Clinical Management of the Adult Kidney Transplant Recipient

Key Points

  • Kidney transplantation remains the preferred modality for managing individuals with kidney failure, with superior outcomes in terms of patient survival and quality of life.

  • Availability of a sufficient supply of kidneys is a key challenge worldwide, leveraging live donation, paired kidney donation, donor management strategies including ex-vivo machine-based perfusion, xenotransplantation, and allocation schemes to better serve those waiting for a kidney transplant.

  • Immunosuppression is required long term for patients receiving a kidney transplant, and therapy includes both induction and maintenance treatment. Only in the past couple of years have new medications been developed particularly for antibody-mediated rejection.

  • As for native renal disease, the initial evaluation of transplant allograft dysfunction should be approached systematically using an anatomic classification of prerenal, intrarenal, and postrenal causes, with important consideration regarding the timing of an event post transplant.

  • Long-term graft survival has improved modestly in the past 20 years; death due to cardiovascular disease with a functioning transplant remains a key challenge, as well as graft failure due to subclinical cellular inflammation or the injury mediated by donor-specific human leukocyte antigen antibodies.

The chapter topics represent the journey of a patient with kidney failure as they traverse the landscape of the transplant process. Orienting toward the patient evaluation for transplant candidacy, this chapter covers the surgical procedure, post-transplant care including immunosuppression, common transplant complications such as infection and rejection, and long term outcomes including allograft failure and death with a functioning graft. Management strategies are discussed where relevant.

Medical Evaluation of the Recipient Before Transplantation

The potential kidney transplant recipient should undergo a thorough evaluation to ensure that there are no contraindications to transplant surgery or long-term immunosuppression. Early referral is key to increasing the chances of preemptive kidney transplantation, which results in better posttransplant outcomes, especially in children. Wait time begins at the time of dialysis initiation or at the time of wait list registration once the eGFR falls below a certain locally defined threshold (e.g., <20 mL/min/1.73 m 2 (whichever happens first). The evaluation process includes a rigorous assessment of the candidate’s medical history including cardiac evaluation (particularly important given the significant burden of cardiovascular disease in individuals with kidney failure), infection, age-appropriate cancer screening, and assessment of immunologic risk (i.e., risk of allograft rejection). Identification of the cause of native kidney disease is particularly important, as it may impact peritransplant and post-transplant management and risk of recurrent disease, discussed later.

Special Recipient Characteristics

Frailty and Older Age

Frailty, while challenging to assess clinically, is associated with poor outcomes post transplant. One study found that frail patients (median age 54 years) were less likely to be listed for kidney transplantation. Assessment of frailty included unintentional weight loss, grip strength, walking speed, exhaustion, and activity level. Though some transplant centers may have an upper age threshold for transplant eligibility, 5-year patient survival was >70% in a cohort of recipients older than 60 years old. In a subgroup of recipients 70 years and older, 5-year survival was 78%. As with all transplant recipients, careful patient selection and shared decision making are paramount. Lower immunosuppression may be advisable in the older population.

Obesity

There is significant center-to-center variability with respect to transplantation of patients with obesity; some centers have >20% of recipients with body mass index (BMI) >35 while others have <5%. Severe obesity (BMI 35 kg/m 2 or greater) has been shown to be associated with more transplant surgery–related complication, delayed graft function (DGF), and poorer allograft survival. , A 2021 meta-analysis of UNOS data that compared BMI categories of transplant recipients (median follow-up 4 years) found increased DGF in patients with BMI >30 kg/m 2 and no difference in allograft or patient outcomes between BMI >30 to 35 kg/m 2 and BMI >35 kg/m 2 . There was no difference in patient survival or hospital length of stay following transplant across BMI categories. This study supports the idea of greater flexibility in BMI inclusion criteria for potential kidney transplant recipients. Further, a study of transplant recipients with BMI >30 kg/m 2 found that transplantation provides a survival benefit over remaining on the waiting list (receiving dialysis), up to a BMI of 41 kg/m 2 . Bariatric surgery before transplantation can be considered for severely obese patients. Body surface area (BSA) mismatch between donors and recipients has been associated with poorer long-term allograft survival. , With the advent of the GLP1 receptor agonists, the management of potential recipients with an elevated BMI may change in the future.

Human Immunodeficiency Virus Infection

Though HIV infection was traditionally considered an absolute contraindication to kidney transplantation due to concerns for infections and short patient survival, improvements in HIV treatments and transplantation of patients with HIV have led to favorable outcomes. , On the basis of inclusion criteria from a 2010 study, patients should be maintained on highly active antiretroviral therapy, have a CD4 + T cell count of at least 200 cells/mm 3 , and undetectable plasma HIV RNA levels. Kidney transplant recipients with HIV infection appear to be at higher risk of acute rejection and thus may benefit from antithymocyte globulin (ATG) induction. The HOPE Act, signed into law in 2013, called for the use of organs from HIV-positive donors for transplantation into HIV-positive candidates under approved research protocols. As of 2020, 170 such kidney transplants have been performed in the United States as a result. More recently, living donors with HIV have successfully donated to recipients with HIV.

Diabetes and Kidney-Pancreas Transplantation

Although the survival rate of patients with diabetes after kidney transplantation is lower than that of those without, the benefits of transplantation versus staying on dialysis remain. A subset of potential transplant candidates may be suitable for kidney-pancreas transplantation. The benefits of pancreas transplantation are 1. freedom from insulin therapy and the metabolic derangements of type 1 diabetes mellitus and 2. potential slowing or reversal of the progression of end-organ damage from this condition. Disadvantages include higher risk of surgical complications and the need for higher levels of immunosuppression. Although there is growing evidence to support kidney-pancreas transplantation in those with type 2 diabetes, the vast majority are performed in individuals with type 1 diabetes. Options include simultaneous kidney and pancreas (SPK) transplantation or pancreas-after-kidney transplantation (the latter allows living donor kidney transplantation). The half-life of SPK pancreas grafts is 14 years.

Pancreas transplant alone can be performed in those without kidney failure, though it is unclear if pancreas transplant alone or pancreas after kidney transplantation improves patient survival (worse pancreas allograft outcomes compared with SPK). The major causes of graft failure are technical (40%) and acute rejection (15%) in the early posttransplant period and chronic rejection (25%) in the late posttransplant period. Rates of pancreas transplantation have decreased somewhat over the past decade from a peak of ∼1200 procedures in 2010 to ∼1000 in 2021 as the management of type 1 diabetes has improved with closed loop systems, etc.

Complications of pancreatic transplantation include thrombosis, infection, rejection, and problems related to drainage of the exocrine secretions. Drainage of exocrine secretions into the bladder (compared with enteric drainage) affords the advantages of sterility and of serial measurement of urinary amylase concentrations that can aid in early detection of pancreatic allograft dysfunction. Important disadvantages include severe cystitis, hypovolemia, and acidosis (the last two due to large losses of bicarbonate-rich fluid).

Assessment of Compatibility and Immunologic Risk

Solid-Phase Technologies

The presence of preformed recipient antibody against either the donor ABO blood group or donor HLA may result in hyperacute rejection. Solid-phase technologies such as the Luminex single-antigen bead (SAB) anti-HLA antibody assay permit detection and quantification of a wide array of anti-HLA donor-specific antibodies (DSAs) (discussed further in Chapter 68 ). Multiple color-coded beads coated with a broad range of HLA antigens are incubated with recipient serum. Binding of recipient antibody to a bead coated with a specific HLA antigen results in a distinct fluorometric signal, which is then detected by flow cytometry. Molecular (polymerase chain reaction) HLA typing techniques have now superseded serologic identification of HLA type for both donors and recipients. Accurate molecular donor HLA typing and SAB-based recipient anti-HLA antibody screening can be combined to perform a virtual crossmatch. For high-immunologic-risk donors, virtual crossmatching has assisted in the identification of potentially compatible donors and has improved transplant rates for sensitized donors. Computerized virtual crossmatch algorithms have also been central to the success of kidney paired donor exchange. , In the United States, wait-listed kidney transplant candidates usually have SAB-based HLA-antibody screening performed every 3 months. HLA antigens against which a candidate has antibodies are listed as unacceptable HLA antigens.

In 2009, the calculated panel reactive antibody (cPRA) replaced the measured PRA as the main measure of immune sensitization. Sensitizing events include transfusions, pregnancy, and prior transplants. The cPRA is calculated using an algorithm that correlates donor anti-HLA antibody (as measured by SAB assay) with the population frequency of HLA antigens to generate a percent score. A score of 0% suggests no anti-HLA antibodies, while a sensitized candidate with a cPRA of 85% will be immunologically incompatible with 85% of the donor population.

DSA may be present pretransplant or develop de novo post transplant. De novo DSA development frequently follows T cell–mediated rejection (TCMR) and is also associated with patient nonadherence. Both preformed and de novo DSA are associated with an increased risk of antibody-mediated rejection (ABMR) and poor graft outcomes. , DSAs may also be measured using a variation on the SAB technique, the Luminex C1q assay, which detects DSA that bind and activate complement. The development of de novo C1q-binding DSA is strongly associated with poor graft outcome. DSA IgG subtyping also yields similarly helpful prognostic information, with DSAs of the IgG3 subclass being associated with the worst clinical prognosis.

Human Leukocyte Antigen Epitope Matching

Though not widespread in clinical use, HLA epitope matching is performed by separating HLA antigens into a series of epitopes—regions that are capable of binding antibody (discussed further in Chapter 68 ). HLA epitopes may be shared across different HLA molecules. The regions of the epitope that are targets for antibody binding are short, polymorphic, often nonlinear amino acid sequences on the HLA molecule that are clustered together in the three-dimensional structure of the HLA molecule and known as “eplets.” Donor-recipient compatibility is then expressed as the number of eplet mismatches. Minimizing donor-recipient epitope mismatch reduces the number of viable foreign targets to which the recipient may make antibodies and represents a more relevant way to quantify tissue mismatch.

Complement-Dependent Cytotoxicity and Flow Crossmatch Assays

The complement-dependent cytotoxicity (CDC) assay, which incubates donor lymphocytes with recipient serum, was developed in the 1960s. Preformed recipient antibody to donor lymphocytes (subsequently identified as anti-HLA antibody) resulted in lymphocyte death in vitro and predicted rapid (hyperacute) graft failure in vivo. The test is now performed as two separate donor T cell (express HLA class I antigen) and B cell assays (express HLA class II antigen). A positive CDC T cell crossmatch is an absolute contraindication to transplantation. An isolated positive CDC B cell crossmatch may indicate the presence of preformed antibody to class II HLA antigen, low-level antibodies against class I antigen, or non-HLA antibodies.

The flow crossmatch (FCXM) is a more sensitive assay for detection of donor anti-HLA antibody. Donor T cells or B cells are mixed with recipient serum and a fluorescent anti-IgG antibody. Any recipient antibody that binds to donor HLA will be tagged by the fluorescent IgG and subsequently detected using flow cytometry. FCXM can detect low-titer and non–complement-binding anti-HLA antibodies and may be positive when a CDC crossmatch is negative. A negative CDC crossmatch but positive T cell FCXM is associated with poor short-term transplant outcomes and is a relative contraindication to transplantation.

The Transplant Surgery Procedure and Surgical Complications

Before the kidney allograft is placed in the extraperitoneal iliac fossa ( Fig. 69.1 ), a curvilinear incision is made in either lower quadrant, the retroperitoneal space is widened, and iliac vessels are exposed. The external iliac artery and vein are mobilized, and surrounding lymphatic vessels are ligated and divided. Depending on the length, size, and quality of the vessels, end-to-side anastomoses are performed between 1. the donor renal vein and recipient external iliac vein, and 2. the donor renal artery and donor external iliac artery (or common or internal iliac artery). A third and final connection is the implantation of the ureter to the bladder (neoureterocystostomy). Prophylactic ureteral stents have been shown to lower the risk of urologic complications including ureteric stenosis and urinoma.

Fig. 69.1

Anatomy of a typical first kidney transplant.

(A) External iliac artery, (B) external iliac vein, (C) implanted donor ureter, and (D) native ureter.

Advances in donor and recipient surgical technique, anesthesia, organ preservation, and perioperative care have all likely contributed to improvements in 1-year patient and graft survival rates. Early recognition and management of surgical complications remain important. These may include hemorrhage, renal artery or vein thrombosis, arterial anastomosis pseudoaneurysm, lymphocele, and urinomas ( Table 69.1 ).

Table 69.1

Surgical Complications of the Transplant Procedure ,

Complication Description Management
Hemorrhage Usually involves the anastomotic site. Perirenal hematomas can result from venous or small artery bleeding. Unless small and stable, surgical exploration is required. Large hematomas should be evacuated in order to reduce the risk for subsequent infection.
Renal artery thrombosis Rare (<1%) and usually related to an anastomotic problem or kink in the renal artery. Risk factors include recipient arteriosclerosis, multiple donor arteries, vasospasm, and hypotension. Delays inherently associated with confirming the diagnosis and preparing the patient for surgical exploration usually exceed the time required to reestablish arterial flow to the kidney, resulting in prolonged warm ischemia, hypoxia, and often permanent loss of function.
Renal vein thrombosis Causes include problems with the surgical anastomosis, extrinsic compression (by a lymphocele/hematoma), or deep venous thrombosis that extends in the iliac vein at the level of the venous anastomosis; thrombophilia may contribute. Allograft ultrasound shows decreased or absent blood flow in the renal vein and either absent/reversed diastolic arterial flow. Surgical exploration to attempt thrombectomy followed by anticoagulation can be performed but is rarely successful.
Arterial anastomosis pseudoaneurysm Rare, infectious complication that leads almost invariably to graft loss, associated with significant mortality and morbidity. Though rare, distal thrombosis of the femoral artery or arterial dissection can lead to loss of a lower limb. Transplant nephrectomy, vascular reconstruction and/or excision with extra anatomic bypass is usually required. If less severe, treatment with covered stenting can be attempted.
Lymphocele Lymphatic fluid collection originating from either the severed iliac lymphatics or lymphatic drainage of the renal allograft itself. Analysis of aspirated fluid will typically show a high lymphocyte count and a creatinine concentration similar to serum. Lymphoceles frequently reaccumulate following drainage, although injection of sclerosing agent following aspiration may reduce the risk of recurrence. The preferred and more definitive treatment is internal drainage of the lymphocele into the peritoneal cavity. In many centers, a laparoscopic transabdominal approach has replaced the traditional open approach that utilizes the kidney transplant incision.
Urinoma/urine leak Causes include infarction of the ureter due to perioperative disruption of its blood supply (typically a lower pole artery infarction) and breakdown of the ureterovesical anastomosis.
Analysis of aspirated fluid will typically show a fluid creatinine concentration much higher than serum.
A bladder catheter should be immediately inserted to decompress the urinary tract.
Many cases require surgical exploration and repair. The type of repair depends on the level of the leak and viability of involved tissues.

