Pt population
Intervention
Comparator
Outcome studied
Pts with AIN 3
HRA
Clinical followup
Cancer prevention, cost
Introduction
Anal squamous cell carcinoma (ASCC) is an uncommon malignancy caused by infection with oncogenic strains of Human papilloma virus (HPV). The precursor lesion, anal intraepithelial neoplasia III(AIN III) or high-grade squamous intraepithelial lesion (HSIL), has a similar causal association with HPV [1–3]. Although HPV infections are extremely common, peaking in the third decade of life, they are usually transient with evidence of infection absent by the end of that decade. This tends not to be true in high-risk groups – those who practice anoreceptive intercourse and those immunocompromised from drugs or disease. The frequency of progression of HSIL to anal squamous cell cancer is uncertain, but has an estimated risk in the range of 8.5–13 % [2–4].
Despite the known association of HSIL and anal squamous cell carcinoma, many patients go undiagnosed, or potentially worse yet, diagnosed and not treated. Many factors contribute to the lack of treatment. Historically, poor adoption of preventative techniques resulted from a lack of standardized definitions and treatment patterns, leaving treating physicians confused regarding evidence-based practice. In addition, a lack of clear screening guidelines for low risk patients (eg heterosexual females who do not practice receptive anal intercourse) resulted in affected patients being missed owing to the misconception that this was a disease limited to men who have sex with other men (MSM) and/or men and women who are HIV positive.
There has been relatively limited adoption of high-resolution anoscopy (HRA) likely owing to unfamiliarity with the equipment and poor physician reimbursement. Further, there continues to be a lively ongoing debate regarding the necessity and cost effectiveness of this treatment modality when compared to simple observation and clinical followup. The argument is that the relatively small subset of patients who do progress from HSIL to anal carcinoma can be identified early and treated successfully, without exposing the entire cohort to serial HRA. However, the 5-year survival for Stage I and Stage IV anal cell cancer remains at 80 % and 30 % respectively [5]. Thus, withholding treatment until a patient has developed anal squamous cell cancer, even in the setting of stage I disease,, may result in avoidable mortality from the disease not to mention the morbidity of chemoradiation therapy.
For the trained clinician, whether it is an advanced practice provider or physician, the screening tools (anal cytology and HRA) are relatively simple and cost effective [6]. However, no RCTs have shown that such screening programs are efficacious at reducing anal cancer incidence and mortality. Many believe that this is because the procurement techniques for anal cytology and the performance of HRA are highly variable and non-standardized. Fortunately, trials are currently underway in order to evaluate the efficacy of cancer prevention with screening and treatment. Further, national guidelines published by the National Comprehensive Cancer Network (NCCN) and American College of Colon and Rectal Surgeons (ASCRS) are now able to make recommendations based on higher quality of evidence [7, 8].
Search Strategy
An electronic search of the PubMed database was performed to obtain key literature in the field of anal cancer published between January 1 2000 and July 1 2015, using the following search terms: (anal cancer) OR (anal squamous cell carcinoma) OR (high-grade squamous intraepithelial lesion). The PubMed database was chosen because it remains the most widely used resource for medical literature and indexes only peer reviewed biomedical literature, and is used by the NCCN when formulating updated guidelines. The search results were narrowed by selecting studies in humans published in English with full-length text. Results were then confined to the following article types: clinical trial, Phase II; Clinical trial, Phase III; Clinical Trial, Phase IV; practice guidelines, randomized controlled trial, meta analysis, systematic reviews, and validation studies. The PubMed search resulted in 17,299 citations and their potential relevance was examined. When ‘and treatment’ was added to the search terms, 15,227 items were resulted. These were sorted by relevance to improve detection of relevant studies.
The National Comprehensive Cancer Network (NCCN) and American College of Colon and Rectal Surgeons (ASCRS) were then searched for additional relevant studies for inclusion. This did not result in any further inclusion that was not found in the PubMed search.
Results
Prevention
Prior to discussing treatment of AIN, brief mention will be made of prevention. A quadrivalent HPV vaccine is currently available, and has been proven effective in preventing high-grade cervical intraepithelial neoplasia related to HPV strains 6, 11, 16 or 18 in women, and genital lesions associated with the same HPV strains in men [9–11]. Thus, a study was prompted to look at the efficacy of the vaccine for prevention of HSIL and ASCC in MSM [12]. Although none of the 602 healthy men aged 16 to 26 developed ASCC within the 3-year follow-up period, there were 5 cases of grade HSIL in the vaccine arm and 24 cases in the placebo arm. This amounted to an observed efficacy of 77.5 % for prevention of HSIL, suggesting the quadrivalent HPV vaccine may reduce the risk of ASCC in this patient population.
Recently, the quadrivalent HPV vaccine has been tested in HIV positive children, a group at high risk for HPV, and subsequent associated cervical and anal cancer. A randomized clinical trial found the vaccine to be safe and immunogenic in 126 HIV positive aged 7–12 years. Initially, antibody titers were lower for HPV 6 and 18 compared with historic age-matched immunocompetent controls [13], but this difference was lost after the fourth dose of vaccine [14]. The success of vaccines could lead to a significant decrease or near elimination of ASCC if used early and universally. Thus, their clinical importance cannot be underscored enough.
