grade A or B)
Normal esophageal motility
Contraindications
Absence of Barrett’s esophagus
Large hiatal hernia (>2 cm)
Willingness to discontinue antisecretory medications
Severe esophagitis (LA grade C or D) or Barrett’s esophagus
Inoperable due to severe co-morbidities
Severely impaired esophageal motility
Unwillingness to undergo surgery
Absence of PPI dependence
EAR Approaches
The principle goal of antireflux surgery (ARS) is to restore the structurally defective lower esophageal sphincter (LES) and return it to a subdiaphragmatic position in order to prevent the backflow of gastroduodenal contents into the esophagus, while maintaining egress of esophageal contents into the stomach. All antireflux procedures should achieve adequate pressure and length of the LES, while preserving receptive relaxation. Most recent EAR techniques such as transoral plication attempt a full-thickness serosa-to-serosa plication to restore the impaired LES. Another mechanism is to decrease the compliance of the LES in order to prevent transient sphincter relaxations (TSRL)—which have been proposed as an early phase of GERD.
For feasibility studies of EAR, the primary endpoints usually include symptomatic improvement and reduction and/or discontinuation of antisecretory medications in conjunction with objective measurements such as pH testing (distal esophageal acid exposure). Since EAR is associated with a high placebo effect, sham-controlled trials are often considered as the gold-standard trial design. Selection bias in EAR trials might occur because of unclear definitions of GERD particularly when based on subjective evaluation of response to medical therapy [4].
EAR Techniques
There have been a variety of endoluminal approaches to GERD such as implantation of synthetic bulking agents, thermal treatment of the LES, and endoscopic suturing and plication of the cardia. These approaches and their current status are summarized in Table 14.2, and their reported complications are summarized in Table 14.3.
Table 14.2
Mechanisms and current status of EAR procedures
Mechanism of device | Product name | RCT | Current status in USA | History |
---|---|---|---|---|
Synthetic implant injection techniques – Prevents LES hypotension – Reduces Transient LES relaxation associated to acid reflux | Enteryx (Boston Scientific Corporate, Natick, MA) Gatekeeper (Medtronic, Minneapolis, MN) | Y Y | Not in use Not in use | Introduced in 2003 in USA Discontinued in 2005 due to severe complication Introduced in 2000 (in Netherlands), in 2003 (in USA) Discontinued in 2009 as no significant efficacy was shown |
Radiofrequency ablation – Reduces the frequency of Transient LES relaxation episodes – Reduces LES hypersensitivity | Stretta (Mederi Therapeutics Inc., Greenwich, CT) | Y | In use | Introduced in 2000 (USA) Reintroduced by Mederi Therapeutics Inc. (Greenwich, CT) in April 2010 |
Plicating, suturing, stapling devices – Repairs the esophago-gastric flap valve – Correction of the angle of His – Shortening of the LES | EndoCinch (Bard Endoscopic technologies, Billerica, MA subsidiary of C.R Bard, Murray Hill, NJ) Endoscopic Suturing Device (ESD; Wilson-Cook Medical Inc, Winston-Salem, NC) NDO plicator (NDO Surgical, Inc., Mansfield, MA) EsophyX (Endogastric Solutions, Redmond, WA) ARD Syntheon (Syntheon, Miami, FL) SRS device (Medigus, Omer, Israel) | Y N Y N N N | In use In use as a device for MIS Not in use In use Not in use Not in use | Introduced in 1994 (in UK) and in 1998 (in USA) FDA approved in 2003 Introduced in 2003, Not being manufactured since 2008 Introduced in 2005 (in Belgium) and 2007 (in USA) Not approved by FDA Tested in Europe, Australia, India, and early trials in US |
Table 14.3
Reported adverse effects and complications of EAR procedures
Synthetic implant injection | Dysphagia Esophageal perforation (Gatekeeper) Pharyngeal perforation Pulmonary complications; chest pain, pneumothorax, pneumonitis, pneumomediastinum Death: severe bleeding due to esophago-aorta fistula (Enteryx) |
Radiofrequency ablation | Fever Dysphagia Odynophagia Gastroparesis Perforation (Boerhaave syndrome, pneumoperitoneum) Ulcerative esophagitis Bleeding requiring blood transfusion Pleural effusion, atrial fibrillation, pancreatitis Death case: Leak-aspiration pneumonia-sepsis, bradycardia-asystole |
Suturing devices | Gastric/esophageal perforation Pneumothorax, pneumomediastinum Retrosternal/pharyngeal pain Bleeding |
Plicators | Esophageal perforation Pneumomediastinum Bleeding requiring blood transfusion Pleural effusion Permanent tongue numbness Persistent pain due to adhesion Death: ARDS due to aspiration |
Implantation of Synthetic Bulking Agents at the LES
The earliest endoscopic approach involved the injection of bovine dermal collagen into the LES in an attempt to reinforce the barrier function by enhancing the LES thickness both from a “bulking effect and also due to an inflammatory reaction” [5, 6]. Since then, several devices including Enteryx™ (Boston Scientific Corporate, Natick, MA) and Gatekeeper™ Reflux Repair System (Medtronic, Minneapolis, MN) had been introduced in the market and investigated.
