Appraisal of the Clinical Trial Data on Renal Denervation for the Management of Resistant Hypertension


National or international society

Date published

Definition of resistant hypertension

Seventh Report of the JNC on Prevention, Detection, Evaluation, and Treatment of High Blood Pressure [1]

2003

The failure to achieve goal BP (<140/90 mmHg) in patients who are adhering to full doses of an appropriate 3-drug regimen that includes a diuretic

ESH and ESC Guidelines for the Management of Arterial Hypertension [2]

2007

When a therapeutic plan that has included attention to lifestyle measures and the prescription of at least three drugs (including a diuretic) in adequate doses has failed to lower systolic and diastolic BP to goal (<140/90 mmHg)

AHA Professional Education Committee of the Council for High Blood Pressure Research [3]

2008

BP that remains above goal (<140/90 mmHg) in spite of the concurrent use of 3 antihypertensive agents of different classes. Ideally, one of the 3 agents should be a diuretic and all agents should be prescribed at optimal dose amounts

NICE Clinical Guideline 127. Hypertension – The Clinical Management of Primary Hypertension in Adults [4]

2011

BP not controlled to <140/90 mmHg despite optimal or best tolerated doses of third line treatment. Third line treatment comprises angiotensin-converting enzyme inhibitor or angiotensin receptor blocker plus a calcium channel blocker plus a diuretic

Joint UK Societies’ Consensus Summary Statement on Renal Denervation for Resistant Hypertension [5]

2011

Sustained clinic BP ≥160 mmHg (≥150 mmHg in type 2 diabetes mellitus) in patients on 3 or more antihypertensive medications. Confirmation of sustained raised BP using ambulatory BP monitoring is essential

ESH Position Paper on Renal Denervation [6]

2012

BP levels above goal in spite of the concurrent use of three antihypertensive agents in adequate doses from different classes including a diuretic

ASH and ISH Clinical Practice Guidelines for the Management of Hypertension in the Community [7]

2013

BP not controlled to target (<140/90 mmHg in most patients) by using either 1, 2, or 3 drugs (angiotensin-converting enzyme inhibitor or angiotensin receptor blocker/calcium channel blocker/diuretic) in full or maximally tolerated doses

ESC Consensus Document on Catheter-Based Renal Denervation [8]

2013

BP >140/90 mmHg, >130–139/80–85 mmHg in diabetes mellitus or >130/80 mmHg in chronic kidney disease in the presence of three or more antihypertensives of different classes, including a diuretic, at maximal or the highest tolerated dose

International Expert Consensus Statement [9]

2013

BP higher than target levels despite the use of 3 antihypertensive agents in adequate doses from different classes, including a diuretic agent

ESH Working Group on the Interventional Treatment of Hypertension [10]

2014

Office systolic BP ≥160 mmHg (≥150 mmHg in type 2 diabetes) despite treatment with ≥3 antihypertensive drugs of different types in adequate doses, including one diuretic


Key: BP blood pressure, JNC Joint National Committee, ESH European Society of Hypertension, ESC European Society of Cardiology, AHA American Heart Association, NICE National Institute of Health and Care Excellence, ASH American Society of Hypertension, ISH International Society of Hypertension



Interest regarding the assessment, diagnosis, and subsequent management of RHTN has been noticeably accelerated in recent times for several reasons: recognition that patients with true RHTN appear to lie at the extreme end of an already high-risk cardiovascular (CV) morbidity and mortality continuum [11, 13, 14]; acceptance that estimates of the incidence and prevalence of RHTN remain largely anecdotal [1417]; the need to establish robust prognostic associations to benchmark the degree of benefit gained from timely and consistent management of RHTN; the need to define the optimal pharmacotherapeutic regimen for RHTN; evidence that RHTN may, at least in part, be mediated by chronic activation of the sympathetic nervous system (SNS) [18]; and the subsequent emergence of percutaneous sympathetic denervation of the renal arteries – an intervention that could possibly stimulate a paradigm shift in the way we manage treatment-resistant systemic HTN [11, 12, 19].