Deceased Donor Kidney Retrieval and Preservation

The goal of organ preservation is to prevent damage from ischemia by 1. retrieving and cooling the organs expediently, and 2. replacing the circulating blood with a preservation solution, which is designed to minimize intracellular edema, preserve the integrity of cells and tissue, and buffer free radicals. The two cold storage preservation solutions most widely used in the United States are the University of Wisconsin (Viaspan, UW) and Histidine-Tryptophan Ketoglutarate (Custodiol, HTK) solutions ( eTable 69.1 ). The UW solution had been the preservation solution of choice for multiorgan deceased donor recovery, though HTK use is increasing in a number of Organ Procurement Organizations. Two small randomized controlled trials (RCTs) comparing UW with HTK preservation solutions found no difference in DGF or graft survival between groups. , A large retrospective (nonrandomized) study comparing HTK to UW preservation solution found that HTK use was associated with an increased risk of late death-censored graft loss. For living donor kidneys with short ischemia times, the use of simple and inexpensive solutions such as heparinized lactated Ringer with procaine has been proposed.

eTable 69.1

Common Cold Storage Preservation Solutions

Solution Minimization of Intracellular Edema
UW Viscosity 3x water; composition similar to intracellura fluid (potassium meq/L); lactobionate and raffionose prevent cellular edema and hydroxyethyl first buffers free radicals.
HTK Low viscosity, low sodium and potassium (Both 15 mmol/L); Histidine serves buffer; Tryptophan and mannitol are free radical scavengers; low cost

UW, University of Wisconsin; HTK, Histidine-Tryptophan-Ketoglutarate.

Hypothermic machine perfusion is an alternative to static cold preservation for deceased donor kidneys. Following standard retrieval and flushing of the kidney allograft, the renal artery is connected to a perfusion pump that circulates a preservation solution, maintained at 1°C to 10°C. Perfusion parameters can be used to determine the quality of the graft. Hypothermic machine perfusion is associated with a reduction in DGF compared with static cold storage, and some studies have shown improvements in 1-year graft survival. There is increasing interest in ex vivo normothermic perfusion as a preservation method; one potential advantage of this technique is that it allows ex vivo assessment of graft function.

Currently Used Immunosuppressive Agents in Kidney Transplantation

Overview and Three-Signal T Cell Activation

Immunosuppressive therapy, generally described as either induction or maintenance, aims to deplete lymphocytes or act on downstream T cell activation signals. Induction is defined as the rapid achievement of profound immunosuppression at the time of transplant. Maintenance immunosuppression is achieved by combining agents that take advantage of additive or synergistic immunosuppressive effects of different drug categories while minimizing their adverse effects. The immunosuppressive drugs commonly used in clinical transplantation, along with adverse effects, are summarized in Table 69.2 and eTable 69.2 , and their mechanisms of action are illustrated in Fig. 69.2 . A combination of a calcineurin inhibitor (CNI) and antiproliferative agent is the most common regimen, with the addition of corticosteroids depending on the transplant center’s protocol, risk of rejection, and patient characteristics.

Table 69.2

Drugs Used in Maintenance Immunosuppression

Drug Mechanism of Action Adverse Effects
Corticosteroids Block synthesis of several cytokines including IL-2; multiple antiinflammatory effects Glucose intolerance, hypertension, hyperlipidemia, osteoporosis, osteonecrosis, myopathy, cosmetic defects, growth suppression in children
Cyclosporine Inhibits calcineurin (binds cyclophilin)-dependent synthesis of IL-2 and other molecules critical for T cell activation; T cell activation thereby inhibited Nephrotoxicity (acute and chronic), hypertension (more than tacrolimus), posttransplant diabetes, neurotoxicity, hyperkalemia, hypomagnesemia, metabolic acidosis, hypercalciuria, and dyslipidemia (more than tacrolimus). Hypertrichosis, gingival hyperplasia (particularly when used in combination with dihydropyridine calcium channel blockers)
Tacrolimus Similar to cyclosporine, though binds FKBP Similar to cyclosporine, though more hyperkalemia, neurotoxicity, posttransplant diabetes, and alopecia
Azathioprine Inhibits purine biosynthesis; lymphocyte replication therefore inhibited Bone marrow suppression, rarely pancreatitis, hepatitis
Mycophenolate mofetil Inhibits de novo pathway of purine biosynthesis (relatively lymphocyte selective); lymphocyte replication therefore inhibited Bone marrow suppression, gastrointestinal upset, invasive CMV disease more common than with azathioprine
Sirolimus Sirolimus-FKBP complex inhibits TOR blocking lymphocyte proliferative response Bone marrow suppression, proteinuria, mouth ulcers, hyperlipidemia, interstitial pneumonitis, edema, enhanced nephrotoxicity of cyclosporine/tacrolimus
Belatacept Blocks T cell costimulation PTLD in EBV seronegative, PML (rare), reactivation of TB

CMV, Cytomegalovirus; EBV, Epstein-Barr virus; FKBP, FK-binding protein; IL-2, interleukin-2; PTLD, posttransplant lymphoproliferative disorder; TB, tuberculosis; TOR, target of rapamycin.

Fig. 69.2

Stages of T-cell activation: multiple targets for immunosuppressive agents.

Signal 1: The Ca ++ -dependent signal induced by T cell receptor (TCR) stimulation results in calcineurin activation, a process inhibited by the calcineurin inhibitors (CNIs). Calcineurin dephosphorylates nuclear factor of activated T cells (NFAT), enabling it to enter the nucleus and bind to the interleukin-2 (IL-2) promoter. Corticosteroids bind to cytoplasmic receptors, enter the nucleus, and inhibit cytokine gene transcription in both the T cell and antigen-presenting cell (APC). Corticosteroids also inhibit activation of the transcription factor, nuclear factor-κB (not shown). Signal 2: Costimulatory signals, such as that between CD28 on the T cell and B7 on the APC, are necessary to optimize T cell transcription of the IL-2 gene, prevent T-cell anergy, and inhibit T cell apoptosis. Signal 3: IL-2 receptor stimulation induces the cell to enter the cell cycle and proliferate. IL-2 and related cytokines have both autocrine and paracrine effects. Signal 3 may be blocked by IL-2 receptor antibodies or by sirolimus. Further downstream, azathioprine and mycophenolate mofetil (MMF) inhibit progression into the cell cycle by inhibiting purine and therefore DNA synthesis.

From Halloran PF. Immunosuppressive drugs for kidney transplantation. N Engl J Med. 2004;351:2715–2729.

eTable 69.2

Toxicity Profiles of Immunosuppressive Medications

Adapted from KDIGO clinical practice guideline for the care of kidney transplant recipients. Am J Transplant. 2009;9(Suppl 3):S1–155.

Adverse Effect Steroids Calcineurin Inhibitors Antiproliferative Agents mTORi
CsA Tac MMF AZA
Posttransplant diabetes ↑︎ ↑︎ ↑︎↑︎ ↑︎
Dyslipidemia ↑︎ ↑︎ ↑︎↑︎
Hypertension ↑︎↑︎ ↑︎↑︎ ↑︎
Osteopenia ↑︎↑︎ ↑︎ (↑︎)
Anemia and leukopenia ↑︎ ↑︎ ↑︎
Delayed wound healing ↑︎
Diarrhea, nausea/vomiting ↑︎ ↑︎↑︎ ↑︎
Proteinuria ↑︎↑︎
Decreased eGFR ↑︎↑︎ ↑︎
Hair changes ↑︎ ↓︎
Gingival hyperplasia ↑︎
Peripheral edema ↑︎ ↑︎

AZA, Azathioprine; CsA, cyclosporine A; MMF, mycophenolate mofetil; mTORi, mammalian target of rapamycin inhibitor(s); Tac, tacrolimus.

↑︎ Indicates a mild-moderate adverse effect of the complication.

↑︎↑︎ Indicates a moderate-severe adverse effect of the complication.

(↑︎) Indicates a possible, but less certain adverse effect on the complication.

T cells play a central role in the recognition of the allograft as foreign and initiation of the rejection process. The T-cell immune response requires three distinct signaling events (see Fig. 69.2 ): 1. Antigen-presenting cells (APCs: dendritic cells, macrophages, activated endothelium), most often of donor origin (direct allograft recognition), migrate to the recipient’s secondary lymphoid organs where foreign antigen/major histocompatibility (MHC) complex is presented to the recipient’s T cell receptor (TCR) (Signal 1). In indirect or semidirect allorecognition, recipient APCs present antigens to recipient T cells. 2. During the next costimulatory step (Signal 2), APC B7 (CD80 and CD86) engage with CD28 on T cells. 3. Signals 1 and 2 lead to the activation of 3 pathways: Calcium–calcineurin, the RAS–mitogen-activated protein (MAP) kinase, and the nuclear factor-kB. Activation of these pathways results in cytokine production (e.g., interleukin-2 [IL-2], interleukin-15) and expression of surface molecules (e.g., IL-2 receptor, CD25). The cytokines then stimulate T cell proliferation (Signal 3).

The B cell immune response is increasingly being targeted by newer therapies in kidney transplantation. B cell antigen receptor engagement with antigens activates B cells and ultimately the production of donor-specific anti–human leukocyte antigen (HLA) antibodies and differentiation into antibody-producing plasma cells. Long-lasting immune memory can develop through the generation of memory B cells. The immunobiology of transplantation is discussed in detail in Chapter 68 .

Induction Therapies

Depending on a kidney transplant recipient’s risk of rejection, balanced with that of infection and malignancy, several induction therapy options are available and are summarized as follows.

Monoclonal Interleukin-2 Receptor Antagonist

Basiliximab is a chimeric monoclonal antibody against the α chain of the T cell IL-2 receptor (CD25), which provides prophylaxis for 30 days post transplant. Compared with placebo, it reduces rejection rates approximately 30% to 40%. As it is not a lymphocyte-depleting agent and acts on downstream T cell activation pathways, infection risk is lower compared with the lymphocyte-depleting agents rabbit ATG and alemtuzumab. Compared with polyclonal lymphocyte-depleting therapies, injection-related side effects and risk of infection and cancer are minimal. , Basiliximab is administered as two 20 mg doses, on the day of transplantation and postoperative day 3 or 4.

Polyclonal Lymphocyte-Depleting Agents

Polyclonal antibodies against lymphocytes are prepared by inoculation of animals with human lymphoid cells. The first clinical use in the 1970s of a polyclonal lymphocyte-depleting agent was that of ATG derived from horse inoculation (hATG, Atgam). Rabbit ATG (rATG, Thymoglobulin) is derived from rabbit inoculation with human lymphoid cells, which results in production of antibodies that target more than 20 different T cell epitopes. , T cell depletion is thought to involve complement-dependent lysis, apoptosis, and phagocytosis in the peripheral lymphoid tissue. Antibodies against adhesion molecules that are present in ATG preparations may also play a role by modulating leukocyte function. Horse ATG is now rarely used as initial induction therapy, though it may be considered in individuals with a hypersensitivity reaction to rATG or significant pretransplantation rabbit exposure. A 2008 randomized trial that compared hATG with rATG induction therapies demonstrated rATG superiority in terms of reduction of the composite of death, graft loss, or rejection.

Several RCTs have compared ATG induction with other strategies such as IL-RA, alemtuzumab, and OKT3 (a murine monoclonal anti-CD3 antibody no longer used to due to adverse effects). Induction with rATG resulted in equivalent 1-year graft survival but a lower rate of acute rejection, as well as both infection and non–infection-related complications compared with OKT3 in patients treated with cyclosporine, azathioprine, and steroid maintenance immunosuppression. In sensitized patients, defined as current or peak panel reactive antibodies (PRA) >30% or >50%, respectively, rATG induction was associated with significantly lower rates of biopsy proven acute rejection and steroid-resistant rejection in the first year post transplant, without any difference in 1-year survival compared with daclizumab (IL-2 receptor agonist [RA] no longer used) induction. Multiple clinical studies have compared rATG with other agents.

A 1981 study that compared hATG induction with no induction in patients treated with azathioprine and steroid-based maintenance immunosuppression regimen found a significantly improved 2-year graft survival in the hATG-treated group. In another study of kidney transplant recipients with risk factors for delayed graft function (DGF) or acute rejection, rATG resulted in a lower acute rejection rate than basiliximab induction, but no difference in DGF or 1-year graft survival. Five-year follow-up of this study showed sustained superiority of rATG in terms of acute rejection. , Notably, infectious complications were more common in the recipients of rATG (vs. IL-2 RA) in both trials. In immunologically high-risk kidney transplant recipients randomly assigned to either rATG or alemtuzumab (see later) induction, no differences were seen in acute rejection rates between the groups followed out to 3 years post transplant, although infectious complications were more common in rATG-treated subjects. A 2017 retrospective analysis of U.S. kidney transplant recipients that compared outcomes in matched patients receiving induction with rATG versus alemtuzumab or basiliximab found that rATG use was associated with improved outcomes: death or allograft failure versus alemtuzumab, death versus basiliximab.

ATG also has an important role in the treatment of severe or steroid-resistant acute cellular rejection. A randomized study showed rATG superior to hATG in the treatment of acute rejection in terms of rejection reversal and 90-day recurrence rates.