Enteryx™ used a radio-opaque copolymer (Ethylene vinyl alcohol), which is an embolization agent, and which was injected into the distal esophageal wall under endoscopic and fluoroscopic guidance to create a permanent implant and a chronic foreign body reaction in the LES muscle layer (Fig. 14.1). An initial open-label, multicenter, international trial of Enteryx demonstrated sustained efficacy in the reduction of PPI use and esophageal acid exposure compared to baseline up to 2 years [7, 8]. This promising data led to a randomized sham-controlled multicenter trial involving 64 patients (Enteryx, n = 32; control, n = 32), which demonstrated that PPI cessation was achieved in 70 % of the Enteryx group compared to 40 % in the control group at a follow-up of 6 months. Interestingly enough, there was no significant difference in objective measurements of pH testing or LES pressure compared to baseline in both groups [9]. Because of reports of severe complications involving the mediastinum due to transmural injection or nearby inflammatory reaction that occurred after early large-scale commercialization, Enteryx was withdrawn from the market in 2005 [10–12].
Fig. 14.1
Implantation of synthetic bulking agents. (a) Foamy particles of biopolymer after solidification in water. (b) Ring-like aspect of biopolymer after injection at the gastroesophageal junction. (c) Histological feature of the reaction induced by biopolymer injection
Gatekeeper™ Reflux Repair System uses small hydrogel cylindrical prostheses, which are implanted into the submucosa at the level of GEJ. Similar to Enteryx, initial data was excellent, leading to a sham-controlled randomized study (Gatekeeper, n = 96; sham, n = 48), which resulted in an early termination due to lack of compelling efficacy with symptomatic control and objective measures of pH testing such as distal esophageal acid exposure [11]. Because of serious complications including esophageal perforation (n = 2), pulmonary fistula related to perforation (n = 1), and severe chest pain (n = 1) [6, 13], the Gatekeeper™ Reflux Repair System was withdrawn from the market in 2009.
Fig. 14.2
Bard EndoCinch device. (a) The sewing chamber located 1–2 cm below the esophago-gastric junction and the tissue is brought into a lateral opening using suction. (b) A push wire is advanced through the hollow needle, pushing tag, and suture through the tissue to place first stitch through the suctioned tissue. (c) A second tag is also loaded and placed 1 cm adjacent the first suture. (d) The plication is completed by locking the two existing threads together and cutting extra thread. (Reproduced from Arts, J et al. Gut 2004;53:1207–14)
Radiofrequency Burns oft the LES
The application of radiofrequency to the GEJ creates a controlled thermal injury and possibly nerve ablation at the muscular layer of GEJ, producing fibrosis that decreases the compliance of the GEJ and has been shown to decrease the occurrence of transient LES relaxation [14, 15]. The Stretta System (Mederi Therapeutics, Greenwich, CT), which was reintroduced in the United States in April 2010 and is currently available for clinical use, is a transoral device used to deliver radiofrequency energy at the GEJ to treat GERD. This device uses a single-use, flexible catheter along with a balloon basket assembly with electrode needle sheaths. The catheter is inserted transorally proximal to the squamocolumnar junction, and the balloon is then inflated. Nickel–titanium electrodes are deployed into the muscular layer of the GEJ. Radiofrequency energy at 465 kHz and 2–5 W is delivered while microcircuitry monitors the mucosal temperature [16]. Serial thermal ablations are applied to the muscular layer every 0.5 cm extending from 1.5 cm distal to 2 cm proximal to the squamocolumnar junction. The consequent fibrotic tissue, and perhaps collagen contraction, reactions that can be seen for up to 12 month, result in a reinforcement of the LES [17]. Aberrant nerve pathways may also be ablated, as observed in cardiac arrhythmia ablation. It is possible that radiofrequency treatments may delay gastric emptying due to accidental thermal damage of the vagal nerves [18–20].
Although previous studies have demonstrated the safety and potential efficacy of the Stretta system, the therapeutic outcomes have been somewhat conflicting. A case series of 109 patients who had undergone the Stretta procedure demonstrated a significant improvement of GERD-HRQL score and reduction in the need for daily antisecretory medications at a follow-up period of 4 years. Furthermore, a second session of ablation was proposed for those with GERD-HRQL scores that did not improve by 75 % at the end of 4 months and showed additional response [21]. A randomized controlled study involving 64 patients with GERD (Stretta, n = 32; control, n = 32) demonstrated that the Stretta procedure improved clinical symptoms such as heartburn and GERD-HRQL score at 6 months after intervention compared to the placebo group; however there was no significant difference in antisecretory medication use or esophageal acid exposure at 6 months [22]. Another randomized controlled study involving 40 patients (Stretta, n = 20; control, n = 20) demonstrated that PPIs were discontinued in 3 patients and reduced in 15 patients at 12 months after intervention in the Stretta group, whereas none in the control group reduced their dose of PPIs [23]. However, there was no difference in objective measurements of acid exposure by pH testing. In the most recent prospective, sham-controlled randomized trial, 36 patients with chronic GERD were randomly assigned to single-dose Stretta group (n = 12), double-dose Stretta group (n = 12), or sham group (n = 12). The Stretta procedure significantly reduced GERD-HRQL scores, PPI use, distal esophageal acid exposure, and grade of esophagitis compared to the sham procedure at a 12-month follow-up. Double-dose Stretta appeared to have superior outcomes to single-dose Stretta, although this was not a significant difference [24].