The predominant focus of this chapter is a critical appraisal of the data emanating from trials involving the use of all renal denervation (RDN) devices currently available in the market place. To fully appreciate whether each trial has recruited an appropriate treatment-resistant HTN population we also concentrate on how best to isolate true RHTN individuals from those actually describing apparent or “pseudo” RHTN and highlight how crucial medical optimization pre-procedure, exclusion of secondary causes of systemic HTN, adequate compliance with pharmacotherapy and instigation of lifestyle modification is – before RDN should be considered.



Assessment of True Resistant Hypertension


Physician inertia has an important role to play in the suboptimal management of HTN, particularly when patients require multiple medications. Poor knowledge of clinical guidelines, a misguided acceptance of elevated BP levels, potentially spurious reasons to avoid intensification of existing therapy, and an underestimation of CV disease risk can all lead to suboptimal BP control and thereafter a misdiagnosis of RHTN [20].


Exclusion of Apparent or Pseudo-Resistant Hypertension


Apparent or pseudo-RHTN, defined as inadequate BP control in a patient who does not have true RTHN but is receiving appropriate treatment, must first be excluded before consigning a an individual to a diagnosis of true RHTN [12]. Pseudo-RHTN most commonly arises from: poor office BP measurement technique, the ‘white coat’ effect, poor patient adherence with prescribed therapy, and/or a suboptimal antihypertensive treatment regimen. Complicated dosing regimens, inadequate patient education, and the rising cost of medication (within some healthcare systems) must also be borne in mind. It is of prime importance to conduct a thorough exploration of these patient and physician barriers to sustained BP control and eliminate them first, before establishing a definitive diagnosis of RHTN. Trials of RDN should ideally stipulate this process has been performed thoroughly before a patient is recruited.


Office BP Versus Home BP Versus Ambulatory BP Monitoring


Up to a third of patients, defined as having RHTN according to office BP recordings, are later found to manifest a white coat effect (i.e., a persistently elevated office BP but a normal home or ambulatory daytime average BP of <135/85 mmHg) [16, 21]. This serves to emphasize the importance of using ABPM to confirm a true RHTN diagnosis [3, 4, 5, 22]. The long-term prognostic implications of the white-coat effect appear to be intermediate between sustained hypertension and normotension, and there is evidence to suggest that these individuals do have an increased risk of developing a sustained hypertensive state [23]. A white coat effect should be suspected in any individual with persistently elevated office BP readings but no signs of target organ damage or signs/symptoms of over-treatment such as postural hypotension, dizziness, or syncope [24].

Office BP measurements could be deemed more reliable if taken using an automated device with the patient alone in a quiet room [25]. There is little doubt, however, that out-of-office BP measurements are more reproducible, reflect diurnal variation, reduce observer bias if automated devices are used, and provide multiple recordings from which to base a firm diagnosis or monitor response to therapy [26]. Furthermore two recent meta-analyses have confirmed a more accurate estimation of treatment response with out-of-office (home BP monitoring – HBPM and 24-h ABPM) recordings, ABPM also giving rise to an attenuated reduction in BP, when compared to clinic BP measurements [27, 28].

The landmark PAMELA study drew attention to the significant disparity between clinic and out-of-office BP measurements and established normal values for HBPM and ABPM [29]. It is now widely accepted that CV risk is more tightly correlated to out-of-office BP than to clinic BP [30, 31]. Furthermore, elevated ambulatory BP can predict CV morbidity and mortality in patients with RHTN, whereas clinic BP has less prognostic value [32]. These data provide compelling evidence for the routine use of out-of-office BP monitoring when assessing patients for presumed RHTN and should be a prerequisite inclusion criterion in trials of RDN. Indeed, an International Expert Consensus Statement for the performance of percutaneous RDN recommends confirmation of persistently elevated BP above target by using 24-h ABPM [9]. Similarly, expert consensus documents issued by the European Society of Cardiology (ESC) and the European Society of Hypertension (ESH) on catheter-based RDN also advocate ruling out pseudo-RHTN and thereafter confirming the validity of persistently high office BP recordings with the use of ABPM [6, 8, 10].


Management After Confirmation of Resistant Hypertension


Once out-of-office BP monitoring has confirmed a diagnosis of RHTN, the clinician must instigate conservative therapeutic measures, and possibly further investigations, before an individual can be considered for enrolment in a RDN trial [6, 810].


