Category
Signs and symptoms
Fluid accumulation
Anasarca, severe low proteinemia, lung congestion
Electrolyte disturbance
Refractory electrolyte and/or acid-base disturbances
Gastrointestinal symptoms
Nausea , vomiting, appetite loss, diarrhea, or others
Circulatory abnormalities
Severe hypertension , heart failure, pericarditis
Neurological symptoms
Central and/or peripheral nervous disorders, psychosis
Hematological symptoms
Severe anemia, bleeding diathesis
Visual disturbance
Uremic retinopathy, diabetic retinopathy
Table 1.2
Uremic symptoms and signs described in NKF KDOQI guideline in 2015
Symptoms |
Fatigue |
Lethargy |
Confusion |
Anorexia |
Nausea |
Alterations in senses of smell and taste |
Cramps |
Restless legs |
Sleep disturbances |
Pruritus |
Signs |
Seizures/change in seizure threshold |
Amenorrhea |
Reduced core body temperature |
Protein-energy wasting |
Insulin resistance |
Heightened catabolism |
Serositis (pleuritis, pericarditis) |
Hiccups |
Platelet dysfunction |
Somnolence |
1.3.2 Nutritional Indications
Deterioration of nutritional status has been one of the reasons for dialysis initiation. Certainly, most of guidelines (Kidney Disease: Improving Global Outcomes (KDIGO) CKD Work Group 2013; National Kidney Foundation (NKF-DOQI) 1997; Watanabe et al. 2015; National Kidney Foundation 2015; European Best Practice Guidelines Expert Group on Hemodialysis ERA 2002; Tattersall et al. 2011; The CARI guidelines 2005a; Warwick et al. 2014; Churchill et al. 1999) in their statements recommended dialysis initiation when the patients experience the deterioration of nutritional status that can be attributable to uremia . However, the actual descriptions about malnutrition to make nephrologists consider dialysis initiation are diverse. The early guidelines , NKF KDOQI 1997 and CSN 1999, recommended normalized protein equivalent of nitrogen appearance (nPNA) to use and to initiate dialysis if nPNA falls below 0.8 g/kg/day spontaneously (National Kidney Foundation (NKF-DOQI) 1997; Churchill et al. 1999). CNS 1999 guideline mentioned subjective global assessment as an index of malnutrition (Churchill et al. 1999). The latest NKF KDOQI 2015 guideline mentioned protein-energy wasting as one of the signs to be monitored closely (National Kidney Foundation 2015). On the other hand, other guidelines did not specifically tell about the indices to monitor in their statements (Kidney Disease: Improving Global Outcomes (KDIGO) CKD Work Group 2013; Watanabe et al. 2015; European Best Practice Guidelines Expert Group on Hemodialysis ERA 2002; Tattersall et al. 2011; The CARI guidelines 2005a; Warwick et al. 2014). Although the guidelines told that malnutrition is one of the signs to initiate dialysis, the detailed criteria for dialysis initiation remain to be investigated. Therefore, the nutritional status of CKD patients should be assessed globally from such indices as SGA, lean body mass, serum albumin, PNA, or other indices (Kalantar-Zadeh et al. 2001).
Nonetheless, the proportion of the patients who have PEW are quite high, and it can be related to subsequent worse survival (de Mutsert et al. 2008). Therefore, the nutritional management on the advanced CKD, especially those preventing PEW, is required to attain better clinical outcomes. Once the patients develop decline in nutritional status that is resistant for dietary therapy, we should start dialysis therapy properly.
1.3.3 Comorbidities
Obviously, the compelling reasons for dialysis initiations such as overhydration or congestive heart failure independent of patients’ GFR worsen the prognoses afterward. Several studies have elucidated this point. A study from France investigated the association of eGFR at the initiation of dialysis with subsequent survival. The higher mortality was observed among those with higher eGFR by crude model (HR 1.40, 95%CI 1.36–1.45). However, the association was attenuated (HR 1.08, 95%CI 1.04–1.12) by adjustment for comorbidities, mobility, and nutritional status as well as age and gender. The fact indicated that age or comorbidities affected the association of higher eGFR and mortality partly but not entirely (Lassalle et al. 2010). Moreover, the frailty among CKD population comes to draw attentions. Among the incident dialysis population, the proportion of the patients with frailty was reportedly as high as 73%. The frail population significantly related to higher eGFR at dialysis initiation and poorer survival (Bao et al. 2012). These evidences remind us that the patients who started dialysis early might be forced to start early by compelling reasons due to comorbidities. To elucidate this association, Rosansky et al. investigate the effects of eGFR at initiation only among the “healthiest” population with serum albumin ≥3.5 g/dl. But they found that the association of higher eGFR and worse outcome was not changed even among such healthiest population (Rosansky et al. 2011). Another study on older population was also performed on the United States Renal Data System (USRDS) database. They investigated the association of eGFR values at initiation and subsequent survival for up to 3 years. The results indicated that higher eGFR (≥ 10 mL/min/1.73 m2) was associated with poorer prognosis even after rigorous adjustment for patients’ health status and it was consistent across subgroups (Crews et al. 2014). Therefore, comorbidities can affect the outcome but not entirely.