ATG increases the risk of malignancy when compared with IL-2 RA induction therapy, and greater exposure may lead to greater incidence of malignancy. Infusion-related side effects, such as fever, chills, hypotension and, less frequently, cardiovascular events, are usually mild, particularly with adequate steroid and antihistamine premedication and a slow infusion rate. These reactions are more likely to occur during the first few infusions and become rare with subsequent infusions. Cytokine release syndrome, a systemic inflammatory response with high interleukin-6 (IL-6) levels, has been reported after ATG administration and can present with mild, flulike symptoms or severe life-threatening manifestations. Serum sickness, characterized by fever, rash, and arthralgia occurring 10 to 15 days after treatment, has also been reported, possibly more frequently in patients not receiving steroid prophylaxis.

Monoclonal Anti-CD52 Antibody (Alemtuzumab, Depleting)

Alemtuzumab, a humanized monoclonal antibody against CD52, which was originally developed to treat refractory B cell chronic lymphocytic leukemia, depletes both T and B cells. In an RCT that compared alemtuzumab with induction with basiliximab (immunologically low risk) and rATG (high risk), alemtuzumab was superior to basiliximab and equivalent to rATG for acute rejection up to 3 years. Development of autoimmune disease has been reported in solid organ transplant recipients treated with alemtuzumab induction. , One limitation to its use is the lack of wide commercial availability. It is typically dosed as a one-time 30-mg injection.

Monoclonal Anti-CD20 Antibody (Rituximab, Obinutuzumab)

Rituximab is a chimeric anti-CD20 cytolytic monoclonal antibody used as induction therapy for immunologically high-risk patients based on evidence that it has a favorable safety profile and is associated with a reduction in rejection and antibody-mediated graft dysfunction. In patients at high risk for ABMR, rituximab may be used in conjunction with intravenous immunoglobulin (IVIG, see later). , Hepatitis B prophylaxis should be initiated in patients with prior hepatitis B infection. Rituximab may also be used for desensitization (see later) , or treatment of recurrent or de novo posttransplant glomerular diseases (e.g., membranous nephropathy, focal segmental glomerulosclerosis [FSGS]). , Premedication with steroid, acetaminophen, and an antihistamine is given to avoid an infusion reaction. Obinutuzumab, a newer anti-CD20 monoclonal antibody directed at a different CD20 epitope, has been shown to effectively deplete B cells in kidney transplant recipients.

Intravenous Immunoglobulin

Various pooled human IVIG formulations are available to use before transplantation as part of both HLA- or ABO-incompatible desensitization protocols, as part of induction therapy in patients with preformed DSAs or for treatment of ABMR. , While its mechanism of action is not fully understood, it is thought to involve: 1. neutralization of circulating antibody, 2. complement inhibition, 3. modulation of B cell and APC function, and 4. cytokine inhibition. Adverse effects include infusion reaction, headache, aseptic meningitis, hemolysis (especially in patients who are blood group A) and, rarely, thrombosis. IVIG can also be used to treat posttransplant viral infections such as BK virus (discussed later) and parvovirus, a viral infection associated with severe anemia and proteinuria.

Desensitization

Desensitization protocols attempt to lower anti-HLA antibody titers to create an immunologic window for successful transplantation in highly sensitized patients and are associated with good medium-term graft survival rates, as well as a survival advantage compared with remaining on dialysis. , , Unfortunately, ABMR rates are high , and few data are available about long-term graft survival in these patients.

Desensitization protocols fall into two broad categories: 1. high-dose IVIG/anti-CD20-based and 2. low-dose IVIG/plasmapheresis-based regimens. A number of studies have suggested that IVIG without rituximab or plasmapheresis is associated with a posttransplant rebound in DSA titers and increased incidence of ABMR. More recent reports have described successful desensitization using newer agents such as the anti-IL-6 receptor antibody (tocilizumab) and the IgG-degrading enzyme (IdeS). ,

For living donor candidates, a donor exchange program can avoid the need for desensitization. The new U.S. Kidney Allocation System (KAS), which offers significant allocation score bonuses and high priority access to kidney transplants across the country for the most sensitized patients on the list (calculated PRA >98%), was implemented in December 2014. KAS has resulted in a significant increase in transplantation rates for highly sensitized patients. ,

ABO-Incompatible Transplantation

An important immunologic barrier in kidney transplantation is ABO blood group status, as blood group antigens are expressed on endothelial cells. With certain exceptions, ABO-incompatible transplantation without desensitization will result in ABMR. In patients with low baseline anti-A/B titers, ABO-incompatible transplant has been shown to be safe with minimal pretreatment. Blood group A donors are composed of individuals with different A subtypes. The most common are type A1 and A2; A2 antigens are less highly expressed than A1 antigens. The transplantation of blood group A2 donors into B recipients with low anti-A titers is considered safe without desensitization. KAS has permitted that A2 or A2B deceased donor kidneys be allocated to selected blood group B candidates to reduce the long wait times faced by this group.

Much of the pioneering work on desensitization for ABO-incompatible transplant has been done in Japan, where deceased donor transplants are not performed. ABO-incompatible desensitization protocols mimic those described earlier, with a goal to lower anti-A/B titers to under 1:8 or 1:16. Some protocols also include posttransplant plasmapheresis or IVIG. The long-term outcome of desensitized recipients of blood group incompatible organs is favorable, although perhaps slightly inferior to that of ABO-compatible kidney transplant recipients. ,

Maintenance Immunosuppressive Agents

Calcineurin Inhibitors

Calcineurin is a calcium-dependent serine/threonine phosphatase that is involved in a diverse range of cellular functions including T cell signal transduction. Signal 2 (described earlier) activates the calcium-calcineurin pathway, triggering cytosolic influx of calcium and the downstream activation of calcineurin. Activated calcineurin dephosphorylates the transcription factor nuclear factor of activated T cells (NFAT), which then allows its translocation to the nucleus. In the nucleus, NFAT activates a host of target genes including the cytokine IL-2. IL-2 then binds to its receptor and initiates T cell expansion. The excellent posttransplant outcomes seen with the advent of the CNIs in the 1980s made the widespread expansion of solid organ transplantation possible. CNIs, first in the form of cyclosporine (CsA, binds the immunophilin cyclophilin) and then later tacrolimus (FK, binds the immunophilin FK binding protein 12), have remained a backbone of maintenance immunosuppression regimens. Pharmacokinetic monitoring is most often done by measuring a 12-hour trough level (C 0 ) of CsA and FK, a reasonable proxy for area under the curve for clinical use.

As the cytochrome P450 enzyme system (CYP3A) is responsible for CNI metabolism, inducers (e.g., rifampin, phenobarbital, phenytoin) or inhibitors (e.g., ketoconazole, erythromycin, ritonavir, diltiazem, cannabidiol) of this enzyme can decrease or increase CNI levels, respectively ( Table 69.3 ). Polymorphisms in CYP3A5 and ABCB1 (encodes efflux transporter P-glycoprotein present in enterocytes) can also impact CNI levels.

Table 69.3

Agents That May Interact With Transplant Medications

Drugs That Interact With Calcineurin Inhibitors and Sirolimus
Class of Drug Increase Level Decrease Level
Ca channel blocker Diltiazem, verapamil
Antibiotics Erythromycin, azithromycin, clarithromycin Nafcillin
Antifungals Fluconazole, ketoconazole, itraconazole, voriconazole
Antituberculin INH, rifampin, rifabutin
Antiviral Ritonavir, nelfinavir, saquinavir Efvirez, nevirapine
Antiseizure Phenytoin, phenobarbital, carbamazepine, primidone
Antidepressant Fluoxitine, nefazodone, fluvoxamine
Foods and Herbal Preparations That Interact With Calcineurin Inhibitors
Food Grapefruit juice/pomegranate juice
Herbs St. Johns wort

Unfortunately, CNIs are not without side effects including CNI-associated nephrotoxicity, which may contribute to a reduction in long-term graft survival in a proportion of kidney transplant recipients ( eTable 69.2 ). CNI nephrotoxicity may present as diverse kidney pathology including thrombotic microangiopathy, striped interstitial fibrosis, and arteriolar hyalinosis. Other side effects include hypertension (more with CsA), post-transplant diabetes (more with FK), neurotoxicity (more with FK), hyperkalemia (more with FK), hypomagnesemia, metabolic acidosis, hypercalciuria, and dyslipidemia (more with CsA). FK and CsA can have opposing effects on hair growth, with FK associated with alopecia and CsA with hypertrichosis. CsA may cause gingival hyperplasia, particularly when used in combination with dihydropyridine calcium channel blockers. The overall contribution of CNI-specific chronic injury, however, remains controversial in the landscape of current therapy. Concern regarding CNI nephrotoxicity has led to a greater focus on strategies to minimize CNI exposure. Data from two RCTs from the late 2000s supported the efficacy and safety of lower-dose cyclosporine and tacrolimus-based regimens in immunologically low-risk patients. , However, antibody-mediated allograft injury has been increasingly recognized as an important cause of late graft loss. CNI underexposure may allow for increased allo-recognition, chronic ABMR, and higher risk of new DSA formation. To date, belatacept (see later) probably represents the best available option for calcineurin avoidance.

Cyclosporine (CsA)

Both European and American clinical trials have demonstrated the superiority of cyclosporine either alone or with steroid over the standard immunosuppression regimen of azathioprine and steroid (from the 1960s). , The oil-based formulation (Sandimmune) is associated with erratic gastrointestinal absorption and highly variable bioavailability, while microemulsion formulations (Neoral, Gengraf) improve drug absorption and the pharmacokinetic profile. ,

Tacrolimus (FK)

Trials studying the efficacy of FK have demonstrated reduced rates of rejection compared with cyclosporine, particularly the oil-based formulation of cyclosporine. Mycophenolic acid exposure is reduced by approximately 40% when combined with cyclosporine versus tacrolimus, an effect that likely contributes to the relatively greater immunosuppressive potency of tacrolimus compared with cyclosporine-based CNI-MMF regimens. Extended-release formulations of tacrolimus have been approved in the United States and may be beneficial in terms of adherence and neurotoxicity mitigation.

Antiproliferative Agents

Azathioprine

Antiproliferative agents, as the name implies, interrupt T cell proliferation. Azathioprine (Imuran) is a prodrug whose metabolites: 1. incorporate thioguanine purine analogs into DNA and RNA resulting in cell death, 2. inhibit de novo purine synthesis by methylthioinosine monophosphate, and 3. inhibit the Rho family GTPase, Rac1, which leads to T cell apoptosis. Azathioprine has now been largely superseded by mycophenolate mofetil (MMF), although longer vintage kidney transplant recipients may remain on it. Azathioprine is commonly substituted for MMF in patients with kidney transplants who are planning to conceive or who have MMF-related gastrointestinal intolerance. An important potential adverse effect of azathioprine is myelosuppression. Individuals with reduced thiopurine methyltransferase enzyme activity (TPMT) tend to accumulate active drug metabolites and are predisposed to hematologic toxicity. Notably, coadministration of allopurinol with azathioprine also shifts azathioprine metabolism toward the production of metabolically active substrates and may lead to potentially serious toxicity.

Mycophenolic acid

MMF and mycophenolate sodium (Myfortic) are two formulations of mycophenolic acid (MPA), an inhibitor of inosine monophosphate dehydrogenase (IMPDH). IMPDH is required for the de novo purine synthesis pathway of guanosine from inosine. The effects of MPA are relatively lymphocyte specific, as these cells lack a purine salvage pathway. Thus MPA prevents T and B lymphocyte replication and suppresses both the cellular and humoral immune responses. Clinical trials have demonstrated that MMF reduces acute rejection rates by 50% compared with azathioprine or placebo. A meta-analysis of 19 trials found that MMF was associated with a reduction of acute rejection and improved graft survival compared with azathioprine.

Drug-drug interactions may impact MPA absorption. MMF (unlike mycophenolate sodium) requires an acidic gastric environment for cleavage and thus proton pump inhibitors, which raise the gastric pH, can impair drug absorption. Cyclosporine blocks the enterohepatic recirculation of MMF, reducing the exposure of the drug by approximately 40% compared with using tacrolimus. MMF can cause gastrointestinal side effects, neutropenia, and, less frequently, anemia, which may require dose reduction or stoppage. Alopecia may also occur with MMF treatment.

Despite the high interindividual and intraindividual variability of its pharmacokinetics, routine therapeutic drug monitoring of MMF has not been established. MMF is approved at a dose of 1 g twice daily when used in conjunction with CNI and steroids. The excellent results obtained with a standard dosing regimen and the poor correlation of a single time point to AUC (particularly when used in combination with CsA) support a fixed-dose regimen. ,

Mycophenolate sodium is an enteric-coated slow-release MPA formulation, absorbed in the small intestine, that was developed to decrease the gastrointestinal side effects of MMF. Though the data are mixed, switching from MMF to the enteric-coated formulation may improve gastrointestinal symptom burden. , The dose conversion for MMF to mycophenolate sodium is 250 mg to 180 mg. MPA is associated with an increased risk of major fetal malformations, and patients who are planning pregnancy should be switched to azathioprine at least 6 weeks before attempting to conceive.

Mammalian Target-of-Rapamycin Inhibitors

Sirolimus (Rapamune), a macrocyclic antibiotic with immunosuppressive properties, and Everolimus (Zortress), derived from sirolimus and with a shorter half-life, are examples of mammalian target-of-rapamycin (mTOR) inhibitors. Even though it shares its cytoplasmic binding protein with FK, the resulting complex does not interfere with calcineurin and instead binds mTOR. mTOR inhibition prevents the propagation of IL-2-mediated cell proliferation signaling through the PI3K/AKT/mTOR pathway. Sirolimus inhibits cellular proliferation of T and B lymphocytes and reduces antibody production. Its immunosuppressive effects have been demonstrated in preclinical studies to be synergistic with CsA and FK. , Side effects of sirolimus include hyperlipidemia, thrombocytopenia, anemia, poor wound healing, diarrhea, pneumonitis, mouth ulcers, proteinuria, and peripheral edema.

mTOR inhibitors are not routinely used as part of maintenance immunosuppression regimen, as clinical studies have shown inferior outcomes (increased acute rejection, lower GFR) when compared with CNI. Sirolimus-related adverse events and drug discontinuation have also been a challenge in clinical studies. In addition, a trend toward worse GFR in CNI and sirolimus treatment combinations (especially cyclosporine) is consistent with animal studies that show that sirolimus cotreatment potentiates CNI nephrotoxicity.