Lifestyle Modifications


Once a diagnosis of RHTN has been reliably established, individuals should be evaluated for potentially remediable lifestyle factors such as obesity, alcohol, and caffeine consumption, and excess dietary sodium, which all contribute to the hypertensive state [11]. Thereafter, a survey for the potential use or abuse of exogenous substances that raise BP should be performed (Table 5.2). Once identified, the offending agents should be discontinued, minimized or substituted as required. Intuitive interventions such as weight loss, regular exercise and a high-fiber, low-salt diet must be attempted.


Table 5.2
Drug-related causes of resistant hypertension [11]





















Non-steroidal anti-inflammatory drugs

Contraceptive hormones – combined oral contraceptives are more often associated with elevated BP

Adrenal steroid hormones

Sympathomimetic agents (nasal decongestants, diet pills)

Erythropoietin, cyclosporine and tacrolimus

Liquorice – suppresses the metabolism of cortisol

Herbal supplements (ephedra, ma huang, bitter orange, etc.)

Use of cocaine and/or amphetamines


Exclusion of Secondary Causes of Resistant Hypertension


The next recommended step in the diagnostic pathway is to exclude a potentially remediable secondary cause [6, 810]. The prevalence of secondary hypertension is greater in the RHTN cohort than in the general hypertensive population, with studies indicating 5–10 % of RHTN patients with an identifiable cause [33, 34]. The most common causes are hyperaldosteronism, CKD (either the cause or result of chronic, poorly controlled HTN), renal artery stenosis (RAS), and obstructive sleep apnea [11, 35]. Less common causes include renal parenchymal disease, pheochromocytoma, thyroid diseases, Cushing’s syndrome, coarctation of the aorta, and intracranial tumours. It is fundamentally important for an RDN trial to incorporate a selection protocol through which those RHTN patients with a secondary cause are excluded prior to randomization. As such, the trial screening should include a focused history, thorough physical examination, biochemical evaluation, non-invasive imaging, and subsequent onward referral to a specialist clinic if deemed necessary prior to potential enrolment [9, 36].


Assessment of Adherence to Therapy


Adherence to prescribed therapy is of particular relevance in this scenario since RHTN is largely an asymptomatic condition treated with multiple medications, each with their own array of potentially troublesome side effects. Measures to improve drug adherence such as improving patient education, motivation, and ownership of their management program along with setting realistic goals in achieving BP targets warrant careful attention.

Existing antihypertensive drug treatment requires optimization. Recent medication changes or dose adjustments should be given time to work – this can take up to a month to take effect [12]. If the standard A+C+D treatment algorithm is pursued, as recommended by NICE [4], the optimal fourth line agent for the pharmacologic treatment of RHTN remains open to debate. Although mineralocorticoid receptor antagonists appear to be the obvious contender, their long-term safety, particularly in patients with impaired renal function, is still unknown. As such, an individualized approach to tailor the best antihypertensive regimen for the patient is currently advocated with the addition of aldosterone antagonists if they are considered safe in the circumstances [6, 810]. At present there is currently no robust evidence available to define with absolute confidence the most clinically effective 4th or 5th line agent to attain target BP in RHTN [12]. It is little wonder, therefore, that RDN has been seen as a potential game-changer. It is imperative that trials of RDN should ensure potential recruits have had their current medications optimized and that their treatment regimen is in alignment with international consensus standards.


Clinical Trial Data in Renal Denervation for Resistant Hypertension


Excitement about RDN was kindled by a case report published in the New England Journal of Medicine in 2009 [37]. A 59-year-old patient with poorly controlled essential hypertension resistant to treatment with seven antihypertensive medications was administered radiofrequency ablation (RFA) to both renal arteries. Secondary hypertension had been excluded but there was no record of ABPM utilization to confirm a RHTN diagnosis. The case report did of course pre-date the current crop of consensus guidelines on the procedure [4, 6, 810, 22]. Renal norepinephrine spillover along with whole body norepinephrine spillover and muscle sympathetic nerve activity, surrogates of renal sympathetic efferent and afferent nerve activity respectively, were both reduced suggesting adequate penetration of the RF energy emitted from the catheter to ablate the renal nerves. Systemic BP was reduced from an office BP of 161/107 mmHg at baseline to 141/90 mmHg at 30 days and 127/81 mmHg at 12 months. There were no apparent procedural or vascular complications and renal function remained unaltered.