1.3.4 Speed of Decline of Renal Function
Recently, the rate of decline of renal function reportedly associates with the incidence of ESRD among pre-dialysis CKD population (Kovesdy et al. 2016). The rate of decline in eGFR before dialysis initiation has been reported to relate with the survival after start of dialysis therapy. O’Hare et al. investigated the trajectories of eGFR decline and subsequent clinical outcome among incident dialysis patients. They reported that steeper eGFR decline was associated with higher mortalities during the first year of dialysis and higher probabilities of hospitalization or diagnoses of AKI (O’Hare et al. 2012). Similarly, several studies demonstrated that abrupt (Hsu et al. 2016) or even faster (Browne et al. 2014; Ramspek et al. 2016) decline of eGFR was associated with higher mortality during short (Hsu et al. 2016) or longer periods (Browne et al. 2014; Ramspek et al. 2016). Interestingly, a study from NECOSAD demonstrated such relationship could only be observed with mGFR but not with eGFR (Ramspek et al. 2016). CKD is one of the major risk factors for AKI requiring dialysis (Hsu et al. 2008). Thus we can imagine that such abrupt or steeper renal function decline is related to the acute on chronic renal failure. We should pay special attentions for patients who experience faster decline of renal function to prevent vicious cycles worsening clinical outcomes.
1.3.5 Facility Characteristics
Clinical practice patterns of facilities might be associated with the timing of initiation. Margaret et al. investigated eGFR values for veterans who initiated within versus outside the Veteran Affairs (VA) medical centers. They found that the patients less likely started dialysis at eGFR ≥10.5 mL/min/1.73 m2 within the VA medical centers compared to outside of the VA facilities (Yu et al. 2015). This observation was confirmed by another study which investigated the average eGFR at initiation of dialysis within 804 health service areas in the United States. The study found that there was wide variety in mean eGFR values and only 11% of variation was explained by the patient characteristics (Scialla et al. 2014). On the other hand, a Canadian study investigates the proportion of the patients with eGFR of 10.5 mL/min/1.73 m2 or more at the initiation of dialysis across the regions. They found that a large heterogeneity existed for the proportion by regions investigated. However, only 3.1% of variabilities could be attributed to the facility, while remaining 96.9% was attributed to patient factors (Sood et al. 2014).
1.3.6 Other Clinical Indicators
Many researchers have developed clinical scores that predict mortality after initiation of dialysis . For this purpose, Charlson’s comorbidity index (CCI) (Charlson et al. 1987) has historically been used. However, this index was developed for the patients on admission to predict 1-year survival and was not developed for the incident dialysis population. Park et al. developed modified CCI from the Korean incident dialysis population of 24,738 patients, and they found that the index had improved predictive power of 6-month, 1-year, and 2-year survival compared to the original CCI (Park et al. 2015). Doi et al. also developed an equation to predict 1-year mortality among incident dialysis population. They found that eGFR, albumin , calcium , modified CCI, performance status, and ESA use were associated with the survival (Doi et al. 2015). These indices clearly indicate that we should pay attentions not only to the patients’ laboratory data or clinical symptoms but also the comorbidities of the patients. Thereby, they provide the opportunity to improve the outcomes of the incident patients.
1.4 Published Guidelines
From the evidences above described, many guidelines have been published regarding the timing of initiation of dialysis (Table 1.3).