Late conversion from CNI to sirolimus has shown some promise in improving/stabilizing kidney function in patients with chronic allograft dysfunction, with the caveat that the development of nephrotic or subnephrotic range proteinuria following conversion to sirolimus is relatively common and requires cessation of the treatment. The presence of proteinuria before conversion is predictive of a poor response and should be screened for before considering a switch to sirolimus. Finally, conversion from CNI to sirolimus is associated with regression of Kaposi sarcoma and reduction in the development of squamous cell skin cancers. , Everolimus is approved for the treatment of advanced renal cell carcinoma.

Costimulatory Signal Blocker

Belatacept, given as an intravenous infusion, is composed of human IgG1 Fc fragment linked to the modified extracellular domain of cytotoxic T lymphocyte–associated antigen 4 (CTLA4). It selectively binds B7 (CD80 and CD86) on APCs and prevents their interaction with CD28 on T cells (Signal 2 of T-cell activation). Two studies of living or standard deceased donor recipients (BENEFIT ) and those of expanded criteria deceased donor kidneys (BENEFIT-EXT ) randomized subjects to higher-dose belatacept, lower-dose belatacept, or CsA, with all receiving IL-2 RA induction, and MMF and steroid maintenance concurrently. Of note, these studies did not compare belatacept to FK, which has been shown to have superior outcomes when compared with CsA. One-year results showed similar graft and patient survival across the groups but significantly higher GFR in belatacept-treated subjects. , Acute rejection was significantly higher in those treated with belatacept in BENEFIT, but not BENEFIT-EXT. , However, graft and patient survival were significantly higher at 7 years post transplant in the belatacept- versus CsA-treated group in the BENEFIT Study. An analysis of a subset of patients from these two trials showed a lower rate of development of de novo DSA in belatacept versus CsA at 3 years post transplant.

More recently, several studies have evaluated the safety and efficacy of either de novo belatacept or belatacept conversion, as well its impact on vaccine, infection-related, and malignancy outcomes. , As in the BENEFIT study, rates of acute rejection were again higher in belatacept-treated groups without an impact on allograft survival or eGFR. , A 2023 study found that early conversion to belatacept (<6 months post transplant) may improve eGFR compared with later conversion. Patients receiving belatacept may have a blunted response to severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) vaccines and high-CMV risk patients may be higher risk for late CMV infection. The incidence of (mostly central nervous system) posttransplant lymphoproliferative disorder (PTLD) was higher in patients treated with belatacept in both trials and was associated with pretransplant EBV seronegativity. While the current package insert recommends use of belatacept only in those who are EBV seropositive (IgG+), a 2014 analysis of 5 studies and 1535 kidney transplant recipients found no difference in the incidence of PTLD in belatacept versus CNI groups or among those who were EBV seronegative versus seropositive. Data are limited on use in pregnant transplant recipients, though a 2023 case series of 12 recipients with 16 pregnancies reported no birth defects or fetal deaths in 13 live births.

Corticosteroids

Corticosteroids have both antiinflammatory and immunosuppressive properties and have played an important role in the immunosuppressive management of transplant recipients for not only induction and maintenance therapy but also treatment of acute rejection. The antiinflammatory effects of steroids are mediated by reduction of proinflammatory molecules including the platelet activated factor (PAF), prostaglandins, leukotrienes, and reduction of the release of tumor necrosis factor-α (TNF-α). Immunosuppressive properties of steroids include prevention of T cell proliferation, inhibition of cytokine production including IL-2, and interference with antigen presentation. Some of these effects are mediated through inhibition of the transcription factor nuclear factor kappa B (NF-κB). Chronic use of steroids potentiates lymphocyte apoptosis, resulting in lymphopenia, and interferes with the leukocyte trafficking.

The combination of these mechanisms make steroids a potent and versatile immunosuppressive drug, though adverse effects related to chronic use are also extensive (e.g., diabetes, hypertension, hyperlipidemia, osteoporosis, avascular necrosis, truncal obesity, hypertrichosis, acne, cataracts) and have led to increasing interest in steroid-sparing regimens. The emergence of new, more potent immunosuppressive drugs has allowed the successful implementation of such protocols (steroid avoidance, minimization, or withdrawal). , This is reflected by a significant trend toward decreased steroid utilization, with 67% compared with 90% of U.S. kidney transplant recipients maintained on the drug in the years 2021 and 1995, respectively. In 2021, 26% were maintained on tacrolimus/MMF alone. Reported benefits of steroid-sparing strategies are manifold and include improvements in blood pressure, glycemic and lipid control, reduced posttransplant weight gain, better bone mineral density, growth, and physical appearance. A Cochrane review of 30 RCTs of steroid avoidance (<2 weeks of exposure) and steroid withdrawal (>2 weeks exposure) demonstrated that such steroid-sparing strategies were not associated with an increase in mortality or all-cause graft loss but were associated with an increase in death-censored graft loss and acute rejection. However, the increased risk of acute rejection was seen in those treated with CsA but not FK-based immunosuppression regimens. Of note, a 2020 randomized study that was halted early found that corticosteroid avoidance in patients initiated on belatacept therapy after rATG induction therapy had increased rates of acute cellular rejection, with or without the addition of FK. Steroid-sparing strategies are a reasonable option for low-immunologic-risk patients who are treated with CNI/MPA-based immunosuppression regimens. Most steroid withdrawal protocols wean steroids within 3 to 6 months of transplant. Late withdrawal from steroids (>1 year post transplant) has been associated with increased acute rejection rates and deterioration in graft function in studies from the CsA/azathioprine era. , While late withdrawal may be safer today, caution is recommended with this approach.

Evaluation of the Recipient Early After Transplant

Delayed Graft Function

The lack of improvement of serum creatinine in the immediate postoperative period may signal that there is ischemia-reperfusion injury of the allograft. Such allografts may be categorized as “slow graft function” (SGF) or DGF. SGF does not have a standardized definition and varies based on research study. Attempts to classify SGF as prognostic of long-term graft dysfunction are imperfect and hence not typically used in clinical practice.

In contrast, DGF has a standardized definition utilized clinically and in transplant reporting as the need for one or more dialysis treatments within the first week post transplant. Indication for dialysis is not considered; treatment may be for hyperkalemia, volume overload, or underdialysis before the transplant procedure. The designation may theoretically exclude patients with residual native kidney function that undergo preemptive transplant as they may not require dialysis while the allograft is not functioning. The incidence of DGF varies widely depending on transplant center and there may be intracenter and intercenter variation in thresholds for posttransplant dialysis and donor source, with living donors having the lowest rate of DGF (3%) and donation after cardiac death (DCD) kidneys the highest (40.1%). The DGF rate overall in the United States has increased significantly over the past 3 years to 24%, associated with the change from locally prioritized allocation to broader geographic sharing in March 2021 (KAS250) with notable increases in cold ischemia times. , Ischemic acute tubular necrosis (ATN) is by far the most common cause of DGF.

The impact of DGF is not simply on patient management and decisions for dialysis implementation. It is also due to the negative consequences on graft survival, baseline kidney function, and acute rejection. In a paired analysis of kidneys from DCD donors, those recipients with DGF had a significantly higher adjusted hazard ratio (HR) for overall graft loss at 3 years compared with recipients without DGF (HR 4.31, 95% confidence interval [95% CI], 1.13–16.44). Similarly, analysis of SRTR data from 1997 to 2010 showed DGF was associated with increased risk of graft loss at 1 and 5 years (13.5% and 16.2% increase, respectively, P < 0.01) and mortality (7.1% and 11% increase, respectively; P < 0.001). There is a dose-dependent impact with higher number of dialysis treatments and longer duration of DGF also associated with worse outcomes. Similarly, acute rejection is more frequent as noted in a meta-analysis with a relative risk of acute rejection overall up to 60% higher, depending on duration and severity of DGF. , Importantly, there are indirect impacts of DGF including reduced probability of having a functioning graft (from 52%–32%), an increased probability of being on dialysis (from 10%–19%), and increased probability of death (from 38%–50%) with a loss of 0.87 quality-adjusted life-years (QALYs) extrapolated over a lifetime.

Recipient-associated risk factors for DGF include male sex, black race, longer dialysis vintage, higher PRA status, and greater degree of HLA mismatching. Donor factors include use of deceased donor kidneys (especially high kidney donor profile index (KDPI) or DCD, discussed later in “Assessing Outcomes in Kidney Transplantation”), older donor age, and longer cold ischemia time. Indeed, a risk calculator has been developed to predict DGF, although its accuracy has been updated. The implementation of ex vivo perfusion of donor grafts has been associated with reduced rates of DGF in the recipient, although pump perfusion is not used consistently across organ procurement organizations.

Diagnosis of DGF includes assessment of clinical, radiologic, and histologic features, although data suggest that biopsy histology may not be as strong a predictor. Oliguria (not anuria) is present for 5 to 10 days or more. Ultrasonography with duplex sonography may demonstrate elevated resistive indices (RI), but this does not discriminate between ATN and rejection and is therefore of limited diagnostic utility. Multiple studies have focused on donor expressed proteins as pretransplant biomarkers of AKI, but these have not been implemented clinically and their utility is uncertain.

Prevention of DGF is important to mitigate the negative outcomes noted earlier. Many centers alter induction and maintenance therapy in the hopes of limiting or ameliorating the propagation of DGF. Use of T cell depleting induction, thought to support CNI minimization, has not been shown to be effective in mitigation of DGF. , Similarly, while CNI avoidance is commonly used to mitigate the potential vasoconstriction of this agent class on the kidney, the evidence does not show benefit. Finally, an RCT comparing balanced crystalloid solution with saline demonstrated reduced DGF in the balanced crystalloid group (adjusted relative risk 0.74, 95% CI 0.66 to 0.84); P < 0·0001) with balanced crystalloid. These findings should support improved recipient management in an evidence-based fashion.

Management of the patient during this period is supportive. When early hemodialysis is required, minimal anticoagulation should be used to reduce the risk of postsurgical bleeding. Intradialytic hypotension should also be avoided to prevent further renal ischemic injury. Peritoneal dialysis may be successfully continued post transplant, although it should be avoided if the peritoneum was opened at the time of surgery and may be technically challenging if low-volume, frequent exchanges are required. Drug dosing must be adjusted to level of kidney function and implementation of dialysis. Considerations of other causes of oliguria are noted below. Persistent oliguria may require early biopsy to assess for acute cellular- or antibody-mediated injury. Adjunctive biomarkers such as donor-derived, cell-free DNA are not approved for use in the early post-transplant period. Rejection may be theoretically more common as innate immune responses may activate alloimmune responses in these settings. Therefore a high degree of suspicion for additional complications related to the allograft must be maintained.

EVALUATION AND MANAGEMENT OF ALLOGRAFT DYSFUNCTIN POST TRANSPLANT

Management of Allograft Dysfunction Post Transplant

Fig. 69.3 describes the causes of allograft dysfunction during the posttransplant period including common timing. Early postsurgical complications are discussed in Table 69.1 . As for native renal disease, the initial evaluation of transplant allograft dysfunction should be approached systematically using an anatomic classification of prerenal, intrarenal, and postrenal causes, as described later.

Fig. 69.3

Causes of allograft dysfunction during the posttransplant period.

Arrow, Increased incidence; X, occurs, though less frequently.

Prerenal

Hypovolemia

Hypovolemia may develop after intravascular volume depletion from any cause including gastrointestinal losses. Diarrhea is a common adverse effect of MMF, especially when used with tacrolimus. Similarly, immunosuppression increases the risk of gastrointestinal infections including CMV disease, which can result in diarrhea and volume contraction; more than 50% of kidney transplant patients report experiencing diarrhea. The transplanted kidney is denervated with impaired autoregulation and therefore responds less to changes in circulating blood volume than native kidneys, which can exaggerate prerenal insults.

Transplant Renal Artery Stenosis

Transplant renal artery stenosis is the most common transplant vascular complication and is associated with reduced long-term allograft survival, , occurring most commonly between 3 months and 2 years post transplant. , The reported incidence varies widely on account of heterogenous diagnostic criteria. Transplant renal artery stenosis may be a consequence of inadequate arterial anastomosis, arterial kinking, or preexisting vascular disease of the donor or recipient. Immune-mediated or infection-related damage to the transplant renal artery also plays an important role in some patients; new posttransplant DSAs and CMV infection are both associated with the development of transplant renal artery stenosis. , Stenosis may occur in the donor or recipient artery or at the anastomotic site. Resultant renal hypoperfusion activates the renin-angiotensin-aldosterone system and may manifest as worsening or refractory hypertension, fluid retention, flash pulmonary edema, erythrocytosis, or allograft dysfunction. , , , Clinical examination may reveal a new vascular bruit over the graft. Ultrasound with Doppler, magnetic resonance, and computed tomography angiography can support a diagnosis; however, direct angiography is usually required for confirmation, acknowledging the associated risk of contrast-mediated acute kidney injury given the large iodinated contrast load with invasive angiography. CO 2 or minimal contrast angiography can be used to reduce the risk of radiocontrast injury. In the absence of hemodynamically significant stenosis on imaging or progressive kidney dysfunction, transplant renal artery stenosis can be managed conservatively with antihypertensive therapy and consideration of aspirin and/or statin adjuncts as appropriate. For patients with progressive stenosis, worsening kidney function, or uncontrolled hypertension, percutaneous transluminal angioplasty with or without stent placement may be indicated, with early success rates >70% but relatively high risk of recurrence in the following 6 to 8 months. , , An open surgical approach can be considered for unsuccessful angioplasty or severe stenosis inaccessible to percutaneous transluminal angioplasty; however, due to potential serious complications, surgery is generally reserved for rescue therapy.

Intrarenal

Etiologies of intrarenal acute and chronic allograft dysfunction include all causes of native kidney disease (including acute interstitial nephritis, nephrotoxic drugs and radiocontrast, recurrence of the primary disease, de novo disease) in addition to more specific allograft presentations listed as follows.