The SYMPLICITY HTN-1 Trial


This was the original proof-of-concept non-randomized cohort study designed to show that RDN was feasible, safe and effective [38]. Krum and colleagues treated 45 patients from five centers in Australia and Europe, including the patient described in the case report above [37], using the Symplicity™ Renal Denervation system (Medtronic, Santa Rosa, CA, USA). An office systolic BP ≥160 mmHg (or ≥150 mmHg in Type 2 diabetics) based on an average of three readings was required for trial entry. Mean baseline office systolic and diastolic blood pressures were 177 ± 20 and 101 ± 15 mmHg respectively. Patients were taking an average of 4.7 medications, although diuretic therapy was not taken by all trial participants (95 %). Given the predominance of volume and sodium overload in these patients, attempts at achieving sustained BP control with diuretic medication is now regarded as a prerequisite therapeutic intervention before a RHTN diagnosis can be made [4, 22]. Secondary causes of RHTN had to be excluded prior to inclusion into the study. The trial required preserved renal function (estimated glomerular filtration rate – eGFR >45 mL/min/1.73 m2) to be eligible for RDN.

Office systolic and diastolic blood pressures after the procedure (while maintaining patients on their usual antihypertensive medication therapy) were reduced by 14/10, 21/10, 22/11, 24/11, and 27/17 mmHg at 1, 3, 6, 9, and 12 months, respectively. At the 12-month follow-up stage RDN appeared to be safe with successful completion of the procedure in 43 out of 45 patients. A single intraprocedural renal artery dissection was recorded. This had occurred prior to the application of RF energy without further sequelae. There were no other renovascular complications (such as vessel spasm or RAS) [38]. One patient developed a pseudoaneurysm at the femoral access site.

By 3 years, HTN-1 had recruited 153 patients, 88 of whom had complete data for the entire follow-up period [39]. The premise was to determine the durability of the BP lowering effect seen after RDN in light of concerns that renal afferent and efferent re-innervation may occur in the medium term post procedure. Again, the intervention was shown to be safe with a total of four complications out of the entire patient cohort (one renal artery dissection previously noted in the first 12-month report of HTN-1 [38] and three access-related groin complications). A single patient developed a significant right RAS 24 months after RDN which required angioplasty [39]. At 36 months, significant reductions in office systolic (−32.0 mmHg, 95 % confidence interval [CI] −35.7 to −28.2) and diastolic BP (−14.4 mmHg, CI−16.9 to −11.9) were noted in the 88 patients in whom data were available. In terms of response rate, 55/80 (69 %) had reductions in systolic BP ≥10 mmHg at 1 month. This rose to 82/88 (93 %) at 36 months, which some interpreted as a delayed response phenomenon, although the pathophysiological basis of this remains unclear. Of note, the need for antihypertensive medications actually rose over the 36-month period from a mean of 5.1 at baseline to 5.2 at study termination despite the purported gains in BP control [39]. Further analysis of medication dose or drug changes is precluded, however, by lack of medication data after 12 months – a major limitation of the study.