Table 1.3
The indications of dialysis initiation described in each guideline (National Kidney Foundation 2015; Kidney Disease: Improving Global Outcomes (KDIGO) CKD Work Group 2013; Working Group Committee for Preparation of Guidelines for Peritoneal Dialysis Japanese Society for Dialysis Therapy, Japanese Society for Dialysis Therapy 2010; Watanabe et al. 2015; Tattersall et al. 2011; The CARI guidelines 2005a, 2005b; Warwick et al. 2014; Churchill et al. 1999)
The first-line indications of dialysis | Renal function from which dialysis is indicated | Renal function for dialysis initiation without uremic symptom | ||
---|---|---|---|---|
NKF KDOQI | 2015 | Signs and/or symptoms associated with uremia Evidences of protein-energy wasting Inability to safely manage metabolic abnormalities and/or volume overload with medical therapy | Not specified | No specific GFR |
KDIGO | 2012 | Symptoms or signs attributable to kidney failure (serositis, acid-base or electrolyte abnormalities, pruritus) Inability to control volume status or blood pressure Progressive deterioration in nutritional status refractory to dietary intervention Cognitive impairment | Not specified but conditions requiring dialysis initiation often but not invariably occur in the GFR range between 5 and 10 mL/min/1.73 m2 | Not specified |
JSDT | 2009 | Signs or symptoms of uremia resistant to medical treatment | GFR < 15.0 mL/min/1.73 m2 | GFR < 6.0 mL/min/1.73 m2 |
2013 | Uremic signs and symptoms (see Table 1.1) Malnutrition Deterioration of ADL | GFR < 15.0 mL/min/1.73 m2 Maximal pre-dialysis medication should be undertaken until GFR < 8 | GFR < 2 mL/min/1.73 m2 | |
EBPG | 2011 | Symptoms or signs of uremia Inability to control hydration status or blood pressure Progressive deterioration in nutritional status | GFR <15 mL/min/1.73 m2 (majority of the patients will be symptomatic in the range 9–6 mL/min/1.73 m2) | No specific GFR but asymptomatic patients may benefit from a delay in starting dialysis in order to allow preparation, planning, and permanent access creation rather than using temporary access In high-risk patients or the patients who cannot be monitored uremic symptoms closely, a planned start to dialysis while still asymptomatic may be preferred |
KHA-CARI | 2005 | Evidence of uremia or its complications such as malnutrition | GFR falls below approximately 10 mL/min/1.73 m2 (occasionally, patients may require to initiate dialysis at a higher GFR) | GFR falls below approximately 6 mL/min/1.73 m2 |
UK | 2013 | Careful discussion with the patient of the risks and benefits of RRT Symptoms and signs of renal failure Deterioration of nutritional status Comorbidity Functional status Physical, psychological, and social consequences of starting dialysis | CKD stage 5 (eGFR <15 mL/min/1.73 m2) | Not specified |
CSN | 1999 | Symptoms or signs of uremia Evidence of malnutrition nPNA < 0.8 g/kg/d or clinical malnutrition by SGA, dialysis initiation is recommended | GFR is less than 12 mL/min | GFR is less than 6 mL/min |
1.4.1 NKF KDOQI Guidelines
Since 1997, the National Kidney Foundation in the United States has published guidelines periodically. The timing of initiation of dialysis therapy has been one of the most important topics of this guideline.
In the guidelines for peritoneal dialysis adequacy published in 1997, the description about the timing for initiating dialysis was included (National Kidney Foundation (NKF-DOQI) 1997). The guideline employed two parameters of renal urea clearance and normalized urea appearance, the proxy of protein intake. The patients should be advised to initiate dialysis when the weekly renal Kt/Vurea falls below 2.0, which is equivalent to urea clearance of 7 mL/min, creatinine clearance of 9–14 mL/min/1.73 m2, and GFR of 10.5 mL/min/1.73 m2. Dialysis should also be started when nPNA spontaneously falls below 0.8 g/kg/day despite of intervention by a registered dietitian.
However, in 2006 the update version of hemodialysis adequacy guidelines recommended higher GFR values to consider dialysis initiation (National Kidney Foundation Kidney Disease Outcome Quality Initiative 2006). The guideline says when patients reach stage 5 CKS (eGFR <15 mL/min/1.73 m2), nephrologist should evaluate the benefits, risks, and disadvantages of beginning kidney replacement therapy. Particular clinical considerations and certain characteristic complications of kidney failure may prompt initiation of therapy before stage 5.
The current version was published in 2015 (National Kidney Foundation 2015). This version changed the description about the timing of dialysis initiation dramatically. They underscore the importance of signs and symptoms and removed the concrete value of GFR for considering dialysis initiation. The guideline says: The decision to initiate maintenance dialysis should be based primarily upon an assessment of signs and/or symptoms associated with uremia, evidences of protein-energy wasting, and the ability to safely manage metabolic abnormalities and/or volume overload with medical therapy rather than on a specific level of kidney function in the absence of such signs and symptoms. The rationale for this recommendation emphasized two points. One is that dialysis initiation should not base solely on measurements of kidney function especially in asymptomatic patients. The other is that dialysis initiation should not be denied to patients with signs or symptoms which can be managed by dialysis, simply because the GFR is considered too high.