Rejection

Hyperacute rejection

With more sensitive techniques for detecting HLA antibodies utilized in the histocompatibility laboratory, hyperacute rejection has become rare, if not absent, in kidney transplantation. However, as some centers transplant incompatible donor/recipient pairs intentionally including those with positive crossmatches (indicating recipient serum containing preformed antidonor HLA antibodies), recognition of this entity still has relevance. Immediately following establishment of vascular anastomoses, circulation of preformed antibody leads to disseminated intravascular coagulopathy, with graft congestion and thrombosis. Histology reveals widespread small vessel endothelial damage, thrombosis, and neutrophil infiltration. This entity may also occur in the setting of ABO-incompatible transplantation, which while performed intentionally in some cases, requires host conditioning. It may also be a consequence in xenotransplantation, when organs of one species are transplanted into another and the host’s natural antibodies bind the endothelium on implantation.

Acute rejection

Acute rejection, characterized by a decline in kidney function mediated by a recipient immune reaction against the allograft, may consist of three forms: T-cell mediated rejection (i.e., cellular rejection), antibody (i.e., humoral rejection), or a combination of both. While seen more frequently in the first 6 months of transplantation, the incidence of acute rejection has decreased dramatically in the past 25 years and is now around 7% to 10% in the first 12 months in the United States. It is important to understand that acute rejection may occur at any time post transplant and that the frequency of acute rejection may increase over time, associated with nonadherence with a “mixed” rejection phenotype.

In the current era of immunosuppression, symptoms and signs of acute rejection are often minimal, although low-grade fever, oliguria, and graft tenderness may occur, along with microscopic hematuria and leukocyturia. Detection is primarily based on changes in serum creatinine and, while an insensitive measure, remains the mainstay of detection.

About 25% of transplant centers implement the use of surveillance allograft biopsy to detect the presence of rejection in the absence of graft dysfunction (i.e., subclinical rejection), but this is not uniformly used due to the cost, lack of perceived therapeutic benefit, and patient dissatisfaction and inconvenience. Therefore there is a growing interest in development of early biomarkers of immune system activation (see later). For now, the gold standard for rejection diagnosis is transplant biopsy. Classification is standardized by many centers around the world using the Banff Classification, developed by expert consensus. Histologic findings may be supplemented by gene expression in the biopsy, , although convincing evidence of clinical utility remains outstanding. Table 69.4 includes the most recent classification schema. Use of artificial intelligence has provided opportunities to improve biopsy classification and diagnostic accuracy based on biopsy descriptions and may prove valuable, particularly in research studies for new treatments.

Table 69.4

Updates of 2019 Banff Classification for Antibody-Mediated Rejection; Borderline Changes, T Cell–Mediated Rejection (TCMR), and Polyomavirus Nephropathy

From Loupy A, Haas M, Roufosse C, et al. The Banff 2019 Kidney Meeting Report (I): Updates on and clarification of criteria for T cell- and antibody-mediated rejection. Am J Transplant . 2020;20(9):2318–2331.

Category 1: Normal biopsy or nonspecific changes
Category 2: Antibody-mediated changes
Active ABMR: all 3 criteria must be met for diagnosis
  • 1.

    Histologic evidence of acute tissue injury, including 1 or more of the following:

    • Microvascular inflammation (g >0 and/or ptc >0), in the absence of recurrent or de novo glomerulonephritis, although in the presence of acute TCMR, borderline infiltrate, or infection, ptc ≥1 alone is not sufficient and g must be ≥1

    • Intimal or transmural arteritis (v >0)b

    • Acute thrombotic microangiopathy, in the absence of any other cause

    • Acute tubular injury, in the absence of any other apparent cause

  • 2.

    Evidence of current/recent antibody interaction with vascular endothelium, including 1 or more of the following:

    • Linear C4d staining in peritubular capillaries or medullary vasa recta (C4d2 or C4d3 by IF on frozen sections, or C4d >0 by IHC on paraffin sections)

    • •At least moderate microvascular inflammation ([g + ptc] ≥2) in the absence of recurrent or de novo glomerulonephritis, although in the presence of acute TCMR, borderline infiltrate, or infection, ptc ≥2 alone is not sufficient and g must be ≥1

    • Increased expression of gene transcripts/classifiers in the biopsy tissue strongly associated with ABMR, if thoroughly validated

  • 3.

    Serologic evidence of circulating donor-specific antibodies (DSA to HLA or other antigens). C4d staining or expression of validated transcripts/classifiers as noted above in criterion 2 may substitute for DSA; however, thorough DSA testing, including testing for non-HLA antibodies if HLA antibody testing is negative, is strongly advised whenever criteria 1 and 2 are met

Chronic active ABMR; all 3 criteria must be met for diagnosis
  • 1.

    Morphologic evidence of chronic tissue injury, including 1 or more of the following:

    • Transplant glomerulopathy (eg >0) if no evidence of chronic TMA or chronic recurrent/de novo glomerulonephritis; includes changes evident by electron microscopy (EM) alone (cg1a)

    • Severe peritubular capillary basement membrane multilayering (ptcml1; requires EM)

    • Arterial intimal fibrosis of new onset, excluding other causes; leukocytes within the sclerotic intima favor chronic ABMR if there is no prior history of TCMR, but are not required

  • 2.

    Identical to criterion 2 for active ABMR, above

  • 3.

    Identical to criterion 3 for active ABMR, above, including strong recommendation for DSA testing whenever criteria 1 and 2 are met. Biopsies meeting criterion 1 but not criterion 2 with current or prior evidence of DSA (posttransplant) may be stated as showing chronic ABMR; however, remote DSA should not be considered for diagnosis of chronic active or active ABMR

Chronic (inactive) ABMR
  • 1.

    cg >0 and/or severe ptcml (ptcml1)

C4d staining without evidence of rejection; all 4 features must be present for diagnosis
  • 1.

    Linear C4d staining in peritubular capillaries (C4d2 or C4d3 by IF on frozen sections, or C4d >0 by IHC on paraffin sections)

  • 2.

    Criterion 1 for active or chronic active ABMR not met

  • 3.

    No molecular evidence for ABMR as in criterion 2 for active and chronic active ABMR

  • 4.

    No acute or chronic active TCMR. or borderline changes

Category 3: Borderline (suspicious) for acute TCMR
    • Foci of tubulitis (tl. t2. or t3) with mild interstitial inflammation (i1) , or mild (t1) tubulitis with moderate-severe interstitial inflammation (i2 or i3)

    • No intimal or transmural arteritis (v = 0)

Category 4: TCMR
Acute TCMR
  • Grade IA: Interstitial inflammation involving >25% of nonsclerotic cortical parenchyma (i2 or i3) with moderate tubulitis (t2) involving 1 or more tubules, not including tubules that are severely atrophied

  • Grade IB: Interstitial inflammation involving >25% of non-sclerotic cortical parenchyma (i2 or i3) with severe tubulitis (t3) involving 1 or more tubules, not including tubules that are severely atrophic

  • Grade IIA: Mild to moderate intimal arteritis (v1), with or without interstitial inflammation and/or tubulitis

  • Grade IIB: Severe intimal arteritis (v2), with or without interstitial inflammation and/or tubulitis

  • Grade III: Transmural arteritis and/or arterial fibrinoid necrosis involving medial smooth muscle with accompanying mononudear cell intimal arteritis (v3), with or without interstitial inflammation and/or tubulitis

Chronic active TCMRe
  • Grade IA: Interstitial inflammation involving >25% of sclerotic cortical parenchyma (i-IFTA2 or i-IFTA3) AND >25% of total cortical parenchyma (ti2 or ti3) with moderate tubulitis (t2 or t-IFTA2 ) involving 1 or more tubules, not including severely atrophic tubules: other known causes of i-IFTA should be ruled out

  • Grade IB: Interstitial inflammation involving >25% of sclerotic cortical parenchyma (i-IFTA2 or i-IFTA3) AND >25% of total cortical parenchyma (ti2 or ti3) with severe tubulitis (t3 or t-IFTA3 ) involving 1 or more tubules, not including severely atrophic tubules; other known causes of i-IFTA should be ruled out

  • Grade II: Chronic allograft arteriopathy (arterial intimal fibrosis with mononuclear cell inflammation in fibrosis and formation of neointima). This may also be a manifestation of chronic active or chronic ABMR or mixed ABMR/TCMR

Category 5: polyomavirus nephropathyf
    • PVN Class 1

    • pvl 1 and ci 0-1

    • PVN Class 2

a All updates in boldface type.

T cell–mediated rejection

The key histologic features of TCMR include the presence of interstitial inflammation (“i”) with mononuclear cells, typically lymphocytes, and the presence of tubulitis (“t”), which refers to infiltration of the renal tubular epithelium by lymphocytes. In more advanced cases, infiltration of mononuclear cells beneath the endothelium or arteritis (“v”) may be present. The grade of rejection is based on the extent of these features, although outcomes of treatment are not clearly dependent on grade.

Borderline rejection (BR) remains in the category of TCMR, with Banff 2019 using threshold values of interstitial inflammation involving 10% to 25% of nonsclerotic cortex (i1) with at least mild tubulitis (t ≥ 1), as isolated tubulitis has not been shown to have a negative effect on transplant outcomes. Some studies have associated BR with significantly higher incidence of subsequent TCMR, interstitial fibrosis and tubular atrophy (IF/TA, i.e., chronicity), and development of de novo DSA. Thus BR is indicative of activation of the host immune response.

Finally, it is important to recognize that interstitial inflammation and tubulitis are also seen with BK nephropathy (see later) and need to be distinguished from TCMR using immunostaining for virus, as well as assessment for the presence of viral genome in the recipient. Eosinophilic infiltration may reflect allergic interstitial nephritis, and the exact role in cellular rejection remains unclear.

Treatment of T cell–mediated rejection

Treatment of TCMR of grades I and higher is nearly uniformly considered, but the treatment itself has not been standardized. This includes choice of agents, length of treatment, dosing, and follow up. Surveys in both the United States and abroad indicate that intravenous corticosteroids consisting of methylprednisolone 250 to 500 mg given daily for 3 to 5 doses are commonly used. Management includes continuation of maintenance therapy often augmented by higher maintenance doses and more frequent monitoring of serum creatinine. Successful completion of therapy remains debated, whether based on allograft function or a follow-up biopsy, and this has importance for consideration of additional treatment. Lack of return to baseline function (if known) and/or persistent inflammation if biopsy is undertaken supports use of additional therapy. Here, lymphocyte-depleting antibodies are highly effective in treating first rejection episodes. Because of toxicity and cost, these agents are usually reserved for higher-grade rejections based on local practices, as well as in steroid resistance, but the impact of treatments in terms of preventing later rejection or facilitating functional improvements in resistant rejections remains unclear.

Studies have indicated that BR included as part of TCMR episodes contributes to later episodes of TCMR and death-censored graft loss, as well as development of de novo anti-HLA DSA. With regards to BR, treatment is debated and subject to center and individual practices, as well as clinical context of the findings, as summarized by Filippone and Farber.

Implications of T cell–mediated rejection

Biopsy-proven acute rejection remains a primary endpoint for clinical trials for new drug development. However, multiple studies in the modern immunosuppressive era have identified a dissociation with long-term outcomes, albeit recognizing negative impacts of single episodes as noted earlier, as well as the potential negative consequences of antirejection therapy on the recipient. Importantly, response to treatment is a key indicator of long-term impact and consideration of optimal patient management should include consideration of follow-up biopsy and monitoring of eGFR, DSAs, and proteinuria. Use of multiparameter assessments can provide more personalized risk assessment for individual patients.

As already noted, surveillance biopsy is employed at some centers as a standard of care, and numerous studies have identified subclinical rejection as having negative impacts on subsequent graft function and survival , , including those with BR. , Treatment of subclinical rejection remains inconsistent, in part due to lack of data and consistency of approaches.

Chronic active T cell–mediated rejection

Chronic active T cell–mediated rejection (CA-TCMR) was considered a lesion of chronic vasculopathy with inflammation, but this classification schema was changed significantly in 2017 and updated in 2019, with the accumulation of data that inflammation in areas of interstitial fibrosis and tubular atrophy (i-IFTA) were important pathologic features, previously not included in prior Banff iterations regarding rejection. This histologic entity has been associated with late graft failure in multiple studies. , Importantly, i-IFTA alone is insufficient to make a diagnosis of CA-TCMR, which requires additional criteria, including at least a moderate degree of total cortical inflammation and moderate tubulitis involving cortical tubules other than those that are severely atrophic. Subsequent studies identified TCMR as a risk factor for CA-TCMR. , Therapy for now remains empiric as there are no large-scale studies or recommendations for treatment but recognition of the significance in portending subsequent graft loss.

Active antibody-mediated rejection type I and type 2

With the introduction of Banff criteria for active antibody-mediated rejection (ABMR) in 2001, there has been a growing understanding about the early recognition and interventions of this entity and its implications for graft dysfunction and graft failure. ABMR is increasingly recognized as a cause of allograft dysfunction. The reported incidence varies from 3% to 12% in the first year after transplant, more frequent in the context of HLA-incompatible kidney transplantation and with the use of surveillance biopsies.

Diagnosis of active ABMR requires the presence of all of the following criteria, developed and updated in 2019 (see Table 69.4 ) to add diagnostic sensitivity and predictive value for graft outcomes: 1. histologic evidence of acute tissue injury such as microvascular inflammation, intimal or transmural arteritis, acute thrombotic microangiopathy or acute tubular necrosis in the absence of any other apparent cause; 2. evidence of recent antibody-endothelial interaction, usually identified using C4d staining of peritubular capillaries, moderate microvascular inflammation, or increased expression of gene transcripts/classifiers in the biopsy tissue; and 3. serologic evidence of antibody against donor HLA or other antigens, although C4d staining or expression of validated transcripts/classifiers as noted earlier in criterion 2 may substitute for DSA. Importantly, thorough DSA testing, including testing for non-HLA antibodies if HLA antibody testing is negative, is strongly advised whenever criteria 1 and 2 are met. Active ABMR typically occurs early after transplantation but can also occur late, especially in the setting of reduced immunosuppression or noncompliance. Active ABMR may occur alone or with TCMR. In addition, subclinical active ABMR is commonly present on surveillance biopsies of immunologically high-risk kidney transplant recipients and is associated with poor graft outcome.