Patients with condyloma acuminatum or low-grade squamous intraepithelial lesion (LSIL) have very low potential for malignancy [15]. It is not clear that LSIL actually directly progresses to HSIL or ASCC. Rather, LSIL may be a marker in certain at risk groups for the presence of virus. Those patients that are symptomatic may wish to have the lesions excised or destroyed and this can be done with cautery, IRC or chemical agents. Follow up of these patients depends heavily on age, risk factors, underlying disease states and behavior patterns.
Treatment
The goal of treating HSIL is the prevention of ASCC while maintaining anal function, including continence of stool and gas. Several therapies are available for the treatment of HSIL including surgical excision, electrocautery, topical imiquimod, trichloracetic acid and topical fluorouracil (5-FU). Limited studies, largely in the form of case series, have addressed the relative efficacy of the potential treatment options.
In 2000, a survey of 663 members of the ASCRS found that 87 % of respondents chose surgical excision with clear margins as the optimal treatment for HSIL [16]. However, a number of subsequent studies have suggested that surgery may not be the best treatment approach. Brown reported 34 patients with HSIL treated surgically in the UK. Within 41 months, 14 of 34 patients had macroscopic recurrences and 25 % of patients had anal function deficits postoperatively [17]. Scholefield reported on 35 patients who underwent limited excision for HSIL and were followed for 63 months. Three of 35 (9 %) had progression to ASCC [2]. Watson reported their experience with 72 patients treated surgically, of whom nine developed incontinence; four of these required a colostomy. Despite their aggressive surgical approach, 8 patients (11 %) progressed to invasive ASCC [3]. These studies have suggested surgical excision is not an ideal treatment due to incomplete excisions, frequent recurrences, and complications including stenosis and incontinence. They argued further that because chemoradiation for small invasive anal carcinoma is effective, a less radical approach may be warranted, because early surgical intervention with the associated complications may compromise later definitive treatment.
Other investigators suggest that rather than using an excisional approach, the use of HRA allows targeted destruction of suspicious lesions with the lowest reported rates of progression to cancer and preservation of anorectal function. HRA is used to identify dysplastic epithelium under the magnification of a standard colposcope or operating microscope. The technical application of HRA itself is discussed in more detail in the section regarding our treatment approach; but, briefly, HRA can be used with either targeted infrared coagulation (IRC) or electrocautery (EC). Both procedures are outpatient with only enemas given in preparation. IRC can be used with facility for lesions above the dentate line although local anesthesia is often necessary because the heat generated by the instrument causes pain. It coagulates lesions using 1.6 s pulses until the entire surface and an approximately 3 mm surrounding border are coagulated. The coagulated tissue is then scraped off with a small cotton Q-tip or forceps. This is repeated until the submucosal vessels are identified and coagulated. HRA directed EC, unlike IRC, uses bipolar cautery creating a smoke plume that requires a smoke evacuator to prevent transmission of HPV. Across the four listed studies (Table 23.1) regarding HRA targeted IRC for HSIL, there was no reported anal function compromise, 10–38 % had recurrence of HSIL, and none had progression to ASCC [18–21]. Similarly, in the two listed studies regarding HRA targeted EC, there was no reported anal function compromise, 17–31 % had recurrence of HSIL, and 0.4 % had progression to anal squamous cell carcinoma [22, 23]. Of note, recurrence of HSIL was higher in HIV patients and patients with higher burden of disease.
Table 23.1
Treatment practices for HSIL
Study ID | Patients | Anal function compromised (%) | HSIL at last f/u (%) | Developed ASCC (%) | Grade of evidence (GRADE system) |
---|---|---|---|---|---|
Surgery | |||||
Excision | |||||
Watson et al. [3] | 10/62 immunocompromised | 13 | Not reported | 11 | Moderate |
Scholefield et al. [2] | 6/35 immunocompromised | 0 | Not reported | 9 | Moderate |
Devaraj and Cosman [4] | 40 HIV + MSM | 3 | Not reported | 8 | Moderate |
Brown et al. [17] | 34 M and F | 15 | Not reported | 0 | Moderate |
Marchesa et al. [36] | 16 M, 31 F | 0 | 38 % | 6 | Moderate |
HRA-targeted IRC | |||||
Goldstone et al. [19] | 52 HIV-MSM/44 HIV + MSM | 0 | HIV + 18 %; HIV-10 % | 0 | High |
Weis et al. [21] | 99 M/25 F all HIV+ | 0 | Treated 13 %; untreated 93 % | 0 | Moderate |
Stier et al. [37] | 16 M/2 F all HIV+ | 0 | 38 % | 0 | Moderate |
Cranston et al. [18] | 68 HIV + MSM | 0 | 36 % | 0 | Moderate |
HRA-targeted EC | |||||
Marks and Goldstone [22] | 132 HIV + MSM; 100 HIV-MSM | 0 | HIV + 31 % HIV-17 % | 0.4 | High |
HRA-targeted EC f/u IRC or TCA | |||||
Pineda et al. [33] | 194/246 immunocompromised | 0.8 | 22 % | 1.2 | High |
Topical medical therapy | |||||
5-FU | |||||
Snyder et al. [29] | 11 HIV + MSM | 0 | 72 % | 0 | Moderate |
Richel et al. [28] | 46 HIV + MSM | 0 | 30 % | 0 | Moderate |
Graham et al. [24] | 1/9 HIV+ | 0 | 13 % | 13 (n = 1) | Low |
Imiquimod | |||||
Wieland et al. [30] | 28 HIV + MSM | 0 | 9 % | 0 | Moderate |
Kreuter et al. [27] | 10 HIV + MSM
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