1.4.2 Kidney Disease: Improving Global Outcomes (KDIGO) Guideline
Kidney Disease: Improving Global Outcomes (KDIGO) published CKD guideline in 2013 (Kidney Disease: Improving Global Outcomes (KDIGO) CKD Work Group 2013). The guideline describes the timing of renal replacement therapy (RRT) initiation. This guideline was also made after the results of IDEAL study were published. Therefore, the appearance of signs or symptoms was emphasized. It says that dialysis be initiated when one or more of the following are present: symptoms or signs attributable to kidney failure (serositis, acid-base or electrolyte abnormalities, and pruritus), inability to control volume status or blood pressure, a progressive deterioration in nutritional status refractory to dietary intervention, or cognitive impairment. The guideline only mentions GFR by saying that these conditions often but not invariably occur in the GFR range between 5 and 10 mL/min/1.73 m2.
1.4.3 Japanese Guidelines
Historically, in 1972 the Ministry of Health and Welfare in Japan started covering dialysis therapy by healthcare insurance. At that time, the committee in the Ministry determined criteria for dialysis therapy. The criteria determined that dialysis therapy is indicated when uremic symptoms are refractory for medical treatments and deteriorate patients’ daily activities. The concrete indices included clinical symptoms (oliguria or nocturnal polyuria, insomnia and/or headache, nausea and/or vomiting , renal anemia, severe hypertension, and hypervolemia), decreased renal function (i.e., creatinine clearance ≤10 mL/min or serum creatinine ≥8 mg/dl), and deterioration in daily activities. Thereafter the criteria have been used for 20 years. However, the changes in patients’ characteristics required the revision of these criteria.
Therefore, a committee for the Ministry of Health and Welfare was organized, and the committee made a new guideline in 1991 (Kawaguchi and Mimura 1991). The guideline was based on the previous criteria and adopts a scoring system shown in Table 1.4. The patients who are diabetic, old, or young were considered to have higher priority for initiating dialysis treatment. The validity of this guideline was confirmed by the committee itself and also by the data from JRDR later. The guideline had been widely used in considering dialysis initiation as well as the qualification for beneficiary of medical care for persons with disability.
Table 1.4
The scoring system adopted in the Japanese guideline in 1991
Factors | Scores |
---|---|
1. Uremic signs and symptoms | |
Numbers of observed signs and/or symptoms listed in Table 1.1 | |
≥ 3 | 30 |
2 | 20 |
1 | 10 |
2. Renal function | |
Serum creatinine [mg/dl] (creatinine clearance [mL/min]) | |
≥ 8 (<10) | 30 |
≥ 5, <8 (≥10, <20) | 20 |
≥ 3, <5 (≥20, <30) | 10 |
3. Disturbance of activities in daily living | |
Bedridden due to uremic symptoms | 30 |
Severely disturbed | 20 |
Moderately disturbed and find difficulties in commuting, schooling, or daily works | 10 |
4. Younger (<10 years old), older (≥ 65 years old), or with systemic vasculitis | 10 |
In 2009 the Japanese Society for Dialysis Therapy (JSDT) published a guideline concerning peritoneal dialysis (the English version was published in 2010) (Working Group Committee for Preparation of Guidelines for Peritoneal Dialysis Japanese Society for Dialysis Therapy, Japanese Society for Dialysis Therapy 2010). In the guideline, they stated the timing of peritoneal dialysis initiation. Initiation of dialysis must be considered in patients with stage 5 CKD (GFR < 15.0 mL/min/1.73 m2) if they have signs or symptoms of uremia resistant to medical treatment. And also, initiation of dialysis is recommended before GFR reaches 6.0 mL/min/1.73 m2. This guideline sets higher eGFR target to initiate dialysis, because it was made before publication of the results of IDEAL study, and PD requires more residual renal function than HD does.
As for hemodialysis initiation, another committee was formed within JSDT and published a new guideline on hemodialysis initiation. The Japanese version was published in 2013 and the English version was published in 2015 (Watanabe et al. 2015). This guideline has several specific points. First, the renal function was recommended to be assessed by GFR instead of creatinine values. Second, considerations about signs and symptoms, malnutrition , and deterioration of ADL were emphasized. Third, the GFR values at which consider the dialysis initiation were set 15, 8, and 2. The GFR of 15 mL/min/1.73 m2 is the value from which dialysis becomes an option of therapies for ESRD. The GFR of 8 mL/min/1.73 m2 is the value above which the prognosis of the patient is considered worse and until which dialysis therapy might be deferred, if no compelling indications. The GFR of 2 mL/min/1.73 m2 is the value for initiation of dialysis treatment even if the patients without any uremic symptoms . Forth, the importance of early referral, proper timing of access creation, and comprehensive pre-dialysis management was emphasized. The guideline indicated the flow of consideration about dialysis initiation (Fig. 1.1).