Active ABMR consists of two clinical phenotypes: Type 1 ABMR results from persistence and/or rebound of preexisting DSAs in sensitized patients and usually occurs early post transplantation. Type 2 ABMR is associated with de novo DSAs and usually occurs a year or more post transplantation. While histologically identical, their clinical presentations differ with type 2 occurring later post transplant, often with class II antibodies. These clinical differences have resulted in varying approaches to management with consensus that has evolved based on expert practice and clinical reports. In the former, plasmapheresis, IVIG, and corticosteroids (grade 1C) are the typical mainstay of therapy while adjuncts include use of complement inhibitor anti-C5 and rituximab (2B), as well as splenectomy in severe cases (3C). In late presentations with the development of de novo DSA, there is no clear-cut effective therapy. Optimization of baseline immunosuppression (1C) and managing nonadherence, if present, are key and may be coupled with specific therapies such as plasmapheresis and IVIG and/or rituximab (3C). However, treatment considerations in this situation may depend on level of baseline graft function, extent of fibrosis and atrophy, and potential negative impacts of more intensified immunosuppression. There are no U.S. Food and Drug Administration–approved therapies for ABMR at the present time, but a number of agents are undergoing randomized trials. Recognizing that de novo DSA is an important mediator of late ABMR and also a negative prognostic factor, there are continued efforts to develop monitoring protocols post transplant based on immunologic risk. ,

Non-HLA antibodies have been identified in preclinical models of graft injury and failure. They have similarly been noted in human transplant recipients and are associated with organ injury and graft failure. However, it has been difficult to link them mechanistically to graft failure. Regardless, it continues to be recommended that when histologic features of ABMR are identified, a thorough assessment of non-HLA antibodies be performed if HLA DSAs are not detectable.

Chronic active antibody-mediated rejection

The reported incidence of CA-ABMR ranges from 4.6% to 20.2% over 1 to 10 years, so it is not an uncommon finding. The Banff 2005 update added the term “chronic active antibody-mediated rejection,” currently requiring all three of the following: 1. morphologic evidence of chronic tissue injury evidenced by transplant glomerulopathy, peritubular capillary basement membrane multilayering (on EM), and/or arterial intimal fibrosis of new onset; 2. evidence of recent endothelial-antibody interaction (peritubular capillary C4d staining); and 3. evidence of DSA. Typically, CA-ABMR is clinically characterized by a decline in kidney function, hypertension, and proteinuria. The latter is a strong prognostic factor for graft failure.

Risk factors for developing CA-ABMR include sensitization before transplant including prior transfusions, pregnancy, and transplants; the persistence of preformed antibody in those with incompatible transplants; and the development of de novo DSA, which may be seen with HLA class II mismatch, younger patients, prior TCMR episodes, under immunosuppression, and nonadherence. The role of non-HLA antibodies remains uncertain, but there is growing evidence that innate immune activation is associated with CA-ABMR.

Management may include use of RAAS blockade as tolerated. From an immunologic perspective, there is no known effective therapy and recommendations for management include IVIG, although data are limited. Newer approaches focus on innate immune responses including anti-IL-6 and other therapies targeting antibody production, such as an ongoing international RCT that is under way to assess blockade of the IL-6 receptor and other planned trials using novel approaches.

Calcineurin Inhibitor Nephrotoxicity

Acute CNI toxicity is discussed earlier. Chronic CNI exposure has been shown to irreversibly impact all three renal compartments including the vessels, tubulointerstitium, and glomeruli. Histologically, this may present as arteriolar hyalinosis, tubular atrophy, and striped interstitial fibrosis or thickening of the Bowman capsule with or without corresponding focal or global glomerulosclerosis. , In a study of 120 diabetic kidney transplant recipients (119 of whom underwent SPK) with sequential kidney transplant biopsies, histologic evidence of CNI toxicity defined as “striped cortical fibrosis or new-onset arteriolar hyalinosis and tubular microcalcification” was demonstrated in >50% of biopsies at 5 years and 100% of biopsies at 10 years post transplant. This study did not include a control arm however, and newer studies have suggested a much lower prevalence of interstitial fibrosis at 5 years post transplant, questioning the specificity of arteriolar hyalinosis for the diagnosis of CNI toxicity. , This, combined with increased evidence for immune-mediated injury in many cases of late allograft failure, has led many to deemphasize the importance of chronic CNI toxicity. Currently, evidence to support CNI withdrawal, conversion, or minimization is lacking in light of the competing risk of allograft rejection. Calcium channel antagonists may be protective against chronic CNI toxicity due to their vasodilatory mechanism preventing the corresponding fall in renal plasma flow and GFR observed with CNI therapy.

Human Polyomavirus Infection and BK Nephropathy

BK virus (BKV) is a nearly ubiquitous nonenveloped polyoma virus that typically presents as a mild self-limited respiratory event in healthy individuals (usually in childhood), with BKV seropositivity >80% to 90% in people older than 10 years of age. , Following primary infection, the virus remains latent in renal tubular and uroepithelial cells, with viral reactivation associated with later immunosuppression. This may manifest as isolated viruria or viremia, tubulointerstitial nephritis with slowly progressive graft dysfunction (BK nephropathy), sterile pyuria, hemorrhagic or nonhemorrhagic cystitis, ureteritis, or ureteric stenosis with resultant obstruction. While controversial, emerging data also suggest potential oncogenic properties of BKV. Risk factors for BKV include greater immunosuppression exposure (e.g., thymoglobulin), rejection or ischemia episodes, DGF, decreased cellular immunity, male sex, African American race, ureteral stent placement, and older age.

BK nephropathy is most common in the first 2 years post transplant or following treatment for rejection. Approximately 30% to 40% of renal transplant recipients develop BK viruria, 10% to 20% develop BK viremia, and 1% to 10% progress to BK nephropathy. , BK viruria and viremia almost always precede BK nephropathy, so urine or plasma BK viral screening offer an opportunity to identify early preclinical viral replication and institute preemptive management strategies to help mitigate progression to BK nephropathy. Given the higher positive predictive value with plasma BK levels, this is the preferred BK screening method utilized by most centers ; however, approaches to screening vary and are influenced by local prevalence and economic factors.

The risk of BK nephropathy increases with higher BK viral titers; a plasma BK viral load ≥10,000 copies/mL is generally considered a “presumptive” diagnosis of BK nephropathy. However, given the potential for concurrent histologic diagnoses (including rejection), transplant biopsy is still warranted in most cases. The presence of intranuclear tubule cell inclusions by light microscopy should raise suspicion; diagnosis is confirmed by immunohistochemistry using antibodies against BK viral proteins (SV-40). However, BKV is associated with focal disease primarily effecting the renal medulla, with histologic evidence of BK nephropathy missed in ∼30% of cases. A negative biopsy therefore does not rule out BK nephropathy, and with high clinical suspicion, a nonconfirmatory biopsy may need to be repeated.

The mainstay of BKV treatment is reduction in immunosuppression. A number of strategies have been proposed, but most commonly, significant viremia or biopsy evidence of nephropathy will prompt dose reduction or discontinuation of the antiproliferative agent (usually MMF). If this intervention fails to result in a favorable viral response, the dose of CNI is reduced by 30% to 50% with continued monitoring of viral titers and for the precipitation of concurrent rejection in light of reduced immunosuppression. Switching tacrolimus to cyclosporine may be considered; some, but not all RCTs, have shown less BKV in patients treated with cyclosporine than tacrolimus, whereas most studies show benefit with mTORi versus mycophenolate. Tacrolimus is believed to increase in vitro BKV replication independent of its immunosuppressive properties, whereas cyclosporine and mTOR inhibitors appear to directly inhibit BKV replication (although this may simply represent a de facto reduction in immunosuppression).

A number of adjunct strategies may be considered in subjects who either fail to respond to immunosuppression reduction or in whom very aggressive immunosuppression reduction is unattractive because of their high-risk immune status; however, evidence of benefit is conflicting. IVIG preparations (which contain high titers of neutralizing antibodies against all BKV genotypes) have also shown promise in treating BKV that has not responded to immunosuppression reduction in isolation. IVIG antiviral benefit has been demonstrated fairly consistently and is seemingly well tolerated in small case series, yet large trial data are lacking and cost has limited enthusiasm at many centers, pending more comprehensive and robust data demonstrating efficacy. A number of small series have suggested that treatment with leflunomide (usually as a substitute for an antimetabolite) may result in enhanced BK viral clearance, although in the absence of clinical trials its efficacy remains contentious with no clear benefit demonstrated in meta-analyses. Similarly, the antiviral cidofovir has been associated with a reduction in BK viral load in some, but not all, case series with significant potential for nephrotoxicity and no antiviral benefit demonstrated in larger meta-analyses. , Neither leflunomide nor cidofovir is currently recommended for the treatment of BK viremia or nephropathy. Finally, hopes for fluoroquinolones as a therapy for BKV were dashed by two randomized controlled trials that showed levofloxacin to be no better than placebo at 1. treating or 2. preventing BK viremia/viruria in kidney transplant recipients. ,

Acute Graft Pyelonephritis

Urinary tract infections (UTIs) are relatively common in kidney transplant recipients, with an estimated 10% to 20% of patients experiencing acute graft pyelonephritis (AGPN) posttransplant. UTIs and AGPN may occur at any period but are most frequent in the first 3 to 6 months after transplantation because of catheterization, stenting, and aggressive immunosuppression. In addition to standard risk factors including anatomic abnormalities and neurogenic bladder, other risk factors for UTIs in transplant recipients include shorter ureters and increased urinary reflux due to impaired antireflux mechanisms at the vesicourethral anastomosis. Fever, allograft pain, and leukocytosis are usually more pronounced in acute pyelonephritis than in rejection. Diagnosis requires urine culture, but empiric antibiotic treatment should be started immediately if there is clinical suspicion. Delay in treatment can lead to rapid clinical decline in the immunosuppressed patient. The most commonly implicated microorganisms are gram-negative bacilli, coagulase-negative staphylococci, and enterococci. Kidney function usually returns to baseline quickly with antimicrobial therapy and volume expansion. Recurrent pyelonephritis requires investigation to exclude underlying predisposing urologic abnormalities.

Acute Thrombotic Microangiopathy

TMA after kidney transplantation is a rare but serious complication that can present as either a de novo process (often in the setting of preexisting genetic susceptibility) or a recurrence of a primary disease, typically related to dysregulated overactivation of the alternative complement pathway (e.g., in atypical hemolytic uremic syndrome [aHUS]). In the setting of an acquired or genetic predisposition, triggers of new TMA after transplant include CNIs, ABMR, viral infections (including CMV and BKV), ischemia-reperfusion injury, and the recurrence of a previously undiagnosed primary disease. Patients with complement-mediated TMA as a cause for ESKD have a high risk of recurrence in the transplant allograft, which, without prophylactic therapy, ranges from 50% to 100% depending on the underlying complement abnormality; complement factor (CF) I, CFH, CFB, and C3 mutations portend the highest risk of posttransplant recurrence.

Posttransplant TMA occurs most commonly in the first 3 months after transplant but can occur at any time. It is often accompanied by increasing plasma creatinine and lactate dehydrogenase levels, thrombocytopenia, falling hemoglobin level, schistocytosis, and low haptoglobin concentrations, but it may also present in a localized fashion with isolated renal insufficiency, proteinuria, or arterial hypertension. A TMA diagnosis can be overlooked because thrombocytopenia and anemia occur commonly after transplantation in the setting of ATG induction therapy and occasionally with MMF maintenance immunosuppression. The diagnosis is confirmed by allograft biopsy, which shows endothelial damage and, in severe cases, thrombosis of glomerular capillaries and arterioles.

Early diagnosis of TMA is essential to salvage kidney function. There are no controlled trials of therapy for de novo TMA after transplant; however, withdrawal of potential offending agents and neutralization of any potential inciting triggers should be a priority. If immunosuppression-related TMA is suspected, an initial measure is to switch CNIs (either from tacrolimus to cyclosporine or cyclosporine to tacrolimus) or discontinue the CNI drug class altogether in favor of a belatacept or mTORi-based immunosuppression regimen. Other potential underlying etiologies should also be sought including ABMR; in ABMR-associated TMA, the mainstay of treatment is plasmapheresis, optimization of immunosuppression, and often IVIG. In patients with de novo TMA that fails to improve with the above measures, plasma exchange has been recommended, yet while plasma exchange has been shown to improve hematologic parameters, its effect on renal outcomes has been inconsistent at best. Eculizumab is an anti-C5 monoclonal antibody that inhibits the alternative complement pathway and has been employed successfully for the treatment of posttransplant TMA relating to aHUS recurrence or as a prophylactic therapy in the setting of known high-risk complement mutations. , However, even in the absence of a known complement mutation or prior diagnosis of aHUS, in many cases, de novo posttransplant TMA relates to complement overactivation, suggesting a role for eculizumab in this population as well, particularly amongst nonresponders to initial strategies. ,

Recurrence of Primary Glomerulonephritis

GN is the cause of ESKD in 30% to 50% of patients who undergo subsequent kidney transplant, with an overall recurrence rate of 7% to 55%. The true incidence of recurrence is difficult to estimate given most relevant studies are small and retrospective with variable follow-up periods. Given the heterogenous pathology and acuity of the various GN subtypes, the presentation and consequences of recurrence differ by GN diagnosis. An Australian study of patients with biopsy-proven GN found a 10-year incidence of graft loss from recurrence of 8.4%, rendering recurrent GN the third most common cause of graft loss. Most GN recurrence results in allograft failure 3 to 5 years post transplant; however, certain etiologies may present early and aggressively post transplant (e.g., MPGN, FSGS). Recurrent GN typically presents similarly as for native kidney disease, with decreasing eGFR, proteinuria, or hematuria. Treatment is typically supportive and includes RAAS inhibition and strict blood pressure control. Immunosuppressive therapy for the prevention or treatment of posttransplant GN has shown limited benefit. There is a paucity of data to support specific preventative or treatment strategies for most recurrent GN presentations, with treatment recommendations extrapolated from native kidney disease and outcomes in the transplant setting poorly described. However, targeted therapies have been more widely accepted for some posttransplant GN recurrences including plasmapheresis in patients with recurrent primary FSGS. A summary of recurrent GN presentations and recommendations posttransplant is shown in Table 69.5 , acknowledging the inconsistencies in reporting and lack of consensus regarding therapeutics for most conditions.