The SYMPLICITY HTN-2 Trial


Whereas HTN-1 was a single-arm proof-of-principle study, and therefore exposed to confounding issues such as regression to the mean, placebo, and Hawthorne effects, HTN-2 was a prospective, multicenter trial in which 106 patients were randomly allocated to RDN (n = 52) or control (n = 54) [40]. A 2-week ‘Baseline Evaluation Period’ was used to analyze BP patterns in potential recruits with twice-daily home BP monitoring and a daily medication log to monitor compliance prior to formal randomization. Despite the opportunity to use these out-of-office BP recordings, the investigators restricted their RHTN diagnosis to the mean of office BP measurements. This potentially limits the generalizability of the trial’s results [12]. Much like HTN-1, therefore, patients with a systolic BP ≥160 mmHg (≥150 mmHg in Type 2 diabetics) despite adherence to ≥3 antihypertensive agents were eligible for recruitment. Furthermore, inclusion criteria stipulated a ‘stable’ treatment regimen of ≥3 antihypertensives, which prevented any change in drug or dose 2 weeks prior to randomization and maintenance of the same baseline combination for at least 6 months post RDN to avoid adjustments confounding the results [12, 40]. In HTN-1, 22 % of patients were taking an aldosterone antagonist at baseline [38] and only 17 % in HTN-2 [40], perhaps reflecting the relative lack of conclusive data on what constitutes best practice in terms of pharmacotherapy in RHTN patients. Exclusion of patients with a known secondary cause of HTN is routine at present and was actively performed in HTN-1 [38, 41]. The protocol for HTN-2 excluded Type I diabetics but did not explicitly exclude those with a known secondary cause – the reasoning behind the shift in recruitment protocols is unclear [40].

At the 6-month time point, office BP fell by 32/12 ± 23/11 mmHg from 178/96 mmHg ± 18/16 mmHg at baseline in those receiving RDN compared to a change of only 1/0 ± 21/10 mmHg from 178/97 ± 17/16 mmHg at baseline in the control arm. Note, however, the wide standard deviation in the latter cohort. When ABPM measurements were analysed, the reductions were less impressive. In the RDN group, there was a mean reduction of 11/7 ± 15/11 mmHg (n = 20) at 6 months using out-of-office recordings. Much like in HTN-1, RDN was shown to be safe with no serious complications related to the device or the procedure [40]. Renal function remained the same overall in both groups at 6 months.

Results from HTN-2 at 1 year included the original RDN group at baseline (n = 47) and control subjects who crossed over to the RDN arm and had the procedure performed per protocol at 6 months (n = 35) [42]. An overall fall in BP in the original RDN group of 28/10 mmHg remained durable at 12 months. The crossover group also demonstrated a fall in BP of 24/8 mmHg at 6 months. A crossover patient suffered renal artery dissection during guide catheter insertion for angiography. Aside from this, there were no other renovascular complications reported thereby reaffirming the safety of this procedure. No significant changes in estimated glomerular filtration rate (eGFR) were noted in either group at this time point. At 36-month follow up, the data had been locked and was only available in the RDN group (n = 40). The BP lowering effect remained durable with a reduction of 33/14 mmHg [43].


Limitations of the SYMPLICITY HTN-1 and HTN-2 Trials


Both HTN-1 and HTN-2 were trials that introduced a seemingly safe and effective procedure to the interventional world at large. There were, however, a number of limitations to the studies, which prevent the widespread generalizability of the data:



  • Less than 250 patients combined received RDN in the HTN-1 and HTN-2 trials. These relatively small trial numbers tend to overestimate treatment effect and underestimate adverse effects.


  • 36-month results from both HTN-1 and HTN-2 provide some reassurance that re-innervation of efferent and afferent nerve fibers following RDN does not occur or if re-innervation does occur, the nerves no longer contribute to the positive feedback loop that causes the hypertensive state [39, 4345]. However, the distance of peri-renal nerves from the lumen of the renal artery follows a normal distribution ranging from 0.5 mm through to >10 mm (mean 2.0–4.0 mm). As such, there is no guarantee that the energy from each ablation will successfully reach a nerve bundle and that the treated renal nerve fully extends to the kidney [44] – this could in part explain the early non-responsiveness to RDN therapy and underlines the need to seek alternative reproducible predictors of procedural success other than high baseline BP, which is not specific enough to enhance patient selection [46].


  • Renal norepinephrine spillover (measure of renal efferent activity), total body norepinephrine spillover (measure of central sympathetic drive via the renal afferent pathway) and microneurography (measure of muscle sympathetic nerve activity) are accessible metrics that can be used to evaluate the durability of effect post RDN, and therefore the effectiveness of the RF energy to ablate renal afferent and efferent nerves. They were not reported in all patients exposed to the intervention [19, 37].