Fig. 1.1
Flow of considering the indication of dialysis initiation described in JSDT guideline in 2013. When the GFR falls below 15 mL/min/1.73 m2, the option of dialysis can be considered. However, comprehensive pre-dialysis management should be undertaken as long as possible, unless uremic symptoms are refractory for conservative management or life-threatening. Once GFR falls below 8 mL/min/1.73 m2, initiation of dialysis is considered, when the benefits of initiation outweigh the risks or uremic symptoms cannot be managed conservatively. When GFR falls below 2 mL/min/1.73 m2, even if the patient is asymptomatic, dialysis should be initiated. Abbreviation: GFR , glomerular filtration rate. Adopted from reference (Watanabe et al. 2015)
1.4.4 European Best Practice Guidelines (EBPG)
In 2002, the previous version of European Best Practice Guideline (EBPG) was published (European Best Practice Guidelines Expert Group on Hemodialysis ERA 2002). This version told that dialysis should be instituted whenever the GFR is <15 mL/min and there is one or more of the following: symptoms or signs of uremia, inability to control hydration status or blood pressure, or a progressive deterioration in nutritional status . In any case, dialysis should be started before the GFR has fallen to 6 mL/min/1.73 m2, even without symptoms.
In 2011, the update version after IDEAL study was published (Tattersall et al. 2011). The recommendations in 2002 were not significantly changed, but the absolute eGFR value of 6 mL/min/1.73 m2 at which dialysis therapy should start was made vaguer. The guideline tells as follows—in patients with a GFR <15 mL/min/1.73 m2, dialysis should be considered when there is one or more of the following: symptoms or signs of uremia , inability to control hydration status or blood pressure, or a progressive deterioration in nutritional status (majority of the patients will be symptomatic in the range 9–6 mL/min/1.73 m2). In high-risk patients, e.g., diabetics and those whose renal function is deteriorating more rapidly than eGFR 4 mL/min/year, a planned start to dialysis while still asymptomatic may be preferred, if close monitoring is not feasible or if uremic symptoms may be difficult to be detected. Asymptomatic patients presenting with advanced CKD may benefit from a delay in starting dialysis in order to allow preparation, planning, and permanent access creation rather than using temporary access.
1.4.5 Kidney Health Australia Caring for Australasians with Renal Impairment (KHA-CARI Guidelines) (Australia)
Kidney Health Australia Caring for Australasians with Renal Impairment (KHA-CARI) Guidelines also have been published for wide ranges of kidney diseases . The guidelines for dialysis initiation, “Level of renal function at which to initiate dialysis” (The CARI Guidelines 2005b) and “Other criteria for starting dialysis” (The CARI guidelines 2005a), were published online in 2005. In these guidelines, the timing of starting dialysis therapy was recommended both from the GFR levels and signs or symptoms relating uremia.
As for the renal function (The CARI Guidelines 2005b), they set two GFR levels. One is 10 mL/min/1.73 m2. The patients are commenced dialysis when GFR falls below approximately 10 mL/min/1.73 m2, if there is evidence of uremia or its complications such as malnutrition . Occasionally, patients may require to initiate dialysis at a higher GFR. The other is 6 mL/min/1.73 m2. Even if there is no evidence of uremia or its complications including malnutrition, the patients are commenced dialysis when GFR falls below approximately 6 mL/min/1.73 m2.
As for the signs and symptoms (The CARI guidelines 2005a), the stress was placed on the presence of malnutrition, which is suspected due to uremia and is not responsive to dietary intervention or correction of other reversible causes. The patients are commenced dialysis at first indication of such malnutrition. On the other hand, the existence or appearance of “absolute indications,” described below is no longer valid for indications for dialysis initiation, and their presence suggests delayed initiation. In this case, the absolute indicators are pericarditis, fluid overload , and hypertension poorly responsive to non-dialytic treatment, hyperkalemia , acidosis , advanced uremic encephalopathy and/or neuropathy, significant bleeding diathesis, severe nausea, and vomiting. Similarly, traditional “relative indications” may not be useful, because they are largely subjective and may be due to intercurrent diseases. These relative indicators include anorexia, profound fatigue and weakness, impaired cognition, memory and attention span, severe pruritus, depression, and poor interpersonal relationship.