Table 69.5

Recurrent Glomerulonephritis After Kidney Transplantation , , ,

Primary Disease Recurrence Rate Graft Loss With Recurrence Presentation Clinical Predictors of Recurrence Treatment∗
Primary
FSGS
20-50% for primary; rare for familial 13-20% at 10 years Can manifest as massive proteinuria (nephrotic range in 80%) within hours to weeks post transplant, hypertension, graft dysfunction White ethnicity
Younger age
Rapidly progressive FSGS in primary course
Recurrence (especially early) in a prior transplant
Living related donors (controversial)
Preemptive perioperative plasmapheresis for 1-2 weeks pretransplant for patients at high risk
Early plasmapheresis for relapse, poor prognosis if delayed
Consider high-dose CNIs, ACE inhibitors, high-dose steroids, cyclophosphamide, rituximab
Anti-GBM Disease Rare if anti-GBM antibody negative x 6 months at transplant Frequent if recurrence Acute graft dysfunction, RPGN Positive anti-GBM antibody within 6 months of transplant (transplant should be delayed)
Alport syndrome may precipitate de novo anti-GBM disease post transplant
No established therapy
Plasmapheresis, Cyclophosphamide, pulse steroids
IgA nephropathy 13-53%, reflecting varying threshold for biopsy ∼10% over 10 years Microscopic or gross hematuria, proteinuria, slow decline in graft function, RPGN.
Typically occurs late post transplant.
Younger age
Prior graft loss to recurrence
Steroid-free maintenance regimen (controversial)
No induction therapy
Crescentic/rapidly progressive disease in native kidneys
Living related donors (controversial)
No established therapy
Consider ACEi or ARB for proteinuria, CNI, steroids
Cyclophosphamide or rituximab if crescentic disease recurrence/RPGN
Budesonide has not been studied in transplant recipients.
Lupus nephritis 2-9%, histologic recurrence in up to 30% 3% at 5-10 years Typically recurs in first 10 years post transplant.
Microscopic or gross hematuria, proteinuria, slow decline in graft function
Transplant while disease not quiescent; usually 6-12 months of disease quiescence
Antiphospholipid syndrome is a risk of thrombosis
No established therapy
MMF
Anticoagulation if antiphospholipid syndrome before transplant
ANCA vasculitis 0-20% 6-8% at 5-10 years Microscopic or gross hematuria, proteinuria, graft dysfunction Transplant while disease not quiescent
Positive ANCA serology does not appear to influence relapse.
No established therapy
Consider cyclophosphamide, rituximab
± IVIg
MPGN Immune complex: 20-33%
DDD/C3GN: 67-100%
Immune complex: High
DDD/C3GN: 34-66%
Proteinuria, hematuria, graft dysfunction. DDD occurs later than C3GN and usually isolated graft dysfunction.
Low C3 levels
C3 glomerulopathy subtype
Monoclonal gammopathy, lower serum complement levels, higher protein, crescents in native biopsy
Rapid progression to ESKD
No established therapy
Eculizumab for C3 glomerulopathy-limited success, cyclophosphamide, rituximab
Treat underlying monoclonal gammopathy/infection
Membranous nephropathy 10-30% 10-50% at 10 years Minimal proteinuria to nephrotic syndrome Higher APLA2R titers
Persistent elevated APLA2R titers
No established therapy
Treatment of secondary factors
Consider RAAS inhibition, rituximab, CNI, cyclophosphamide

a Treatment for most recurrent glomerulonephritis after kidney transplant is derived from studies in native kidney disease and utilized with limited data in transplant populations.

ACE, Angiotensin-converting enzyme; ANCA, antineutrophil cytoplasmic antibody; Anti-GBM, antiglomerular basement membrane; APLA2R, anti-phospholipase 2 receptor antibody; ARB, angiotensin receptor blocker; C3GN, C3 glomerulonephritis; CNI, calcineurin inhibitors; DDD, dense deposit disease; ESKD, end-stage kidney disease; FSGS, focal segmental glomerulosclerosis; IViG, intravenous immunoglobulin; MMF, mycophenolate mofetil; MPGN, membranoproliferative glomerulonephritis; RAAS, renin-angiotensin-aldosterone system; RPGN, rapidly progressive glomerulonephriti.

Postrenal

Most urologic complications are secondary to technical factors at the time of transplant and manifest themselves in the early postoperative period, but immunologic factors may play a role in some cases.

Urinary Tract Obstruction

Although urinary tract obstruction can occur at any time after transplantation, it is most common within the first 6 months. It can occur at any location but most frequently involves the site of implantation of the ureter into the bladder. Intrinsic causes include ureteric kinking, intraluminal blood clots or slough material, poor implantation of the ureter into the bladder, and fibrosis of the ureter due to ischemia or rejection. As described earlier, BKV can lead to ureteric stenosis, and rarely renal calculi may also cause obstruction. Extrinsic causes include an enlarged prostate in elderly men (causing bladder outlet obstruction) and compression by a lymphocele, urinoma, or other fluid collection. The transplanted allograft is denervated: Urinary tract obstruction is often asymptomatic and should always be considered in the differential diagnosis of allograft dysfunction. This is of particular importance given that both upper and lower obstruction of the solitary graft can precipitate acute and substantial graft dysfunction. Ultrasound often demonstrates hydronephrosis, but some dilation of the transplant urinary collecting system may be normal and is often seen in the early postoperative period due to anastamotic edema and increased urine output. Serial scans showing worsening hydronephrosis may be needed to confirm the diagnosis. Renal scintiscan with diuretic washout is useful in equivocal cases. Percutaneous antegrade pyelography is the best radiologic technique for determining the site of obstruction and can be combined with interventional endourologic techniques. In expert hands, endourologic techniques (e.g., balloon dilation, stenting) may be effective in treating ureteric stenosis and stricture. More complicated cases require open surgical repair. Extrinsic compression requires specific intervention such as draining or fenestration of a culprit fluid collection. Obstruction in the early postoperative period due to an enlarged prostate should be managed with bladder catheter drainage and standard urologic therapies including tamsulosin.

Routine intraoperative ureteric stenting at the time of kidney transplantation has significantly reduced the risk of major urologic complications post transplant (urine leak and/or stenosis decreased from a median of 7.0% in unstented patients to 1.0% in stented patients). When UTI prophylaxis is employed, there is no increased infectious risk in stented versus unstented transplant recipients. Intraoperative ureteric stenting is now considered standard practice in most transplant centers, although there remains some disagreement regarding the optimal timing for stent removal.

Late Allograft Dysfunction

Our understanding of late allograft failure has evolved from a single presentation of “chronic rejection” to the recognition of specific entities that require proactive clinical monitoring and biopsy diagnosis, , encompassing both immune-mediated and non–immune-mediated injuries ( Fig. 69.4 ). As a response to injury, there are the expected tissue remodeling and repair processes. However, if inflammation persists, which is not uncommon in the transplant setting, the resulting maladaptive response is matrix deposition and/or fibrosis. This ultimately leads to declining graft function and finally failure. With our advancing knowledge of the multiple etiologies and mechanisms, enhanced by more recent cohort studies in humans, there is an opportunity to identify those at greater risk to initiate new strategies to ameliorate the process. There has been a renewed focus on management of the patient with late graft failure, regardless of etiology, with emphasis on management of the progressive decline in kidney function and immunosuppressive management. The key here is the determination of access and suitability for repeat transplantation versus dialysis care versus conservative management. Opinions differ on how immunosuppression should be reduced and which agents, dependent in part on the likelihood of repeat transplant in the near term versus maintaining graft function, albeit at a lower but sustainable level. , Moreover, prior concerns about toxicity of immunosuppression with higher infections and mortality have been challenged on the basis of findings from a prospective cohort of recipients of failed kidney transplants on dialysis demonstrating that maintenance of some immunosuppression was not associated with an increased risk of hospitalization due to infection and, moreover, a lower risk of mortality. Finally, the timing of vascular access and start of renal replacement therapy is another challenge with improvements needed in communications between the transplant center that is frequently managing these patients and their primary nephrologist. Appropriately, shared decision making with the patient is crucial insofar as providing a realistic appraisal of suitability for transplant, complex management of comorbidities, identification of potential donors, and understanding the potential immunologic hurdles after a failed transplant.

Fig. 69.4

Algorithm for management of persistent delayed graft function.

The presence of antidonor human leukocyte antigen (HLA) antibodies should prompt immediate biopsy in this setting.

Monitoring

Signs and symptoms of graft dysfunction often present late, after significant graft injury has already occurred. Screening is required to assess for graft dysfunction, manifestations of drug toxicity, and viral complications and to ensure immunosuppression is at target post transplant. Recommended screening practices and immunosuppression drug target levels are shown in Table 69.6 . Protocol posttransplant DSA monitoring is performed at many centers on all or select groups of patients but is certainly warranted in immunologically high-risk recipients and at the time of “for clinical indication” biopsy. DSA may be formed before transplant (preformed) or may occur de novo post transplant. De novo (versus preformed) DSA is associated with worse allograft outcomes. DSA may be accompanied by 1. normal renal function and histology, 2. normal renal function and ABMR histology (subclinical ABMR), 3. overt ABMR, or 4. CA-ABMR. Treatment of DSA depends on accompanying clinical and histologic findings. The detection of an isolated de novo DSA warrants strong consideration for allograft biopsy (irrespective of graft function) and, in some centers, will trigger specific therapies such as IVIG. DSAs may be further risk-stratified by assessing their ability to bind complement (C1q assay) or typing their (IgG) subclass. Treatment of DSA accompanied by ABMR is discussed separately.

Table 69.6

Routine Surveillance Laboratory Testing After Transplantation

<1 Month 1-2 Months 2-6 Months 6-24 Months >24 Months
Complete blood cell count Twice weekly Weekly Every 2 weeks Monthly Every 2-3 months
Basic metabolic panel/glucose/phosphorus Twice weekly Weekly Every 2 weeks Monthly Every 2-3 months
Drug level Twice weekly Weekly Every 2 weeks Monthly Every 2-3 months
Liver enzymes Weekly Weekly Every 2 weeks Monthly Every 6-12 months
Urinalysis Twice weekly Weekly Every 2 weeks Monthly Every 2-3 months
Lipid profile Annually Annually Annually
Urine protein creatinine ratio 3 Monthly 6 Monthly Annually
BK polymerase chain reaction Monthly Monthly 3 Monthly 3/6 Monthly
Parathyroid hormone 3 Monthly’ 6 Monthly’ Annually’
Donor-specific antibodies

Standard target levels include:

• CsA (C0) 150-300 ng/mL early and 100-200 ng/mL late.

• CsA (C2) 1400-1800 ng/mL early and 800-1200 ng/mL late.

• Tacrolimus (C0) 8-12 ng/dL early and 5-8 ng/dL late.

• Longer-term targets can be individualized depending on immune risk, tolerability, and other clinical factors.

Many transplant centers perform elective protocol biopsies at set time points after transplant irrespective of graft function. The merits and demerits of such an approach are keenly debated. To our knowledge, there are no data showing that widespread screening with protocol biopsies in the tacrolimus-MMF era results in better outcomes. Protocol biopsies may, however, have a useful role in selected high immunological risk groups.

There are two major weaknesses in transplant rejection monitoring and diagnosis in its current form: 1. Graft dysfunction (as evidenced by creatinine rise) may occur relatively late in a rejection episode, resulting in a delay in diagnosis and treatment, and 2. Kidney biopsy, the gold standard for rejection diagnosis, is expensive, invasive, prone to sampling bias, and risky. The development of biomarkers that can aid in the early detection of graft dysfunction or even obviate the need for biopsy is therefore highly desirable. Noninvasive methods with potential for allograft surveillance include blood gene expression profiles, mRNA, urinary levels of chemokines, proteomic and metabolic signatures of rejection in the blood or urine, and donor-derived cell free DNA (dd-cfDNA), eTable 69.3 . There are strengths and limitations to each method, with inconsistent support and enthusiasm for currently available assays by the transplant community.

eTable 69.3

Noninvasive Diagnostic Testing for Acute Allograft Rejection in Kidney Transplant Recipients

From Thongprayoon C, Vaitla P, Craici IM, et al. The use of donor-derived cell-free DNA for assessment of allograft rejection and injury status. J Clin Med . 2020;9(5):1480. Published 2020 May 14.

  • Donor-specific antibodies (DSA)

  • Donor-derived cell-free DNA (dd-cfDNA)

  • Blood gene expression profiles (Trugraf)

  • Urinary mRNA

  • Urinary levels of chemokine

  • Proteomic and peptidomic signatures of acute rejection in urine and blood samples

  • IFN-γ enzyme-linked immunosorbent spot (ELISPOT) assay

dd-cfDNA measurement has been shown to associate with (and predate) clinically significant allograft injury and is thus a potentially useful noninvasive marker of subclinical rejection. The technique utilizes the presence of single nucleotide polymorphisms (SNPs), which are nucleotides at specific positions in the human genome that commonly vary among individuals. , The most commonly used assay analyzes >250 different SNPs, allowing the test to distinguish donor from recipient cfDNA without a donor blood sample. The assay reports dd-cfDNA as a percentage of total cfDNA in the recipient’s blood. A dd-cfDNA level >0.5% to 1% likely reflects underlying graft injury. The test appears sensitive for microvascular inflammation and ultimately may prove useful in identifying those patients with subclinical ABMR, but it cannot be reliably used in those patients with prior kidney transplants or other solid organ transplants. Furthermore, the utility of predicting impending graft compromise in low-immunologic-risk recipients has been questioned.

TruGraf (Eurofins Transplant Genomics; Framingham, Massachusetts) is a DNA microarray-based gene expression blood test for subclinical rejection surveillance in patients with stable allograft function that appears to outperform dd-cfDNA in identifying cellular, but not antibody-mediated rejection episodes. The use of molecular diagnostic tools, such as the “molecular microscope,” which employs a microarray-based approach to measure differential gene expression in renal biopsy tissue, have promise and may prove particularly useful in the diagnosis and prognosis of ABMR.