Overall, the Stretta system appears to improve GERD symptoms and quality of life, and potentially reduces the need for PPIs during intermediate follow-up; however the impact of Stretta on objective measurements of GERD such as distal esophageal acid exposure remains unpredictable.
Transoral Suturing and Plication
Devices that are applied transorally and attempt tissue approximation by deploying nonabsorbable sutures, staples, or plastic fasteners through the gastric and/or esophageal wall have a long history. Some devices such as the EndoCinch use a suctioning chamber for mucosa-to-mucosa approximation, whereas the NDO System and EsophyX use a grasping tool (e.g., a screw-shaped needle) to retract the tissue for subsequent serosa-to-serosa full-thickness plication. The primary goal of these suturing and plication devices is to restore the impaired gastroesophageal flap valve by recreating the acute angle of His with either stitches or fasteners, thus leading to the reduction of esophageal acid exposure [25–29]. In addition an attempt is made with some approaches to envelop the distal esophagus with the proximal stomach so as to replicate the nipple valve seen with a Nissen.
Bard EndoCinch Gastroplication Device (Bard Endoscopic Technologies, Billerica, MA)
The EndoCinch (Bard Endoscopic technologies, Billerica, MA subsidiary of C.R Bard, Murray Hill, NJ) was the first device to be approved for clinical use to treat GERD by endoluminal gastroplication. This device was a transoral suturing device that was attached onto a standard endoscope and created mucosa-to-mucosa gastroplication immediately distal to or at the level of GEJ. The device was inserted transorally and advanced to the level of GEJ where mucosa to be sutured was identified and could be captured into the suction and sewing chamber attached to the distal tip of endoscope. Subsequently, two adjoining stitches are placed through the captured mucosa and are tied together to create a figure-of-eight pleat that tightened the impaired valve and increased its ability to serve as an antireflux barrier (Fig. 14.2) [30]. This device was originally hoped to be able to perform a full-thickness plication; however the suction chamber was unable to incorporate the entire thickness of the stomach or esophageal wall before deploying the suture, thus leading to mucosa only sutures and probably explaining subsequent failure. Despite modifications of this procedure, including additional interventions to provide more sutures and supplemental use of electrocautery to enhance tissue adhesion, none of the studies demonstrated a long-term sustained efficacy in terms of improvement of clinical symptoms, reduction of PPI use, or normalization of acid exposure [27, 31]. In addition, this procedure is associated with complications including pharyngitis, vomiting, abdominal pain, mucosal tears, and perforation [29, 30, 32]. It was therefore withdrawn from the market in 2009.
Fig. 14.3
NDO plicator. (a) Plicator and gastroscope retroflexed to the GEJ in the anterior position. (b) Plicator arms are opened and the tissue retractor pulls a full-thickness wall of anterior gastric cardia. (c) Gastric wall is retracted into the plicator arms. (d) The first pre-tied implant is deployed. (e) Full-thickness serosa-to-serosa plication after the first implant is restructuring the GEJ. (f) For serial plication, the instrument arms are opened, and the tissue retractor again pulls a full-thickness gastric wall. (g) Gastric wall is again retracted into the Plicator arms, and the second suture is deployed. (h) The serial placation technique restructures the antireflux barrier. (Reproduced from Renteln D, et al. Gastrointest Endosc. 2008;68(5):833–44)
In a double-blind, randomized, sham-controlled trial to evaluate the efficacy of EndoCinch, 60 patients with pH-proven GERD were randomly assigned to either EndoCinch (n = 20), sham procedure (n = 20), or observation (n = 20). At 3 months, 65 % of patients in the EndoCinch group had a 50 % reduction in PPI use compared to 25 % in the sham group (p = 0.01); however this effect was lost at 6 and 12 months. In the EndoCinch group, 29 % of patients were retreated with a mean of 1.4 extra plications after a median follow-up period of 4 months, and functional sutures were found in only 19 % of all sutures placed [30]. Another randomized placebo-controlled study involving 46 patients with documented GERD, who were randomly assigned to either the EndoCinch group with 2–4 plications (n = 22) or a sham (placebo) group (n = 24), demonstrated that on the short-term EndoCinch was able to control clinical symptoms and reduce PPI use; however there was no difference in objective measurements such as endoscopic findings and distal esophageal acid exposure [33].