  • It remains uncertain what effect, if any, a renewed motivation for lifestyle modification and medication adherence could have contributed to this sustained BP reduction in patients, not only enthused by the encouraging results from their RDN procedure but also monitored more closely in an artificial trial environment.


  • Importantly, follow-up was incomplete in both HTN-1 and HTN-2 and changes to antihypertensive regimens were not monitored after the 12-month post procedure visit. Indeed enthusiasm has been tempered by the more modest reduction of approximately −10 mmHg of systolic BP when ambulatory recordings were available [47].


  • A small sample size precludes a direct association between any compromise in eGFR post RDN with the deleterious consequences of the underlying hypertensive state, exposure to contrast media, diuretic sensitivity heightened by RDN rendering the kidney less able to autoregulate against falls in perfusion pressure, an adverse effect on renal hemodynamics, or damage to the renal artery during the procedure, e.g., prolonged spasm or dissection, or delayed development of RAS [4850].


  • The open-label designs of both HTN-1 and HTN-2 make them susceptible to expectation, performance, and evaluation biases, particularly when the primary outcome measure in HTN-2 – seated office BP – was not recorded by assessors blinded to treatment assignment. Patients were also predominantly Caucasian (>95 % for both trials) and obese, making it difficult to generalize the findings to a wider hypertensive population [40, 41].


  • There was no systematic imaging in place to identify RAS in the short to medium term. Furthermore choice of imaging modality was not standardized either at baseline or follow-up. Magnetic resonance angiography and computerized tomographic resonance angiography were used in only a minority of patients in HTN-1 and HTN-2. As such, the occurrence of adverse renovascular sequelae remains a legitimate concern, particularly beyond 6 months follow-up.


The Global SYMPLICITY Registry


The Global SYMPLICITY Registry (GSR) (ClinicalTrials.gov Identifier: NCT01534299) is consecutively enrolling up to 5,000 patients from over 200 sites worldwide to determine the real-world durability of effect and safety of the Symplicity RDN catheter. It also incorporates the GREAT SYMPLICITY registry initiated in Germany [51]. The registry aims to establish procedural benchmarking and practice patterns, assess the effect of geographical variation and procedural characteristics on outcome, and to collect quality of life data post procedure and in relation to patient comorbidity [51].

Data from the first 1,000 patients consecutively enrolled to the registry and followed up for 6 months were presented at the American College of Cardiology Scientific Sessions in March 2014 [52]. Safety solely related to the procedure appeared to be maintained with vascular complications occurring in only 0.4 % (n = 4) of the cohort (n = 913) at 6 months. There were no new cases of RAS. Both new onset end stage renal disease and a doubling of the serum creatinine were also rare (0.2 % each).

Perhaps most striking were those patients with a baseline office systolic BP ≥160 mmHg (i.e., the RHTN cut-off used in HTN-1 and HTN-2) or an ambulatory systolic BP ≥135 mmHg on ≥3 antihypertensive medications, which represented only a third (n = 327) of the 1,000-patient cohort studied for this preliminary analysis. This cohort achieved the greatest reduction in office BP post procedure, whereas those patients with a relatively “normal” baseline BP actually saw an increase over time (Table 5.3). It is not clear whether this latter cohort corresponded to those patients in whom the primary indication for RDN therapy was to treat a disease state characterized by SNS hyperactivation outside of the standard uncontrolled HTN parameter (i.e., heart failure, sleep apnea, insulin resistance, chronic kidney disease, or atrial fibrillation). Overall, the average reduction in office systolic BP from baseline to 6 months was a modest 11.9 mmHg for all patients. Among the subset of patients who met the BP criteria used in HTN-1 and HTN-2 and who were taking maximally tolerated doses of ≥3 antihypertensive agents the fall in mean BP was 17.3 mmHg.


Table 5.3
Changes in office systolic blood pressure seen in the global SYMPLICITY Registry [53]










Patient group

Only gold members can continue reading. Log In or Register to continue

Stay updated, free articles. Join our Telegram channel

Jun 20, 2017 | Posted by in NEPHROLOGY | Comments Off on Appraisal of the Clinical Trial Data on Renal Denervation for the Management of Resistant Hypertension

Full access? Get Clinical Tree

Get Clinical Tree app for offline access