Outcomes in Kidney Transplantation

Survival Benefits of Kidney Transplantation

Comparison of survival between the general dialysis population and transplanted patients is greatly affected by selection bias, as only relatively healthy patients are referred (and listed) for transplantation. Thus comparisons among patients on the waiting list who do or do not receive a transplant are usually performed instead. Of course, such analyses assume that the two groups (those who have undergone transplant surgery and those still on the list) can otherwise be matched, which is not necessarily true.

One meta-analysis showed an overall survival benefit of 55% (adjusted HR 0.45, 95% CI 0.39–0.54) for transplantation versus remaining on the waitlist. There was significant heterogeneity across subgroups, however, with the greatest benefit in studies from Oceania. When stratifying by patient risk, even high-cardiovascular-risk recipients of expanded criteria donors achieved an equal risk to waitlisted dialysis patients by 180 days after transplant and a survival benefit after 521 days.

Short- and Long-Term Outcomes in Kidney Transplantation

The acute rejection rate has fallen substantially over the past 25 years. With the development of immunosuppression regimens that target early rejection, the rate of acute rejection in the first year post transplant has improved over time and is currently around 7% to 10%. Short-term graft survival from all causes has improved. In the United States, 1-year graft survival was 87.7% for deceased and 93.9% for living donors between 1995 and 1999 and increased to 94.3% and 97.8%, respectively, in 2014–2017. There has also been an improvement in long-term allograft survival. This improvement is seen most prominently in the recipients of living kidney donor transplants. Median graft survival for deceased and living donor kidneys was 8.2 and 12.1 years in 1995–1999; this increased to 11.7 and 19.2 years, respectively, in 2014–2017. This reflects an increase in graft survival of 43% for deceased and 59% for living donors over a 20-year period.

Beyond the first posttransplant year, the principal causes of kidney allograft loss are death with a functioning graft and chronic allograft injury (CAI); less common causes are late acute rejection and recurrent disease. The primary causes of death remain cardiovascular disease, infection, and malignancy ( Fig. 69.5 ). , , In children, death is a much less common cause of allograft loss; conversely, in the elderly, death is more common.

Fig. 69.5

Principal causes of death after kidney transplantation in patients with functioning kidney allografts.

Factors Affecting Kidney Allograft Survival

Prospective studies and analyses of registry data have shown that many variables influence kidney allograft survival. These can be considered as donor, recipient, donor-recipient pairing, or surgical factors, listed in Table 69.7 . Many of them contribute to the development of chronic allograft injury and have been discussed earlier. The roles of the KDPI and DCD donors are discussed as follows.

Table 69.7

Donor, Recipient, Donor-Recipient Paring, and Surgical Factors Associated With Outcomes After Kidney Transplantation

Donor Factors
Living donor Living donor allografts are superior to deceased donor allografts. Likely reflects: Very healthy living donors, the absence of brain death, benefits of elective vs. semiurgent surgery, minimization of ischemia-reperfusion injury, higher nephron mass.
DCD Short-term outcomes (e.g., DGF, primary nonfunction) with DCD donors are inferior to those with NDD donors. Long-term outcomes of DCD organs (from donors <50 years old) are similar to those from standard deceased donors.
Age Reduced allograft survival with extremes of donor age. Kidneys from older donors have fewer functioning nephrons due to aging and conditions such as hypertension and atherosclerosis. Younger donors (<5 years) are associated with worse outcomes, reflecting higher rates of technical complications.
Sex Kidneys from female donors have slightly poorer survival probably due to nephron underdosing due to smaller kidney mass in women than men.
Race/Ethnicity Deceased donor kidneys from AA are associated with reduced allograft survival largely relating to the presence of the APOL1 high-risk variant (in ∼15% of AA donors). AA kidneys from donors lacking the APOL1 high-risk variant are comparable to non-AA donated kidneys. Integration of APOL1 genotyping (instead of race) into clinical prediction models (e.g., KDPI) is warranted.
Recipient Factors
Timing Preemptive transplantation is associated with less acute rejection and allograft failure. Longer time on dialysis is independently associated with poorer patient and graft survival.
Age Graft survival rates are poorer in those at the extremes of age (<18 years; >65 years). In the very young, technical causes of graft loss (e.g., vessel thrombosis) and acute rejection are more common; death with a functioning graft is rare. In elderly recipients, death with a functioning graft is much more common (∼ >50% of graft failures); acute rejection is less common.
Sex Female recipients experience more graft loss and higher excess mortality than male recipients, particularly when the donor is male. Females are at higher rejection risk and have higher immune sensitization than males (primarily due to pregnancy).
Race/Ethnicity AA recipients have worse graft survival than white recipients reflecting multiple factors including more DGF, more acute and late rejection, stronger immune responsiveness, a predominantly white donor pool (with resultant poorer matching of HLA and non-HLA antigens), altered pharmacokinetics of immunosuppressive drugs, differences in socioeconomic factors, and a higher prevalence of hypertension. Asian and Latino recipients have superior outcomes to white recipients; it is unknown why.
PRA Patients who are highly sensitized are at higher risk for adverse early and late graft outcomes compared with unsensitized recipients.
DGF DGF is associated with poorer patient and allograft survival. Allograft half-life is reduced by 30% with DGF, a larger effect than early acute rejection.
Compliance Poor compliance with the immunosuppressive regimen markedly increases the risk of acute rejection (particularly late acute rejection) and allograft loss. Allograft loss has been reported to be 7-fold higher in nonadherent patients.
Donor-Recipient Factors
HLA MM Greater degree of HLA mismatch increases rejection risk and reduces allograft survival. HLA epitope-matching may prove important in coming years, though not widely used at present.
CMV matching CMV D–/R– pairings have the best outcomes, D+/R– pairings have the worst. CMV probably affects graft outcomes through overt infection, but subclinical effects on immune function may also be important.
Sex matching Female recipients of male kidneys have worse graft survival relating to an immune response to antigens on the Y-chromosome (H-Y antigens). The generally larger nephron dose in male donors may be a confounding factor in registry analyses.
Size matching An imbalance between the metabolic demands of the recipient and the functional transplant mass (nephron load) may contribute to development and progression of chronic allograft injury when the recipient size is larger than the donor (>30 kg)
Surgical Factors
Center effect Outcomes vary from transplant center to center reflecting normal statistical variance, as well as center expertise and culture.
CIT Prolonged CIT is associated with higher risk of DGF and poorer allograft survival.
WIT Prolonged WIT is associated with higher risk of DGF and poorer allograft survival.

AA, African Americans; CIT, cold ischemic time; CMV, cytomegalovirus; D, donor; DCD, donation after cardiac death; DGF, delayed graft function; HLA, human leukocyte antigen; KDPI, kidney donor profile index; NDD, neurologic determination of death; PRA, panel reactive antibody; R, recipient; WIT, warm ischemic time.

Kidney Donor Profile Index

The KDPI is a measure of donor kidney function calculated from the kidney donor risk index (KDRI), which is based on 10 donor characteristics and is a modified version of the predictive tool first described by Rao and colleagues. The KDPI is determined relative to all deceased donor kidneys recovered in the United States in the preceding year and is expressed as a percentile score with 0% and 100% signifying excellent quality and marginal organs, respectively. For example, a KDPI of 70% would indicate a graft failure risk that is higher than 70% of kidneys recovered in the United States the prior calendar year.

Donation After Cardiac Death Donors

There has been a significant increase in the use of DCD kidneys. DCD donors can be sub-classified as “uncontrolled” or “controlled.” Uncontrolled donors are either unsuccessfully resuscitated or present dead on arrival to hospital, while controlled donors suffer a cardiac arrest following the withdrawal of life support in the intensive care unit or operating room immediately before donation. The duration of warm ischemia time is likely to be significantly greater in the setting of uncontrolled donation. Protocols for managing DCD kidneys vary from center to center. In uncontrolled donation, isolated perfusion of the kidneys with cold preservation solution can be achieved using double-balloon aortic catheterization (with balloons inflated in the aorta above and below the renal arteries) to minimize warm ischemia time.

Short-term outcomes (such as rates of DGF and primary nonfunction) are inferior to those seen for neurologic determination of death (NDD) donors; the adjusted risk of DGF is nearly three times higher in DCD than NDD donors. However, long-term outcomes of DCD organs are similar to those from NDD donors, including for more marginal donor kidneys. ,

Allocation

Maximizing the life span of donated organs is a key goal in kidney transplantation. The criteria used for allocation of deceased donor allografts can have an important effect on overall allograft survival. A purely utilitarian approach (to maximize allograft survival) would direct organs only to the youngest and healthiest, maximizing the “life years from transplant” gained from transplantation. In practice, a balance must be struck between utility and equity (ensuring that anyone medically fit for a transplant has a reasonable chance of obtaining one).

Organ Discard

The number of potential transplant kidneys discarded has been increasing over time. Currently about 25% of deceased donor kidneys recovered for transplant are discarded; this is consistent across all age groups and most KDPI categories. This is despite a growing mismatch between the number of people waiting for a deceased donor kidney and the number of available kidney donors. Significant variability in deceased donor acceptance criteria has been demonstrated between transplant centers ; however, factors commonly associated with organ decline include a higher KDPI, older age, female sex, Black race, obesity, diabetes, hypertension, hepatitis C positivity, and “donor quality concerns.” Despite donors with AKI resulting in acceptable posttransplant graft outcomes, a terminal creatinine >2 mg/dL is associated with a 7-fold increase in the risk of organ discard. Notably, even patients who receive “marginal” deceased donor kidneys achieve a survival benefit versus remaining on dialysis; the 1-year graft survival rate for recipients of marginal kidneys where the other kidney was discarded exceeds 90%. Likewise, a deceased donor kidney with a KDPI >85% confers a better survival at 5 years than declining that offer in favor of waiting for a lower KDPI option, particularly for older patients with long anticipated wait times.

Death With Graft Function

The mortality rate among kidney transplant recipients is lower than that for patients with ESKD on dialysis; however, despite advances in immunosuppression and antiviral therapies over time, kidney transplant recipients continue to experience increased mortality compared with the age-, sex-, and race-matched general population. Beyond the first year post transplant, death with graft function is the leading cause of allograft loss. Causes of death with graft function vary geographically and with time since transplant; however, in the United States and Australia/New Zealand, they include cardiovascular events, infection, and malignancy. ,

Cardiovascular Disease

Although the relative risk of cardiovascular death has improved over time, cardiovascular disease remains a leading cause of death in kidney transplant recipients. , Despite pretransplant screening, the cumulative incidence of myocardial infarction (MI), stroke, and de novo peripheral arterial disease are 11%, 7%, and 24%, respectively, with some studies suggesting that transplant recipients may experience cardiovascular events with an incidence of 3.5% to 5% per year; 10 to 50× that observed in the general population. , De novo congestive heart failure is also common. The kidney transplant recipient population is enriched with traditional cardiovascular risk factors such as smoking, diabetes mellitus, obesity, preexisting cardiovascular disease, and hypertension. However, nontraditional CKD-related and transplant-associated risk factors are also important and include acute rejection, chronic inflammation, immunosuppression side effects, and DGF. , Reduced allograft function is an important and underrecognized risk for cardiovascular morbidity and mortality (15% increased CVD mortality for every 5 mL/min/1.73 m 2 below an eGFR of 45 mL/min/1.73 m 2 ). Transplant recipients experience more frequent fatal arrhythmias than the general population, and traditional risk prediction scores (Framingham Risk Score) underestimate cardiovascular risk in kidney transplant recipients. Furthermore, kidney transplant recipients are often systematically excluded from CVD trials, and the quality of evidence guiding CVD preventative or treatment strategies in this population is poor, with most recommendations extrapolated from nontransplant populations. This may explain the poor uptake of preventative strategies in kidney transplant recipients. Despite the limited evidence guiding recommendations, suggestions for management of cardiovascular risk in kidney transplant recipients are shown in Table 69.8 .

Table 69.8

Cardiovascular Risk Factor Management in Kidney Transplant Recipients , , ,

From Kidney Disease: Improving Global Outcomes (KDIGO) Transplant Work Group. KDIGO clinical practice guideline for the care of kidney transplant recipients. Am J Transplant . 2009;9(Suppl 3):S1–S155.

Risk Factor Goal of Treatment Treatment Recommendation Comments
Posttransplant diabetes Target HbA1c 7.0-7.5%; avoid HbA1c ≤6.0% especially if hypoglycemia reactions are common Lifestyle modification; oral agents; insulin Avoid metformin with reduced eGFR due to risk of lactic acidosis;
Emerging data on SGLT-2 inhibitor use in transplant recipients are pending
Hypertension <130/<80 mm Hg Lifestyle modification; calcium channel blockers are first line; ACEi/ARB if proteinuria, diabetes of CVD; β-blocker if CVD Nondihydropyridine CCB (verapamil and diltiazem) interact with CNIs; elevated CNI levels often require dose adjustment
Proteinuria Reduce proteinuria Lifestyle modification; when urine protein excretion ≥1 g/day for ≥18 years old and ≥600 mg/m 2 /24 h consider ACEi/ARB as first line Clinically important reductions in proteinuria with RAAS blockade, but no clear evidence of reduced all-cause mortality, transplant failure, or doubling of serum creatinine
Dyslipidemia Adults: total cholesterol <200; LDL <100; non-HDL <130; Triglycerides <150
Adolescents: LDL<130; Non-HDL <160
Lifestyle modification; statins; fibrates; ezetimibe
Patients with a kidney transplant should receive statin therapy, irrespective of lipid profile
Starting dose of a statin should be reduced as CNIs (especially cyclosporine) increase statin blood—increased risk of statin-related toxicities
Obesity BMI <35-40 kg/m 2 Lifestyle counseling including an assessment of psychosocial stressors, sleep hygiene
Increased physical activity and caloric restriction; bariatric surgery
Increased complications with bariatric surgery post transplant indicate more research needed; emerging practice to use GLP-1 RA (data on risk/benefit in transplant recipients are pending)
Tobacco use Smoking cessation Psychologic and/or pharmacologic support Risk of weight gain, lifestyle counselling as above.
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May 3, 2026 | Posted by in NEPHROLOGY | Comments Off on Clinical Management of the Adult Kidney Transplant Recipient

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